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[Form 4] Guardant Health, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Guardant Health director and Chief Information Officer Kumud Kalia reported transactions on Form 4 showing restricted stock units vesting and a small open-market sale. On 09/01/2025, 711 shares were reported as acquired at a $0 price reflecting the vesting of RSUs, leaving 19,211 shares beneficially owned. The filing also shows a disposal of 361 shares on 09/01/2025 at a price of $67.42, reducing reported holdings to 18,850 shares. The RSU award was originally granted in November 2021 and vests quarterly through the three-year schedule that began 09/01/2022.

Il direttore e Chief Information Officer di Guardant Health, Kumud Kalia, ha comunicato operazioni nel Modulo 4 relative al vesting di restricted stock units e a una piccola vendita sul mercato aperto. Il 01/09/2025 sono state riportate come acquisite 711 azioni a prezzo $0 per effetto del vesting delle RSU, portando la detenzione a vantaggio a 19.211 azioni. La comunicazione segnala inoltre la cessione di 361 azioni il 01/09/2025 a $67,42, riducendo il totale dichiarato a 18.850 azioni. L’assegnazione delle RSU era stata originariamente concessa nel novembre 2021 e matura trimestralmente secondo il programma triennale iniziato il 01/09/2022.

Kumud Kalia, director y Chief Information Officer de Guardant Health, informó transacciones en el Formulario 4 que muestran el vencimiento de restricted stock units y una pequeña venta en el mercado abierto. El 01/09/2025 se reportaron como adquiridas 711 acciones a precio $0 por el vesting de las RSU, quedando 19.211 acciones en propiedad beneficial. El informe también registra la disposición de 361 acciones el 01/09/2025 a un precio de $67.42, reduciendo la tenencia informada a 18.850 acciones. La concesión de las RSU se otorgó originalmente en noviembre de 2021 y vence trimestralmente según el cronograma de tres años iniciado el 01/09/2022.

Guardant Health� 이사 � 최고정보책임�(CIO) Kumud Kalia� Form 4� 제한 주식 단위(RSU)� 베스팅과 소액� 장내 매도 거래� 보고했습니다. 2025-09-01� RSU 베스팅으� 711�가 취득(가� $0)� 것으� 보고되어 � 실질 소유 주식 수는 19,211�가 되었습니�. 제출서류에는 또한 2025-09-01361�� 주당 $67.42� 처분하여 보고� 보유량이 18,850�� 감소했다� 기재되어 있습니다. 해당 RSU� 2021� 11월에 최초 부여되었고 2022-09-01부� 시작� 3� 일정� 따라 분기별로 베스팅됩니다.

Kumud Kalia, directeur et directeur de l'information (CIO) de Guardant Health, a déclaré des transactions sur le formulaire 4 indiquant le vesting d'unités d'actions restreintes et une petite vente en bourse. Le 01/09/2025, 711 actions ont été signalées comme acquises à un prix de 0 $ suite au vesting des RSU, portant la détention bénéficiaire à 19 211 actions. Le dépôt indique également la cession de 361 actions le 01/09/2025 au prix de 67,42 $, réduisant la position déclarée à 18 850 actions. L'attribution des RSU avait été initialement accordée en novembre 2021 et se libère trimestriellement selon le calendrier triennal débutant le 01/09/2022.

Kumud Kalia, Direktor und Chief Information Officer von Guardant Health, meldete Transaktionen im Formular 4, die das Vesting von Restricted Stock Units sowie einen kleinen Verkauf am offenen Markt zeigen. Am 01.09.2025 wurden infolge des RSU-Vestings 711 Aktien zu einem Preis von $0 als erworben gemeldet, womit sich der wirtschaftliche Besitz auf 19.211 Aktien belief. Die Einreichung zeigt außerdem die Veräußerung von 361 Aktien am 01.09.2025 zu $67,42, wodurch der gemeldete Bestand auf 18.850 Aktien sank. Die RSU-Zuteilung wurde ursprünglich im November 2021 gewährt und vests vierteljährlich gemäß dem dreijährigen Plan, der am 01.09.2022 begann.

Positive
  • 711 RSU shares vested on 09/01/2025, reflecting scheduled compensation delivery
  • Reported beneficial ownership remains substantial at 19,211 shares immediately after the vesting event
Negative
  • 361 shares were sold on 09/01/2025 at $67.42, reducing holdings to 18,850 shares

Insights

TL;DR: Director sold a small number of shares and had RSUs vest; net holdings declined slightly.

The transactions are routine insider activity: vesting of previously granted restricted stock units produced 711 shares reported as acquired at no cash cost, consistent with the award schedule disclosed in the filing. A contemporaneous sale of 361 shares at $67.42 reduced the director's net ownership by 361 shares to 18,850. The scale of the sale (<2% of post-transaction holdings) appears immaterial to company capitalization.

TL;DR: Vesting and a small sale are standard executive compensation events, not indicative of governance issues.

The Form 4 documents an ordinary-course vesting event from a 2021 RSU grant and a partial disposition of shares. The filing includes the RSU vesting schedule (25% vested 09/01/2022, remainder quarterly over three years) which explains the 711-share acquisition. There is no indication of abnormal trading patterns, exceptions, or use of a 10b5-1 plan noted on the face of the form.

