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STOCK TITAN

[Form 4] Espey Mfg. & Electronics Corp Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Espey Mfg. & Electronics Corp. (ESP) � Form 4 insider transaction filed 25 June 2025

President & CEO David A. O’Neil reported two same-day option exercises followed by same-day open-market sales:

  • 23 Jun 2025: Exercised 1,958 options at $14.87 and immediately sold the same 1,958 shares at $40.04.
  • 24 Jun 2025: Exercised 4,042 options at $14.87 and sold the 4,042 shares at $40.00.

Total shares involved: 6,000. Because the sale matched the exercised amount, the reporting person’s direct ownership from these lots returned to zero. The filing notes that O’Neil still beneficially owns 19,914 ESP shares in an ESOP account and retains 25,425 unexercised options after the transactions.

No other equity awards, debt instruments, or company financial metrics are disclosed in this Form 4. The transactions were coded �M� (option exercise) and �S� (open-market sale). No Rule 10b5-1 trading plan was indicated.

From an investor perspective, the filing reflects routine option monetisation by the chief executive, with gross proceeds near $240 K (6,000 × �$40) before taxes and exercise costs. The size represents a small fraction of O’Neil’s remaining economic exposure to ESP shares.

Espey Mfg. & Electronics Corp. (ESP) � Transazione insider Form 4 depositata il 25 giugno 2025

Il Presidente e CEO David A. O’Neil ha comunicato due esercizi di opzioni nello stesso giorno seguiti da vendite sul mercato aperto sempre nello stesso giorno:

  • 23 giugno 2025: Ha esercitato 1.958 opzioni a $14,87 e ha immediatamente venduto le stesse 1.958 azioni a $40,04.
  • 24 giugno 2025: Ha esercitato 4.042 opzioni a $14,87 e ha venduto le 4.042 azioni a $40,00.

Totale azioni coinvolte: 6.000. Poiché la vendita ha corrisposto esattamente al numero di azioni esercitate, la proprietà diretta di queste azioni da parte del segnalante è tornata a zero. Il documento segnala che O’Neil possiede ancora beneficiariamente 19.914 azioni ESP in un conto ESOP e mantiene 25.425 opzioni non esercitate dopo queste transazioni.

Non sono stati divulgati altri premi azionari, strumenti di debito o metriche finanziarie aziendali in questo Form 4. Le transazioni sono state codificate come �M� (esercizio opzioni) e �S� (vendita sul mercato aperto). Non è stato indicato alcun piano di trading ai sensi della Regola 10b5-1.

Dal punto di vista degli investitori, il deposito riflette una monetizzazione di routine delle opzioni da parte del CEO, con un ricavo lordo vicino a $240.000 (6.000 × circa $40) prima di tasse e costi di esercizio. La dimensione rappresenta una piccola frazione dell’esposizione economica residua di O’Neil alle azioni ESP.

Espey Mfg. & Electronics Corp. (ESP) � Transacción insider Formulario 4 presentada el 25 de junio de 2025

El presidente y CEO David A. O’Neil reportó dos ejercicios de opciones el mismo día seguidos de ventas en el mercado abierto también el mismo día:

  • 23 de junio de 2025: Ejerció 1,958 opciones a $14.87 y vendió inmediatamente las mismas 1,958 acciones a $40.04.
  • 24 de junio de 2025: Ejerció 4,042 opciones a $14.87 y vendió las 4,042 acciones a $40.00.

Total de acciones involucradas: 6,000. Debido a que la venta coincidió exactamente con el número de acciones ejercidas, la propiedad directa de estas acciones por parte del informante volvió a cero. El documento señala que O’Neil todavía posee beneficiosamente 19,914 acciones de ESP en una cuenta ESOP y mantiene 25,425 opciones no ejercidas tras estas transacciones.

No se revelaron otros premios de acciones, instrumentos de deuda o métricas financieras de la empresa en este Formulario 4. Las transacciones fueron codificadas como �M� (ejercicio de opciones) y �S� (venta en mercado abierto). No se indicó ningún plan de negociación según la Regla 10b5-1.

