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[Form 4] Great Elm Capital. Corp. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Great Elm Capital Corp. (GECC) 鈥� Form 4 insider transaction: 10% owner Great Elm Strategic Partnership I, LLC reported two open-market sales of GECC common stock.

  • 7 Jul 2025: Sold 11,852 shares at $10.95 per share.
  • 8 Jul 2025: Sold 3,218 shares at $10.95 per share.

Total shares sold: 15,070, representing roughly 0.8 % of the holder鈥檚 previous 1.81 million-share position. Post-sale direct ownership stands at 1,798,365 shares. No derivative transactions were reported.

The filing signals a modest reduction by a large shareholder; the dollar value of the sales is approximately $165 k, limited in relation to the remaining stake.

Great Elm Capital Corp. (GECC) 鈥� Transazione interna Form 4: Il detentore del 10%, Great Elm Strategic Partnership I, LLC, ha comunicato due vendite sul mercato aperto di azioni ordinarie GECC.

  • 7 lug 2025: Vendute 11.852 azioni a 10,95 $ ciascuna.
  • 8 lug 2025: Vendute 3.218 azioni a 10,95 $ ciascuna.

Totale azioni vendute: 15.070, pari a circa lo 0,8% della precedente posizione di 1,81 milioni di azioni. La propriet脿 diretta residua dopo la vendita 猫 di 1.798.365 azioni. Non sono state segnalate transazioni su strumenti derivati.

La comunicazione indica una riduzione modesta da parte di un grande azionista; il valore delle vendite 猫 di circa 165.000 $, limitato rispetto alla quota residua.

Great Elm Capital Corp. (GECC) 鈥� Transacci贸n interna Formulario 4: El propietario del 10%, Great Elm Strategic Partnership I, LLC, report贸 dos ventas en el mercado abierto de acciones comunes de GECC.

  • 7 jul 2025: Vendidas 11,852 acciones a $10.95 por acci贸n.
  • 8 jul 2025: Vendidas 3,218 acciones a $10.95 por acci贸n.

Total de acciones vendidas: 15,070, representando aproximadamente el 0.8% de la posici贸n previa de 1.81 millones de acciones. La propiedad directa posterior a la venta es de 1,798,365 acciones. No se reportaron transacciones con derivados.

La presentaci贸n indica una reducci贸n moderada por parte de un gran accionista; el valor en d贸lares de las ventas es aproximadamente $165,000, limitado en relaci贸n con la participaci贸n restante.

Great Elm Capital Corp. (GECC) 鈥� Form 4 雮措秬鞛� 瓯半灅: 10% 歆�攵� 氤挫湢鞛愳澑 Great Elm Strategic Partnership I, LLC臧� GECC 氤错喌欤检棎 雽�頃� 霊� 彀鞚� 瓿店皽 鞁滌灔 毵る弰毳� 鞁犼碃頄堨姷雼堧嫟.

  • 2025雲� 7鞗� 7鞚�: 欤茧嫻 $10.95鞐� 11,852欤� 毵る弰.
  • 2025雲� 7鞗� 8鞚�: 欤茧嫻 $10.95鞐� 3,218欤� 毵る弰.

齑� 毵る弰 欤检嫕 靾�: 15,070欤�, 鞚措姅 氤挫湢鞛� 鞚挫爠 181毵� 欤� 歆�攵勳潣 鞎� 0.8%鞐� 頃措嫻頃╇媹雼�. 毵る弰 頉� 歆侅爲 氤挫湢 欤检嫕鞚� 1,798,365欤�鞛呺媹雼�. 韺岇儩靸來拡 瓯半灅電� 氤搓碃霅橃 鞎婌晿鞀惦媹雼�.

鞚� 鞁犼碃電� 雽�欤检＜鞚� 靻岉彮 歆�攵� 於曥唽毳� 鞚橂頃橂┌, 毵る弰 旮堨暋鞚� 鞎� $165,000搿� 雮潃 歆�攵勳棎 牍勴暣 鞝滍暅鞝侅瀰雼堧嫟.

Great Elm Capital Corp. (GECC) 鈥� Transaction d鈥檌niti茅 Formulaire 4 : Le d茅tenteur de 10 %, Great Elm Strategic Partnership I, LLC, a d茅clar茅 deux ventes sur le march茅 libre d鈥檃ctions ordinaires GECC.

  • 7 juil. 2025 : Vente de 11 852 actions 脿 10,95 $ chacune.
  • 8 juil. 2025 : Vente de 3 218 actions 脿 10,95 $ chacune.

Total des actions vendues : 15 070, repr茅sentant environ 0,8 % de la position pr茅c茅dente de 1,81 million d鈥檃ctions. La d茅tention directe apr猫s vente s鈥櫭﹍猫ve 脿 1 798 365 actions. Aucune transaction sur d茅riv茅s n鈥檃 茅t茅 signal茅e.