Il direttore e Chief Information Officer di Guardant Health, Kumud Kalia, ha comunicato operazioni nel Modulo 4 relative al vesting di restricted stock units e a una piccola vendita sul mercato aperto. Il 01/09/2025 sono state riportate come acquisite 711 azioni a prezzo $0 per effetto del vesting delle RSU, portando la detenzione a vantaggio a 19.211 azioni. La comunicazione segnala inoltre la cessione di 361 azioni il 01/09/2025 a $67,42, riducendo il totale dichiarato a 18.850 azioni. L’assegnazione delle RSU era stata originariamente concessa nel novembre 2021 e matura trimestralmente secondo il programma triennale iniziato il 01/09/2022.

Kumud Kalia, director y Chief Information Officer de Guardant Health, informó transacciones en el Formulario 4 que muestran el vencimiento de restricted stock units y una pequeña venta en el mercado abierto. El 01/09/2025 se reportaron como adquiridas 711 acciones a precio $0 por el vesting de las RSU, quedando 19.211 acciones en propiedad beneficial. El informe también registra la disposición de 361 acciones el 01/09/2025 a un precio de $67.42, reduciendo la tenencia informada a 18.850 acciones. La concesión de las RSU se otorgó originalmente en noviembre de 2021 y vence trimestralmente según el cronograma de tres años iniciado el 01/09/2022.

Guardant Health� 이사 � 최고정보책임�(CIO) Kumud Kalia� Form 4� 제한 주식 단위(RSU)� 베스팅과 소액� 장내 매도 거래� 보고했습니다. 2025-09-01� RSU 베스팅으� 711�가 취득(가� $0)� 것으� 보고되어 � 실질 소유 주식 수는 19,211�가 되었습니�. 제출서류에는 또한 2025-09-01361�� 주당 $67.42� 처분하여 보고� 보유량이 18,850�� 감소했다� 기재되어 있습니다. 해당 RSU� 2021� 11월에 최초 부여되었고 2022-09-01부� 시작� 3� 일정� 따라 분기별로 베스팅됩니다.

Kumud Kalia, directeur et directeur de l'information (CIO) de Guardant Health, a déclaré des transactions sur le formulaire 4 indiquant le vesting d'unités d'actions restreintes et une petite vente en bourse. Le 01/09/2025, 711 actions ont été signalées comme acquises à un prix de 0 $ suite au vesting des RSU, portant la détention bénéficiaire à 19 211 actions. Le dépôt indique également la cession de 361 actions le 01/09/2025 au prix de 67,42 $, réduisant la position déclarée à 18 850 actions. L'attribution des RSU avait été initialement accordée en novembre 2021 et se libère trimestriellement selon le calendrier triennal débutant le 01/09/2022.

Kumud Kalia, Direktor und Chief Information Officer von Guardant Health, meldete Transaktionen im Formular 4, die das Vesting von Restricted Stock Units sowie einen kleinen Verkauf am offenen Markt zeigen. Am 01.09.2025 wurden infolge des RSU-Vestings 711 Aktien zu einem Preis von $0 als erworben gemeldet, womit sich der wirtschaftliche Besitz auf 19.211 Aktien belief. Die Einreichung zeigt außerdem die Veräußerung von 361 Aktien am 01.09.2025 zu $67,42, wodurch der gemeldete Bestand auf 18.850 Aktien sank. Die RSU-Zuteilung wurde ursprünglich im November 2021 gewährt und vests vierteljährlich gemäß dem dreijährigen Plan, der am 01.09.2022 begann.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kalia Kumud

(Last) (First) (Middle)
3100 HANOVER STREET

(Street)
PALO ALTO CA 94304

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Guardant Health, Inc. [ GH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Information Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/01/2025 M 711 A $0 19,211 D
Common Stock 09/01/2025 F 361(1) D $67.42 18,850 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0 09/01/2025 M 711 (2) (1) Common Stock 711 $0 0 D
Explanation of Responses:
1. Not applicable for Restricted Stock Units.
2. The restricted stock unit award was granted on November 2, 2021, and vested 25% of the shares subject to such award on September 1, 2022. The remaining 75% of the shares subject to such award vests in equal installments on each quarterly anniversary of September 1, 2022 during the three-year period thereafter.
Remarks:
/s/ John G. Saia, as attorney-in-fact for Kumud Kalia 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Guardant Health (GH) insider Kumud Kalia report on Form 4?

The filing shows 711 shares acquired due to RSU vesting and 361 shares sold at $67.42 on 09/01/2025.

How many shares does Kumud Kalia beneficially own after the reported transactions?

The filing reports 18,850 shares beneficially owned by Kumud Kalia following the sale; 19,211 was the count immediately after the RSU vesting before the sale.

Were the acquired shares a purchase or vesting of restricted stock units for GH insider?

The 711 shares were acquired at a $0 price, indicating they resulted from the vesting of restricted stock units granted on November 2, 2021.

What is the vesting schedule for the RSU award mentioned in the Form 4?

The award vested 25% on 09/01/2022, with the remaining 75% vesting in equal quarterly installments over the subsequent three-year period.

Did the Form 4 indicate use of a 10b5-1 trading plan for these transactions?

The form does not indicate that these transactions were executed pursuant to a 10b5-1 plan; no such box is checked or specified in the provided content.
Guardant Health

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Diagnostics & Research
Services-medical Laboratories
United States
PALO ALTO