Desde la perspectiva del inversor, el informe refleja una monetización rutinaria de opciones por parte del CEO, con ingresos brutos cercanos a $240,000 (6,000 × aproximadamente $40) antes de impuestos y costos de ejercicio. El monto representa una pequeña fracción de la exposición económica restante de O’Neil a las acciones de ESP.

Espey Mfg. & Electronics Corp. (ESP) � 2025� 6� 25� 제출� Form 4 내부� 거래 보고�

사장 � CEO David A. O’Neil은 같은 � � 차례� 옵션 행사와 즉시 이어� 공개 시장 판매� 보고했습니다:

  • 2025� 6� 23�: 1,958개의 옵션� $14.87� 행사하고 즉시 같은 1,958주를 $40.04� 매도.
  • 2025� 6� 24�: 4,042개의 옵션� $14.87� 행사하고 4,042주를 $40.00� 매도.

� 주식 �: 6,000. 매도 수량� 행사 수량� 일치하여 해당 주식� 대� 직접 소유권은 0으로 돌아갔습니다. 보고서에 따르� O’Neil은 ESOP 계좌� 19,914주의 ESP 주식� 계속 보유하고 있으�, 이번 거래 후에� 25,425개의 미행� 옵션� 보유하고 있습니다.

� Form 4에는 다른 주식 보상, 부� 상품 또는 회사 재무 지표는 공개되지 않았습니�. 거래� �M� (옵션 행사) � �S� (공개 시장 매도)� 분류되었습니�. Rule 10b5-1 거래 계획은 명시되지 않았습니�.

투자� 관점에� � �, 이번 보고서는 CEO� 일상적인 옵션 현금� 활동� 반영하며, 세금 � 행사 비용 � � 수익은 � $240,000 (6,000 × � $40)입니�. � 규모� O’Neil� ESP 주식� 대� 보유� 잔여 경제� 노출� 일부� 불과합니�.

Espey Mfg. & Electronics Corp. (ESP) � Déclaration d’initié Formulaire 4 déposée le 25 juin 2025

Le président-directeur général David A. O’Neil a déclaré deux exercices d’options le même jour suivis de ventes sur le marché ouvert également le même jour :

  • 23 juin 2025 : Exercice de 1 958 options à 14,87 $ et vente immédiate des mêmes 1 958 actions à 40,04 $.
  • 24 juin 2025 : Exercice de 4 042 options à 14,87 $ et vente des 4 042 actions à 40,00 $.

Total d’actions concernées : 6 000. Comme la vente correspondait exactement au nombre d’actions exercées, la propriété directe de ces lots par le déclarant est revenue à zéro. Le document précise que M. O’Neil détient toujours bénéficiairement 19 914 actions ESP dans un compte ESOP et conserve 25 425 options non exercées après ces transactions.

Aucune autre attribution d’actions, instrument de dette ou indicateur financier de la société n’est divulgué dans ce Formulaire 4. Les transactions ont été codées « M » (exercice d’options) et « S » (vente sur le marché ouvert). Aucun plan de trading selon la règle 10b5-1 n’a été indiqué.

Du point de vue de l’investisseur, la déclaration reflète une monétisation de routine des options par le directeur général, avec un produit brut proche de 240 000 $ (6 000 × environ 40 $) avant impôts et coûts d’exercice. Le montant représente une faible part de l’exposition économique restante de M. O’Neil aux actions ESP.

Espey Mfg. & Electronics Corp. (ESP) � Form 4 Insider-Transaktion eingereicht am 25. Juni 2025

Präsident & CEO David A. O’Neil meldete zwei Optionen-Ausübungen am selben Tag, gefolgt von Verkäufen am offenen Markt am selben Tag:

  • 23. Juni 2025: Ausübung von 1.958 Optionen zu $14,87 und sofortiger Verkauf derselben 1.958 Aktien zu $40,04.
  • 24. Juni 2025: Ausübung von 4.042 Optionen zu $14,87 und Verkauf der 4.042 Aktien zu $40,00.

