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[Form 4] Guardant Health, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Steve E. Krognes, a director of Guardant Health, Inc. (GH), reported acquisitions on Form 4 dated 08/31/2025. The filing shows a non-derivative entry and a derivative entry reflecting restricted stock units. The non-derivative entry records 155 shares acquired on 08/31/2025 at an aggregate price of $0, bringing his direct beneficial ownership of common stock to 18,128 shares. The derivative section shows 155 restricted stock units reported on 08/31/2025 with a $0 price, corresponding to 1,543 shares of common stock beneficially owned following the transaction on a direct basis. Explanatory notes state the RSU award was granted on August 9, 2022, with 25% vesting on June 30, 2023 and the remaining 75% vesting in substantially equal monthly installments over the following three years.

Steve E. Krognes, membro del consiglio di Guardant Health, Inc. (GH), ha dichiarato acquisizioni nel Modulo 4 datato 31/08/2025. La comunicazione riporta una voce non derivata e una voce derivata relative a unità azionarie vincolate (RSU). La voce non derivata indica l'acquisto di 155 azioni il 31/08/2025 a un prezzo complessivo di $0, portando la sua proprietà diretta di azioni ordinarie a 18.128 azioni. Nella sezione derivata sono segnalate 155 RSU il 31/08/2025 a prezzo $0, corrispondenti a 1.543 azioni di azioni ordinarie di cui beneficia direttamente dopo la transazione. Le note esplicative precisano che l'assegnazione delle RSU risale al 9 agosto 2022, con il 25% maturato il 30 giugno 2023 e il restante 75% che matura in rate mensili sostanzialmente uguali nei tre anni successivi.

Steve E. Krognes, director de Guardant Health, Inc. (GH), declaró adquisiciones en el Formulario 4 con fecha 31/08/2025. La presentación muestra una entrada no derivada y una entrada derivada relativa a unidades restringidas de acciones (RSU). La entrada no derivada registra la adquisición de 155 acciones el 31/08/2025 a un precio agregado de $0, elevando su propiedad directa de acciones ordinarias a 18.128 acciones. En la sección derivada se informan 155 RSU el 31/08/2025 con precio $0, equivalentes a 1.543 acciones de acciones ordinarias de las que es beneficiario directo tras la transacción. Las notas explicativas indican que la concesión de RSU se otorgó el 9 de agosto de 2022, con un 25% que adquirió derechos el 30 de junio de 2023 y el 75% restante que se irá consolidando en cuotas mensuales sustancialmente iguales durante los tres años siguientes.

Guardant Health, Inc. (GH) 이사� Steve E. Krognes� 2025� 8� 31일자 Form 4� 취득 사실� 신고했습니다. 해당 신고에는 비파� 항목� 제한주식단위(RSU)� 반영� 파생 항목� 기재되어 있습니다. 비파� 항목에는 2025� 8� 31일에 155�� 총액 $0� 취득� 것으� 기록되어 그의 보통� 직접 보유 지분이 18,128�가 되었습니�. 파생 섹션에는 2025� 8� 31일자� 가� $0� 155 RSU가 신고되어 있으�, 이는 거래 � 직접적으� 1,543�� 보통주에 해당합니�. 설명 노트에는 RSU 수여일이 2022� 8� 9일이� 25%� 2023� 6� 30일에 베스팅되� 나머지 75%� 이후 3� 동안 거의 동일� 월별 분할� 베스팅된다고 적혀 있습니다.

Steve E. Krognes, administrateur de Guardant Health, Inc. (GH), a déclaré des acquisitions sur le formulaire 4 daté du 31/08/2025. le dépôt indique une entrée non dérivée et une entrée dérivée reflétant des unités d'actions restreintes (RSU). L'entrée non dérivée enregistre 155 actions acquises le 31/08/2025 pour un prix global de 0 $, portant sa détention directe d'actions ordinaires à 18 128 actions. La section dérivée mentionne 155 RSU déclarées le 31/08/2025 à prix 0 $, correspondant à 1 543 actions ordinaires dont il est bénéficiaire direct après la transaction. Les notes explicatives précisent que l'attribution des RSU a été effectuée le 9 août 2022, avec 25 % acquise le 30 juin 2023 et les 75 % restants acquérant droit par mensualités sensiblement égales sur les trois années suivantes.