Le d茅p么t indique une r茅duction mod茅r茅e d鈥檜n grand actionnaire ; la valeur des ventes s鈥櫭﹍猫ve 脿 environ 165 000 $, limit茅e par rapport 脿 la participation restante.

Great Elm Capital Corp. (GECC) 鈥� Insider-Transaktion Form 4: Der 10%-Eigent眉mer Great Elm Strategic Partnership I, LLC meldete zwei Verk盲ufe von GECC-Stammaktien am offenen Markt.

  • 7. Juli 2025: Verkauf von 11.852 Aktien zu je 10,95 $.
  • 8. Juli 2025: Verkauf von 3.218 Aktien zu je 10,95 $.

Insgesamt verkaufte Aktien: 15.070, was etwa 0,8 % der vorherigen Position von 1,81 Millionen Aktien entspricht. Der direkte Besitz nach dem Verkauf betr盲gt 1.798.365 Aktien. Keine Derivatgesch盲fte wurden gemeldet.

Die Meldung signalisiert eine moderate Reduzierung durch einen Gro脽aktion盲r; der Verkaufswert bel盲uft sich auf ca. 165.000 $ und ist im Verh盲ltnis zum verbleibenden Anteil begrenzt.

Positive
  • None.
Negative
  • Insider selling: A 10 % owner reduced its stake by 15,070 shares, which can be perceived as a mild negative sentiment signal even if quantitatively small.

Insights

TL;DR Small insider sale (0.8 %) by 10 % owner; immaterial to ownership structure and unlikely to affect valuation.

The disclosed transactions involve only 15 k shares sold at $10.95, leaving the insider with nearly 1.8 m shares. The lack of additional context鈥攏o concurrent corporate events, no derivatives exercised鈥攕uggests routine portfolio rebalancing rather than a strategic exit. Given GECC鈥檚 typical daily volume, this trade size should not materially influence liquidity or price discovery. Overall market impact is expected to be negligible.

TL;DR Insider selling is modest; governance signal neutral.

Because Great Elm Strategic Partnership I, LLC remains a 10 % holder after the sale, control dynamics are unchanged. The orderly reporting within two days meets Section 16 requirements, indicating compliance vigilance. Absent pattern or large divestitures, the governance implication is neutral.

Great Elm Capital Corp. (GECC) 鈥� Transazione interna Form 4: Il detentore del 10%, Great Elm Strategic Partnership I, LLC, ha comunicato due vendite sul mercato aperto di azioni ordinarie GECC.

  • 7 lug 2025: Vendute 11.852 azioni a 10,95 $ ciascuna.
  • 8 lug 2025: Vendute 3.218 azioni a 10,95 $ ciascuna.

Totale azioni vendute: 15.070, pari a circa lo 0,8% della precedente posizione di 1,81 milioni di azioni. La propriet脿 diretta residua dopo la vendita 猫 di 1.798.365 azioni. Non sono state segnalate transazioni su strumenti derivati.

La comunicazione indica una riduzione modesta da parte di un grande azionista; il valore delle vendite 猫 di circa 165.000 $, limitato rispetto alla quota residua.

Great Elm Capital Corp. (GECC) 鈥� Transacci贸n interna Formulario 4: El propietario del 10%, Great Elm Strategic Partnership I, LLC, report贸 dos ventas en el mercado abierto de acciones comunes de GECC.

  • 7 jul 2025: Vendidas 11,852 acciones a $10.95 por acci贸n.
  • 8 jul 2025: Vendidas 3,218 acciones a $10.95 por acci贸n.

Total de acciones vendidas: 15,070, representando aproximadamente el 0.8% de la posici贸n previa de 1.81 millones de acciones. La propiedad directa posterior a la venta es de 1,798,365 acciones. No se reportaron transacciones con derivados.

La presentaci贸n indica una reducci贸n moderada por parte de un gran accionista; el valor en d贸lares de las ventas es aproximadamente $165,000, limitado en relaci贸n con la participaci贸n restante.

Great Elm Capital Corp. (GECC) 鈥� Form 4 雮措秬鞛� 瓯半灅: 10% 歆�攵� 氤挫湢鞛愳澑 Great Elm Strategic Partnership I, LLC臧� GECC 氤错喌欤检棎 雽�頃� 霊� 彀鞚� 瓿店皽 鞁滌灔 毵る弰毳� 鞁犼碃頄堨姷雼堧嫟.

  • 2025雲� 7鞗� 7鞚�: 欤茧嫻 $10.95鞐� 11,852欤� 毵る弰.
  • 2025雲� 7鞗� 8鞚�: 欤茧嫻 $10.95鞐� 3,218欤� 毵る弰.