Insgesamt betroffene Aktien: 6.000. Da der Verkauf genau der ausgeübten Menge entsprach, fiel der direkte Besitz dieser Aktien für die meldende Person auf null zurück. Die Einreichung weist darauf hin, dass O’Neil weiterhin wirtschaftlich 19.914 ESP-Aktien in einem ESOP-Konto besitzt und nach den Transaktionen noch 25.425 nicht ausgeübte Optionen hält.

Keine weiteren Aktienprämien, Schuldtitel oder Unternehmenskennzahlen werden in diesem Form 4 offengelegt. Die Transaktionen wurden mit �M� (Optionsausübung) und �S� (Verkauf am offenen Markt) kodiert. Ein Rule 10b5-1 Handelsplan wurde nicht angegeben.

Aus Investorensicht spiegelt die Meldung eine routinemäßige Monetarisierung von Optionen durch den Geschäftsführer wider, mit Bruttoerlösen nahe $240.000 (6.000 × ca. $40) vor Steuern und Ausübungskosten. Das Volumen stellt einen kleinen Teil von O’Neils verbleibendem wirtschaftlichen Engagement in ESP-Aktien dar.

Positive
  • None.
Negative
  • Chief executive liquidated 6,000 shares in open-market sales, which some investors may interpret as a short-term bearish signal, albeit modest in size.

Insights

TL;DR � CEO sold 6,000 shares after exercising options; routine, modest size, neutral impact.

The Form 4 shows David O’Neil exercising options struck at $14.87 and liquidating the resulting shares around $40, realising a spread of roughly $25 per share. Because the dispositions offset the exercised amount, there is no change in direct share count, only cashing in previously granted options. O’Neil’s ongoing stake (�19.9 K ESOP shares plus 25.4 K remaining options) limits signalling risk; therefore, the market impact should be marginal. No 10b5-1 plan is cited, but the trade volume is well below typical insider-sale red-flag thresholds (<1 % of ESP’s float). Overall, the filing is informational rather than directional.

Espey Mfg. & Electronics Corp. (ESP) � Transazione insider Form 4 depositata il 25 giugno 2025

Il Presidente e CEO David A. O’Neil ha comunicato due esercizi di opzioni nello stesso giorno seguiti da vendite sul mercato aperto sempre nello stesso giorno:

  • 23 giugno 2025: Ha esercitato 1.958 opzioni a $14,87 e ha immediatamente venduto le stesse 1.958 azioni a $40,04.
  • 24 giugno 2025: Ha esercitato 4.042 opzioni a $14,87 e ha venduto le 4.042 azioni a $40,00.

Totale azioni coinvolte: 6.000. Poiché la vendita ha corrisposto esattamente al numero di azioni esercitate, la proprietà diretta di queste azioni da parte del segnalante è tornata a zero. Il documento segnala che O’Neil possiede ancora beneficiariamente 19.914 azioni ESP in un conto ESOP e mantiene 25.425 opzioni non esercitate dopo queste transazioni.

Non sono stati divulgati altri premi azionari, strumenti di debito o metriche finanziarie aziendali in questo Form 4. Le transazioni sono state codificate come �M� (esercizio opzioni) e �S� (vendita sul mercato aperto). Non è stato indicato alcun piano di trading ai sensi della Regola 10b5-1.

Dal punto di vista degli investitori, il deposito riflette una monetizzazione di routine delle opzioni da parte del CEO, con un ricavo lordo vicino a $240.000 (6.000 × circa $40) prima di tasse e costi di esercizio. La dimensione rappresenta una piccola frazione dell’esposizione economica residua di O’Neil alle azioni ESP.