Steve E. Krognes, ein Direktor von Guardant Health, Inc. (GH), meldete Erwerbe in Formular 4 vom 31.08.2025. Die Einreichung enthält einen nicht-derivaten Posten und einen derivaten Posten, der Restricted Stock Units (RSU) abbildet. Der nicht-derivate Posten verzeichnet 155 erworbene Aktien am 31.08.2025 zu einem Gesamtpreis von $0 und erhöht damit seinen direkten wirtschaftlichen Eigentum an Stammaktien auf 18.128 Aktien. Der derivative Abschnitt weist 155 RSU aus, gemeldet am 31.08.2025 zu $0, was nach der Transaktion direkt 1.543 Aktien an Stammaktien entspricht. Erläuternde Hinweise geben an, dass die RSU-Zuweisung am 9. August 2022 erfolgte, 25% am 30. Juni 2023 vesteten und die verbleibenden 75% über die folgenden drei Jahre in im Wesentlichen gleichen monatlichen Raten vesten.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine RSU vesting increases director's direct ownership by 155 units; no cash paid and no sale activity reported.

The Form 4 documents a non-cash acquisition of 155 restricted stock units reflected as both a non-derivative and derivative entry, consistent with standard equity compensation vesting. The disclosed figures�18,128 shares direct ownership and 1,543 derivative shares beneficially owned following the transaction—are purely ownership updates and do not indicate changes in company operations, liquidity, or capital structure. This filing should be interpreted as an insider compensation/ownership disclosure rather than an economic trade signal.

TL;DR: Director reported RSU vesting per prior grant terms; disclosure aligns with Section 16 reporting requirements.

The explanatory note clarifies the RSU grant date (August 9, 2022) and vesting schedule (25% vested June 30, 2023; remainder vesting monthly over three years), which supports transparency about executive/director equity incentives. The filing was signed by an attorney-in-fact, consistent with authorized agent reporting practices. There are no indications of unusual related-party transactions or departures from standard governance disclosure norms in this Form 4.

Steve E. Krognes, membro del consiglio di Guardant Health, Inc. (GH), ha dichiarato acquisizioni nel Modulo 4 datato 31/08/2025. La comunicazione riporta una voce non derivata e una voce derivata relative a unità azionarie vincolate (RSU). La voce non derivata indica l'acquisto di 155 azioni il 31/08/2025 a un prezzo complessivo di $0, portando la sua proprietà diretta di azioni ordinarie a 18.128 azioni. Nella sezione derivata sono segnalate 155 RSU il 31/08/2025 a prezzo $0, corrispondenti a 1.543 azioni di azioni ordinarie di cui beneficia direttamente dopo la transazione. Le note esplicative precisano che l'assegnazione delle RSU risale al 9 agosto 2022, con il 25% maturato il 30 giugno 2023 e il restante 75% che matura in rate mensili sostanzialmente uguali nei tre anni successivi.

Steve E. Krognes, director de Guardant Health, Inc. (GH), declaró adquisiciones en el Formulario 4 con fecha 31/08/2025. La presentación muestra una entrada no derivada y una entrada derivada relativa a unidades restringidas de acciones (RSU). La entrada no derivada registra la adquisición de 155 acciones el 31/08/2025 a un precio agregado de $0, elevando su propiedad directa de acciones ordinarias a 18.128 acciones. En la sección derivada se informan 155 RSU el 31/08/2025 con precio $0, equivalentes a 1.543 acciones de acciones ordinarias de las que es beneficiario directo tras la transacción. Las notas explicativas indican que la concesión de RSU se otorgó el 9 de agosto de 2022, con un 25% que adquirió derechos el 30 de junio de 2023 y el 75% restante que se irá consolidando en cuotas mensuales sustancialmente iguales durante los tres años siguientes.