齑� 毵る弰 欤检嫕 靾�: 15,070欤�, 鞚措姅 氤挫湢鞛� 鞚挫爠 181毵� 欤� 歆�攵勳潣 鞎� 0.8%鞐� 頃措嫻頃╇媹雼�. 毵る弰 頉� 歆侅爲 氤挫湢 欤检嫕鞚� 1,798,365欤�鞛呺媹雼�. 韺岇儩靸來拡 瓯半灅電� 氤搓碃霅橃 鞎婌晿鞀惦媹雼�.

鞚� 鞁犼碃電� 雽�欤检＜鞚� 靻岉彮 歆�攵� 於曥唽毳� 鞚橂頃橂┌, 毵る弰 旮堨暋鞚� 鞎� $165,000搿� 雮潃 歆�攵勳棎 牍勴暣 鞝滍暅鞝侅瀰雼堧嫟.

Great Elm Capital Corp. (GECC) 鈥� Transaction d鈥檌niti茅 Formulaire 4 : Le d茅tenteur de 10 %, Great Elm Strategic Partnership I, LLC, a d茅clar茅 deux ventes sur le march茅 libre d鈥檃ctions ordinaires GECC.

  • 7 juil. 2025 : Vente de 11 852 actions 脿 10,95 $ chacune.
  • 8 juil. 2025 : Vente de 3 218 actions 脿 10,95 $ chacune.

Total des actions vendues : 15 070, repr茅sentant environ 0,8 % de la position pr茅c茅dente de 1,81 million d鈥檃ctions. La d茅tention directe apr猫s vente s鈥櫭﹍猫ve 脿 1 798 365 actions. Aucune transaction sur d茅riv茅s n鈥檃 茅t茅 signal茅e.

Le d茅p么t indique une r茅duction mod茅r茅e d鈥檜n grand actionnaire ; la valeur des ventes s鈥櫭﹍猫ve 脿 environ 165 000 $, limit茅e par rapport 脿 la participation restante.

Great Elm Capital Corp. (GECC) 鈥� Insider-Transaktion Form 4: Der 10%-Eigent眉mer Great Elm Strategic Partnership I, LLC meldete zwei Verk盲ufe von GECC-Stammaktien am offenen Markt.

  • 7. Juli 2025: Verkauf von 11.852 Aktien zu je 10,95 $.
  • 8. Juli 2025: Verkauf von 3.218 Aktien zu je 10,95 $.

Insgesamt verkaufte Aktien: 15.070, was etwa 0,8 % der vorherigen Position von 1,81 Millionen Aktien entspricht. Der direkte Besitz nach dem Verkauf betr盲gt 1.798.365 Aktien. Keine Derivatgesch盲fte wurden gemeldet.

Die Meldung signalisiert eine moderate Reduzierung durch einen Gro脽aktion盲r; der Verkaufswert bel盲uft sich auf ca. 165.000 $ und ist im Verh盲ltnis zum verbleibenden Anteil begrenzt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Great Elm Strategic Partnership I, LLC
(Last) (First) (Middle)
800 BOYLSTON STREET
SUITE 900
(Street)
BOSTON MA 02199
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Great Elm Capital Corp. [ GECC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/07/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/07/2025 S 11,852 D $10.95 1,801,583 D
Common Stock 07/08/2025 S 3,218 D $10.95 1,798,365 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Adam M. Kleinman, attorney-in-fact 07/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source:

FAQ

How many GECC shares did Great Elm Strategic Partnership I, LLC sell?

The insider sold 15,070 shares over two days.

At what price were the GECC shares sold?

Both transactions were executed at $10.95 per share.

What is the insider's remaining GECC ownership after the sale?

Post-sale, the insider directly owns 1,798,365 GECC shares.

Does the filing report any derivative security activity?

No; Table II shows no derivative transactions.

Is the insider still a 10% owner after the transactions?

Yes, the insider remains above the 10 % threshold despite the small sales.
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Great Elm Capital Corp

NASDAQ:GECC

GECC Rankings

#6445 Ranked by Market Cap
#55 Ranked by Dividends

GECC Latest News

Aug 4, 2025
Great Elm Capital Corp. Announces Second Quarter 2025 Financial Results
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May 5, 2025
Great Elm Capital Corp. Announces First Quarter 2025 Financial Results
Apr 30, 2025
Great Elm Capital Corp. (鈥淕ECC鈥�) Schedules聽First Quarter 2025 Earnings Release and Conference Call
Mar 10, 2025
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GECC Latest SEC Filings

Aug 4, 2025
[10-Q] Great Elm Capital. Corp. Quarterly Earnings Report
Jul 14, 2025
[Form 4] Great Elm Capital. Corp. Insider Trading Activity
Jul 10, 2025
[Form 4] Great Elm Capital. Corp. Insider Trading Activity
Jul 3, 2025
[Form 4] Great Elm Capital. Corp. Insider Trading Activity

GECC Stock Data

126.70M
6.04M
47.65%
13.6%
0.47%
Asset Management
Financial Services
United States
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