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[Form 3] Peabody Energy Corporation Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Peabody Energy Corp (BTU) Form 3 shows Malcolm James Roberts, listed as EVP & Chief Commercial Officer and a director, reporting beneficial ownership of 24,055 shares of common stock. The reported holdings include restricted stock units that vest on various dates between January 3, 2026 and January 2, 2028, plus exempt dividend equivalents on prior RSU awards. The filing is an initial statement of ownership and was signed by an attorney-in-fact on August 15, 2025. No derivative securities or other transactions are reported on this Form 3.

Peabody Energy Corp (BTU) � Il modulo Form 3 indica che Malcolm James Roberts, indicato come EVP & Chief Commercial Officer e membro del consiglio, detiene beneficiariamente 24.055 azioni ordinarie. Le partecipazioni segnalate comprendono unità azionarie vincolate (RSU) che maturano in diverse date tra il 3 gennaio 2026 e il 2 gennaio 2028, oltre a equivalenti di dividendo esenti relativi a precedenti attribuzioni di RSU. La comunicazione è una dichiarazione iniziale di proprietà ed è stata firmata da un procuratore il 15 agosto 2025. Sul modulo Form 3 non sono riportati titoli derivati né altre operazioni.

Peabody Energy Corp (BTU) � El Formulario 3 muestra que Malcolm James Roberts, listado como EVP & Chief Commercial Officer y director, informa la propiedad beneficiaria de 24.055 acciones ordinarias. Las tenencias reportadas incluyen unidades restringidas de acciones (RSU) que se consolidan en varias fechas entre el 3 de enero de 2026 y el 2 de enero de 2028, además de equivalentes de dividendo exentos sobre premios RSU anteriores. La presentación es una declaración inicial de propiedad y fue firmada por un apoderado el 15 de agosto de 2025. En este Form 3 no se informan valores derivados ni otras transacciones.

Peabody Energy Corp (BTU) � Form 3 서류에는 EVP � 최고 상업 책임�(Chief Commercial Officer)이자 이사� 기재� Malcolm James Roberts가 보통� 24,055주를 실질적으� 보유하고 있는 것으� 보고되어 있습니다. 보고� 보유에는 2026� 1� 3�붶� 2028� 1� 2� 사이 여러 시점� 권리가 확정되는 제한부 주식 단위(RSU)와 이전 RSU 수상� 대� 면제� 배당 상당액이 포함됩니�. 이번 제출은 소유권에 대� 초기 신고�(initial statement of ownership)이며, 2025� 8� 15�� 대리인� 서명했습니다. � Form 3에는 파생 증권이나 기타 거래� 보고되지 않았습니�.

Peabody Energy Corp (BTU) � Le formulaire Form 3 indique que Malcolm James Roberts, désigné en tant qu'EVP & Chief Commercial Officer et administrateur, déclare la propriété bénéficiaire de 24 055 actions ordinaires. Les avoirs déclarés comprennent des unités d'actions restreintes (RSU) qui deviennent acquises à différentes dates entre le 3 janvier 2026 et le 2 janvier 2028, ainsi que des équivalents de dividendes exonérés concernant des attributions RSU antérieures. Le dépôt constitue une déclaration initiale de propriété et a été signé par un mandataire le 15 août 2025. Aucun titre dérivé ni autre transaction n'est mentionné dans ce Form 3.

Peabody Energy Corp (BTU) � Das Form 3 weist aus, dass Malcolm James Roberts, geführt als EVP & Chief Commercial Officer und Direktor, wirtschaftlich 24.055 Stammaktien besitzt. Die gemeldeten Bestände umfassen Restricted Stock Units (RSU), die zu verschiedenen Terminen zwischen dem 3. Januar 2026 und dem 2. Januar 2028 vesten, sowie steuerbefreite Dividendenäquivalente aus früheren RSU-Zuweisungen. Die Einreichung ist eine anfängliche Besitzanzeige und wurde am 15. August 2025 von einem Bevollmächtigten unterzeichnet. In diesem Form 3 sind keine Derivate oder sonstigen Transaktionen angegeben.

Positive
  • Disclosure of executive ownership: Reporting person holds 24,055 shares including RSUs, showing alignment with shareholder interests
  • Clear vesting schedule: RSUs vest between January 3, 2026 and January 2, 2028, which clarifies timing of future ownership increases
Negative
  • None.

Insights

TL;DR: Routine officer/director initial filing reflecting equity compensation and pending vesting schedule.

The Form 3 documents a standard initial beneficial ownership disclosure for an executive who is also a director. The 24,055 common shares include RSUs with staggered vesting through 2028 and exempt dividend equivalents, which is a common structure for executive compensation alignment. There are no derivative positions or unusual arrangements disclosed. For governance reviewers, this filing confirms ownership alignment without revealing any immediate material transactions or pledges.