Guardant Health, Inc. (GH) 이사� Steve E. Krognes� 2025� 8� 31일자 Form 4� 취득 사실� 신고했습니다. 해당 신고에는 비파� 항목� 제한주식단위(RSU)� 반영� 파생 항목� 기재되어 있습니다. 비파� 항목에는 2025� 8� 31일에 155�� 총액 $0� 취득� 것으� 기록되어 그의 보통� 직접 보유 지분이 18,128�가 되었습니�. 파생 섹션에는 2025� 8� 31일자� 가� $0� 155 RSU가 신고되어 있으�, 이는 거래 � 직접적으� 1,543�� 보통주에 해당합니�. 설명 노트에는 RSU 수여일이 2022� 8� 9일이� 25%� 2023� 6� 30일에 베스팅되� 나머지 75%� 이후 3� 동안 거의 동일� 월별 분할� 베스팅된다고 적혀 있습니다.

Steve E. Krognes, administrateur de Guardant Health, Inc. (GH), a déclaré des acquisitions sur le formulaire 4 daté du 31/08/2025. le dépôt indique une entrée non dérivée et une entrée dérivée reflétant des unités d'actions restreintes (RSU). L'entrée non dérivée enregistre 155 actions acquises le 31/08/2025 pour un prix global de 0 $, portant sa détention directe d'actions ordinaires à 18 128 actions. La section dérivée mentionne 155 RSU déclarées le 31/08/2025 à prix 0 $, correspondant à 1 543 actions ordinaires dont il est bénéficiaire direct après la transaction. Les notes explicatives précisent que l'attribution des RSU a été effectuée le 9 août 2022, avec 25 % acquise le 30 juin 2023 et les 75 % restants acquérant droit par mensualités sensiblement égales sur les trois années suivantes.

Steve E. Krognes, ein Direktor von Guardant Health, Inc. (GH), meldete Erwerbe in Formular 4 vom 31.08.2025. Die Einreichung enthält einen nicht-derivaten Posten und einen derivaten Posten, der Restricted Stock Units (RSU) abbildet. Der nicht-derivate Posten verzeichnet 155 erworbene Aktien am 31.08.2025 zu einem Gesamtpreis von $0 und erhöht damit seinen direkten wirtschaftlichen Eigentum an Stammaktien auf 18.128 Aktien. Der derivative Abschnitt weist 155 RSU aus, gemeldet am 31.08.2025 zu $0, was nach der Transaktion direkt 1.543 Aktien an Stammaktien entspricht. Erläuternde Hinweise geben an, dass die RSU-Zuweisung am 9. August 2022 erfolgte, 25% am 30. Juni 2023 vesteten und die verbleibenden 75% über die folgenden drei Jahre in im Wesentlichen gleichen monatlichen Raten vesten.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krognes Steve E.

(Last) (First) (Middle)
3100 HANOVER STREET

(Street)
PALO ALTO CA 94304

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Guardant Health, Inc. [ GH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/31/2025 M 155 A $0 18,128 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0 08/31/2025 M 155 (1) (2) Common Stock 155 $0 1,543 D
Explanation of Responses:
1. This represents a restricted stock unit award granted on August 9, 2022 that vested 25% of the shares subject to such award on June 30, 2023. The remaining 75% of the shares subject to such award vests in substantially equal installments on each monthly anniversary of June 30, 2023 during the three-year period thereafter.
2. Not applicable for Restricted Stock Units.
Remarks:
/s/ John Saia, as attorney-in-fact for Steve Krognes 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Guardant Health director Steve Krognes report on Form 4 (GH)?

He reported the acquisition of 155 restricted stock units on 08/31/2025 at an aggregate price of $0.

How many Guardant Health (GH) shares does Steve Krognes beneficially own after this filing?

The filing shows 18,128 shares of common stock beneficially owned (direct) and 1,543 shares reflected from derivative holdings following the transaction.

When was the RSU grant that vested for Steve Krognes originally made?

The RSU award was granted on August 9, 2022, per the explanatory note in the filing.

What is the vesting schedule for the RSU award reported by Steve Krognes?

The award vested 25% on June 30, 2023, with the remaining 75% vesting in substantially equal monthly installments over the subsequent three-year period.

Was any cash paid for the RSUs reported on the Form 4 for GH?

No. The transaction price is listed as $0 in the filing.
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Diagnostics & Research
Services-medical Laboratories
United States
PALO ALTO