Espey Mfg. & Electronics Corp. (ESP) � Transacción insider Formulario 4 presentada el 25 de junio de 2025

El presidente y CEO David A. O’Neil reportó dos ejercicios de opciones el mismo día seguidos de ventas en el mercado abierto también el mismo día:

  • 23 de junio de 2025: Ejerció 1,958 opciones a $14.87 y vendió inmediatamente las mismas 1,958 acciones a $40.04.
  • 24 de junio de 2025: Ejerció 4,042 opciones a $14.87 y vendió las 4,042 acciones a $40.00.

Total de acciones involucradas: 6,000. Debido a que la venta coincidió exactamente con el número de acciones ejercidas, la propiedad directa de estas acciones por parte del informante volvió a cero. El documento señala que O’Neil todavía posee beneficiosamente 19,914 acciones de ESP en una cuenta ESOP y mantiene 25,425 opciones no ejercidas tras estas transacciones.

No se revelaron otros premios de acciones, instrumentos de deuda o métricas financieras de la empresa en este Formulario 4. Las transacciones fueron codificadas como �M� (ejercicio de opciones) y �S� (venta en mercado abierto). No se indicó ningún plan de negociación según la Regla 10b5-1.

Desde la perspectiva del inversor, el informe refleja una monetización rutinaria de opciones por parte del CEO, con ingresos brutos cercanos a $240,000 (6,000 × aproximadamente $40) antes de impuestos y costos de ejercicio. El monto representa una pequeña fracción de la exposición económica restante de O’Neil a las acciones de ESP.

Espey Mfg. & Electronics Corp. (ESP) � 2025� 6� 25� 제출� Form 4 내부� 거래 보고�

사장 � CEO David A. O’Neil은 같은 � � 차례� 옵션 행사와 즉시 이어� 공개 시장 판매� 보고했습니다:

  • 2025� 6� 23�: 1,958개의 옵션� $14.87� 행사하고 즉시 같은 1,958주를 $40.04� 매도.
  • 2025� 6� 24�: 4,042개의 옵션� $14.87� 행사하고 4,042주를 $40.00� 매도.

� 주식 �: 6,000. 매도 수량� 행사 수량� 일치하여 해당 주식� 대� 직접 소유권은 0으로 돌아갔습니다. 보고서에 따르� O’Neil은 ESOP 계좌� 19,914주의 ESP 주식� 계속 보유하고 있으�, 이번 거래 후에� 25,425개의 미행� 옵션� 보유하고 있습니다.

� Form 4에는 다른 주식 보상, 부� 상품 또는 회사 재무 지표는 공개되지 않았습니�. 거래� �M� (옵션 행사) � �S� (공개 시장 매도)� 분류되었습니�. Rule 10b5-1 거래 계획은 명시되지 않았습니�.

투자� 관점에� � �, 이번 보고서는 CEO� 일상적인 옵션 현금� 활동� 반영하며, 세금 � 행사 비용 � � 수익은 � $240,000 (6,000 × � $40)입니�. � 규모� O’Neil� ESP 주식� 대� 보유� 잔여 경제� 노출� 일부� 불과합니�.

Espey Mfg. & Electronics Corp. (ESP) � Déclaration d’initié Formulaire 4 déposée le 25 juin 2025

Le président-directeur général David A. O’Neil a déclaré deux exercices d’options le même jour suivis de ventes sur le marché ouvert également le même jour :

  • 23 juin 2025 : Exercice de 1 958 options à 14,87 $ et vente immédiate des mêmes 1 958 actions à 40,04 $.
  • 24 juin 2025 : Exercice de 4 042 options à 14,87 $ et vente des 4 042 actions à 40,00 $.

Total d’actions concernées : 6 000. Comme la vente correspondait exactement au nombre d’actions exercées, la propriété directe de ces lots par le déclarant est revenue à zéro. Le document précise que M. O’Neil détient toujours bénéficiairement 19 914 actions ESP dans un compte ESOP et conserve 25 425 options non exercées après ces transactions.

