[Form 4] Capital One Financial Insider Trading Activity
Matthew W. Cooper, General Counsel and Corporate Secretary of Capital One Financial Corp (COF), reported a sale of 2,000 shares of common stock on 09/02/2025 at a price of $223.4 per share. After the sale he beneficially owned 100,486 shares, held directly. The filing notes the sale was executed pursuant to a 10b5-1 trading plan established on January 23, 2025, indicating the transaction was prearranged under an affirmative defense plan. The Form 4 was signed by a power of attorney on 09/03/2025.
Matthew W. Cooper, General Counsel e Corporate Secretary di Capital One Financial Corp (COF), ha riportato la vendita di 2.000 azioni ordinarie il 09/02/2025 al prezzo di $223,4 per azione. Dopo la vendita possedeva beneficiariamente 100.486 azioni, detenute direttamente. La comunicazione specifica che la vendita 猫 stata eseguita ai sensi di un piano di trading 10b5-1 istituito il 23 gennaio 2025, indicando che la transazione era predefinita nell'ambito di un piano con difesa affermativa. Il Modulo 4 猫 stato firmato con procura il 09/03/2025.
Matthew W. Cooper, Asesor General y Secretario Corporativo de Capital One Financial Corp (COF), inform贸 la venta de 2.000 acciones ordinarias el 09/02/2025 a un precio de $223,4 por acci贸n. Tras la venta pose铆a beneficiariamente 100.486 acciones, en propiedad directa. La presentaci贸n indica que la venta se realiz贸 conforme a un plan de negociaci贸n 10b5-1 establecido el 23 de enero de 2025, lo que sugiere que la operaci贸n fue preacordada bajo un plan de defensa afirmativa. El Formulario 4 fue firmado por un apoderado el 09/03/2025.
毵ろ姕 W. 炜犿嵓(Matthew W. Cooper) Capital One Financial Corp (COF)鞚� 氩曤雼措嫻 齑濌磩 氚� 旮办梾牍勳劀臧� 2025雲� 9鞗� 2鞚� 氤错喌欤� 2,000欤茧ゼ 欤茧嫻 $223.4鞐� 毵る弰頄堧嫟瓿� 氤搓碃頄堨姷雼堧嫟. 毵る弰 頉� 歆侅爲 氤挫湢頃� 鞙犾澋靻岇湢欤茧姅 100,486欤检榾鞀惦媹雼�. 鞝滌稖靹滊鞐愲姅 鞚� 毵る弰臧� 2025雲� 1鞗� 23鞚�鞐� 靾橂霅� 10b5-1 瓯半灅瓿勴殟鞐� 霐半澕 鞚错枆霅橃棃鞙茧┌, 鞚措姅 瓯半灅臧� 靷爠鞝曧暣歆� 鞝侁饭鞝� 氚╈柎瓿勴殟 頃橃棎 鞚措（鞏挫鞚岇潉 雮橅儉雮鸽嫟瓿� 旮办灛霅橃柎 鞛堨姷雼堧嫟. Form 4電� 2025雲� 9鞗� 3鞚� 鞙勳瀯甓岉暅鞛愳棎 鞚橅暣 靹滊獏霅橃棃鞀惦媹雼�.
Matthew W. Cooper, General Counsel et Corporate Secretary de Capital One Financial Corp (COF), a d茅clar茅 la vente de 2 000 actions ordinaires le 02/09/2025 au prix de 223,4 $ par action. Apr猫s la vente, il d茅tenait b茅n茅ficiairement 100 486 actions, d茅tenues directement. Le d茅p么t pr茅cise que la vente a 茅t茅 ex茅cut茅e en vertu d'un plan de n茅gociation 10b5-1 茅tabli le 23 janvier 2025, indiquant que la transaction avait 茅t茅 pr茅alablement arrang茅e dans le cadre d'un plan de d茅fense affirmative. Le formulaire 4 a 茅t茅 sign茅 par une procuration le 03/09/2025.
Matthew W. Cooper, General Counsel und Corporate Secretary von Capital One Financial Corp (COF), meldete den Verkauf von 2.000 Stammaktien am 02.09.2025 zu einem Preis von $223,4 pro Aktie. Nach dem Verkauf hielt er wirtschaftlich 100.486 Aktien direkt. Die Meldung weist darauf hin, dass der Verkauf gem盲脽 einem am 23. Januar 2025 eingerichteten 10b5-1-Handelsplan ausgef眉hrt wurde, was darauf hindeutet, dass die Transaktion vorab im Rahmen eines Affirmative-Defense-Plans vereinbart war. Das Formular 4 wurde am 03.09.2025 von einem Bevollm盲chtigten unterzeichnet.
- Sale executed under a Rule 10b5-1 trading plan, indicating the transaction was prearranged
- Reporting person retains 100,486 shares after the transaction, showing continued direct ownership
- Disposition of 2,000 shares (Sale code S) at $223.4 per share was reported
- Form reflects an insider sale, which reduces the reporting person's direct holdings by the amount sold
Insights
TL;DR Insider sold a small block under a pre-established 10b5-1 plan; transaction appears routine and procedural.