TL;DR: Compliance filing appears complete and timely for an initial Section 16 disclosure.

The form identifies the reporting person, role as EVP & Chief Commercial Officer, and the exact share count with explanatory notes about RSU vesting windows between 2026 and 2028. The signature by an attorney-in-fact with date is included. There are no indications of missing mandatory fields in the provided content. This is a routine disclosure under Section 16(a).

Peabody Energy Corp (BTU) � Il modulo Form 3 indica che Malcolm James Roberts, indicato come EVP & Chief Commercial Officer e membro del consiglio, detiene beneficiariamente 24.055 azioni ordinarie. Le partecipazioni segnalate comprendono unità azionarie vincolate (RSU) che maturano in diverse date tra il 3 gennaio 2026 e il 2 gennaio 2028, oltre a equivalenti di dividendo esenti relativi a precedenti attribuzioni di RSU. La comunicazione è una dichiarazione iniziale di proprietà ed è stata firmata da un procuratore il 15 agosto 2025. Sul modulo Form 3 non sono riportati titoli derivati né altre operazioni.

Peabody Energy Corp (BTU) � El Formulario 3 muestra que Malcolm James Roberts, listado como EVP & Chief Commercial Officer y director, informa la propiedad beneficiaria de 24.055 acciones ordinarias. Las tenencias reportadas incluyen unidades restringidas de acciones (RSU) que se consolidan en varias fechas entre el 3 de enero de 2026 y el 2 de enero de 2028, además de equivalentes de dividendo exentos sobre premios RSU anteriores. La presentación es una declaración inicial de propiedad y fue firmada por un apoderado el 15 de agosto de 2025. En este Form 3 no se informan valores derivados ni otras transacciones.

Peabody Energy Corp (BTU) � Form 3 서류에는 EVP � 최고 상업 책임�(Chief Commercial Officer)이자 이사� 기재� Malcolm James Roberts가 보통� 24,055주를 실질적으� 보유하고 있는 것으� 보고되어 있습니다. 보고� 보유에는 2026� 1� 3�붶� 2028� 1� 2� 사이 여러 시점� 권리가 확정되는 제한부 주식 단위(RSU)와 이전 RSU 수상� 대� 면제� 배당 상당액이 포함됩니�. 이번 제출은 소유권에 대� 초기 신고�(initial statement of ownership)이며, 2025� 8� 15�� 대리인� 서명했습니다. � Form 3에는 파생 증권이나 기타 거래� 보고되지 않았습니�.

Peabody Energy Corp (BTU) � Le formulaire Form 3 indique que Malcolm James Roberts, désigné en tant qu'EVP & Chief Commercial Officer et administrateur, déclare la propriété bénéficiaire de 24 055 actions ordinaires. Les avoirs déclarés comprennent des unités d'actions restreintes (RSU) qui deviennent acquises à différentes dates entre le 3 janvier 2026 et le 2 janvier 2028, ainsi que des équivalents de dividendes exonérés concernant des attributions RSU antérieures. Le dépôt constitue une déclaration initiale de propriété et a été signé par un mandataire le 15 août 2025. Aucun titre dérivé ni autre transaction n'est mentionné dans ce Form 3.

Peabody Energy Corp (BTU) � Das Form 3 weist aus, dass Malcolm James Roberts, geführt als EVP & Chief Commercial Officer und Direktor, wirtschaftlich 24.055 Stammaktien besitzt. Die gemeldeten Bestände umfassen Restricted Stock Units (RSU), die zu verschiedenen Terminen zwischen dem 3. Januar 2026 und dem 2. Januar 2028 vesten, sowie steuerbefreite Dividendenäquivalente aus früheren RSU-Zuweisungen. Die Einreichung ist eine anfängliche Besitzanzeige und wurde am 15. August 2025 von einem Bevollmächtigten unterzeichnet. In diesem Form 3 sind keine Derivate oder sonstigen Transaktionen angegeben.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Roberts Malcolm James

(Last) (First) (Middle)
701 MARKET STREET

(Street)
ST. LOUIS MO 63033

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/07/2025
3. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Commercial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.01 par value per share 24,055(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes (i) restricted stock units ("RSUs") that vest on various dates between January 3, 2026 and January 2, 2028 and (ii) exempt dividend equivalents on prior RSU awards.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Caitlin Reardon-Ashley, Attorney-in-fact 08/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Peabody Energy

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2.14B
120.81M
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95.26%
14.66%
Thermal Coal
Bituminous Coal & Lignite Surface Mining
United States
ST LOUIS