Aucune autre attribution d’actions, instrument de dette ou indicateur financier de la société n’est divulgué dans ce Formulaire 4. Les transactions ont été codées « M » (exercice d’options) et « S » (vente sur le marché ouvert). Aucun plan de trading selon la règle 10b5-1 n’a été indiqué.

Du point de vue de l’investisseur, la déclaration reflète une monétisation de routine des options par le directeur général, avec un produit brut proche de 240 000 $ (6 000 × environ 40 $) avant impôts et coûts d’exercice. Le montant représente une faible part de l’exposition économique restante de M. O’Neil aux actions ESP.

Espey Mfg. & Electronics Corp. (ESP) � Form 4 Insider-Transaktion eingereicht am 25. Juni 2025

Präsident & CEO David A. O’Neil meldete zwei Optionen-Ausübungen am selben Tag, gefolgt von Verkäufen am offenen Markt am selben Tag:

  • 23. Juni 2025: Ausübung von 1.958 Optionen zu $14,87 und sofortiger Verkauf derselben 1.958 Aktien zu $40,04.
  • 24. Juni 2025: Ausübung von 4.042 Optionen zu $14,87 und Verkauf der 4.042 Aktien zu $40,00.

Insgesamt betroffene Aktien: 6.000. Da der Verkauf genau der ausgeübten Menge entsprach, fiel der direkte Besitz dieser Aktien für die meldende Person auf null zurück. Die Einreichung weist darauf hin, dass O’Neil weiterhin wirtschaftlich 19.914 ESP-Aktien in einem ESOP-Konto besitzt und nach den Transaktionen noch 25.425 nicht ausgeübte Optionen hält.

Keine weiteren Aktienprämien, Schuldtitel oder Unternehmenskennzahlen werden in diesem Form 4 offengelegt. Die Transaktionen wurden mit �M� (Optionsausübung) und �S� (Verkauf am offenen Markt) kodiert. Ein Rule 10b5-1 Handelsplan wurde nicht angegeben.

Aus Investorensicht spiegelt die Meldung eine routinemäßige Monetarisierung von Optionen durch den Geschäftsführer wider, mit Bruttoerlösen nahe $240.000 (6.000 × ca. $40) vor Steuern und Ausübungskosten. Das Volumen stellt einen kleinen Teil von O’Neils verbleibendem wirtschaftlichen Engagement in ESP-Aktien dar.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ONEIL DAVID A

(Last) (First) (Middle)
14 BRIDGET CIRCLE

(Street)
COHOES NY 12047

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ESPEY MFG & ELECTRONICS CORP [ ESP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock - $.33 1/3 par value 06/23/2025 M 1,958 A $14.87 1,958 D
Common Stock - $.33 1/3 par value 06/23/2025 S 1,958 D $40.04 0 D
Common Stock - $.33 1/3 par value 06/24/2025 M 4,042 A $14.87 4,042 D
Common Stock - $.33 1/3 par value 06/24/2025 S 4,042 D $40 0(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $14.87 06/23/2025 06/23/2025 M 6,000 07/01/2023 07/07/2031 Common Stock 6,000 $14.87 25,425 D
Explanation of Responses:
1. The reporting person owns 19,914 shares of common stock in his ESOP account
/s/ David A. O'Neil 06/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many ESP shares did CEO David A. O’Neil sell according to the 25 June 2025 Form 4?

He sold 6,000 shares (1,958 on 23 Jun 2025 and 4,042 on 24 Jun 2025).

At what prices were the ESP shares sold?

The shares were sold at $40.04 and $40.00 per share.

What was the exercise price of the options exercised by the ESP CEO?

The options were exercised at $14.87 per share.

How many ESP shares does the CEO still beneficially own after these transactions?

The Form 4 states he holds 19,914 shares through an ESOP account.

Does the CEO still hold unexercised ESP options?

Yes. After the reported trades he retains 25,425 unexercised stock options.

Was the sale made under a Rule 10b5-1 trading plan?

The Form 4 does not indicate that a 10b5-1 plan was used.
Espey Mfg & Elec

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