The sale of 2,000 shares at $223.4 was disclosed on Form 4 and explicitly tied to a 10b5-1 trading plan dated January 23, 2025. That context reduces concerns about opportunistic timing. The reporting person retains 100,486 shares directly, which remains a substantial ownership position in absolute terms. There is no indication in the filing of any derivative transactions, amendments, or other linked events.
TL;DR Transaction is a routine insider disposition executed under a documented plan; limited governance implications.
The Form 4 discloses a straightforward disposal of common stock by an officer who is General Counsel and Corporate Secretary. Because the transaction was made pursuant to a Rule 10b5-1 plan and the filing shows direct ownership after the sale, this report aligns with standard governance practices for scheduled insider transactions. No material governance or control changes are evident from the filing.
Matthew W. Cooper, General Counsel e Corporate Secretary di Capital One Financial Corp (COF), ha riportato la vendita di 2.000 azioni ordinarie il 09/02/2025 al prezzo di $223,4 per azione. Dopo la vendita possedeva beneficiariamente 100.486 azioni, detenute direttamente. La comunicazione specifica che la vendita 猫 stata eseguita ai sensi di un piano di trading 10b5-1 istituito il 23 gennaio 2025, indicando che la transazione era predefinita nell'ambito di un piano con difesa affermativa. Il Modulo 4 猫 stato firmato con procura il 09/03/2025.
Matthew W. Cooper, Asesor General y Secretario Corporativo de Capital One Financial Corp (COF), inform贸 la venta de 2.000 acciones ordinarias el 09/02/2025 a un precio de $223,4 por acci贸n. Tras la venta pose铆a beneficiariamente 100.486 acciones, en propiedad directa. La presentaci贸n indica que la venta se realiz贸 conforme a un plan de negociaci贸n 10b5-1 establecido el 23 de enero de 2025, lo que sugiere que la operaci贸n fue preacordada bajo un plan de defensa afirmativa. El Formulario 4 fue firmado por un apoderado el 09/03/2025.
毵ろ姕 W. 炜犿嵓(Matthew W. Cooper) Capital One Financial Corp (COF)鞚� 氩曤雼措嫻 齑濌磩 氚� 旮办梾牍勳劀臧� 2025雲� 9鞗� 2鞚� 氤错喌欤� 2,000欤茧ゼ 欤茧嫻 $223.4鞐� 毵る弰頄堧嫟瓿� 氤搓碃頄堨姷雼堧嫟. 毵る弰 頉� 歆侅爲 氤挫湢頃� 鞙犾澋靻岇湢欤茧姅 100,486欤检榾鞀惦媹雼�. 鞝滌稖靹滊鞐愲姅 鞚� 毵る弰臧� 2025雲� 1鞗� 23鞚�鞐� 靾橂霅� 10b5-1 瓯半灅瓿勴殟鞐� 霐半澕 鞚错枆霅橃棃鞙茧┌, 鞚措姅 瓯半灅臧� 靷爠鞝曧暣歆� 鞝侁饭鞝� 氚╈柎瓿勴殟 頃橃棎 鞚措（鞏挫鞚岇潉 雮橅儉雮鸽嫟瓿� 旮办灛霅橃柎 鞛堨姷雼堧嫟. Form 4電� 2025雲� 9鞗� 3鞚� 鞙勳瀯甓岉暅鞛愳棎 鞚橅暣 靹滊獏霅橃棃鞀惦媹雼�.
Matthew W. Cooper, General Counsel et Corporate Secretary de Capital One Financial Corp (COF), a d茅clar茅 la vente de 2 000 actions ordinaires le 02/09/2025 au prix de 223,4 $ par action. Apr猫s la vente, il d茅tenait b茅n茅ficiairement 100 486 actions, d茅tenues directement. Le d茅p么t pr茅cise que la vente a 茅t茅 ex茅cut茅e en vertu d'un plan de n茅gociation 10b5-1 茅tabli le 23 janvier 2025, indiquant que la transaction avait 茅t茅 pr茅alablement arrang茅e dans le cadre d'un plan de d茅fense affirmative. Le formulaire 4 a 茅t茅 sign茅 par une procuration le 03/09/2025.
Matthew W. Cooper, General Counsel und Corporate Secretary von Capital One Financial Corp (COF), meldete den Verkauf von 2.000 Stammaktien am 02.09.2025 zu einem Preis von $223,4 pro Aktie. Nach dem Verkauf hielt er wirtschaftlich 100.486 Aktien direkt. Die Meldung weist darauf hin, dass der Verkauf gem盲脽 einem am 23. Januar 2025 eingerichteten 10b5-1-Handelsplan ausgef眉hrt wurde, was darauf hindeutet, dass die Transaktion vorab im Rahmen eines Affirmative-Defense-Plans vereinbart war. Das Formular 4 wurde am 03.09.2025 von einem Bevollm盲chtigten unterzeichnet.
FAQ
What insider transaction did COF reporting person Matthew W. Cooper make?
Was the sale by the COF reporting person part of a trading plan?
How many COF shares did the reporting person own after the reported sale?
Who signed the Form 4 for this COF filing?
Does the Form 4 show any derivative transactions for COF by this reporting person?
