[144] Robinhood Markets, Inc. SEC Filing
Form 144 filed for Robinhood Markets, Inc. (HOOD) reporting a proposed sale of 49,146 common shares with an aggregate market value of $4,955,882.64 to be executed on 09/03/2025 on NASDAQ. The shares were acquired as Restricted Stock Units on 11/01/2024 and the filing shows prior 10b5-1 sales by the same person: 40,131 shares sold on 08/05/2025 for $4,202,039.95 and 92,257 shares sold on 06/25/2025 for $7,838,413.29. The broker listed for the proposed sale is Morgan Stanley Smith Barney LLC. The filer certifies they are not aware of undisclosed material adverse information and references reliance on a Rule 10b5-1 trading plan where applicable.
Presentato il modulo 144 per Robinhood Markets, Inc. (HOOD) che dichiara la proposta di vendita di 49.146 azioni ordinarie per un valore complessivo di $4.955.882,64, con esecuzione prevista il 03/09/2025 su NASDAQ. Le azioni sono state acquisite come Restricted Stock Units il 01/11/2024 e nella comunicazione sono indicate vendite 10b5-1 precedenti effettuate dalla stessa persona: 40.131 azioni vendute il 05/08/2025 per $4.202.039,95 e 92.257 azioni vendute il 25/06/2025 per $7.838.413,29. Il broker indicato per la vendita proposta 猫 Morgan Stanley Smith Barney LLC. Il dichiarante certifica di non essere a conoscenza di informazioni materiali avverse non divulgate e fa riferimento, se applicabile, all'applicazione di un piano di trading ai sensi della Regola 10b5-1.
Se present贸 el Formulario 144 para Robinhood Markets, Inc. (HOOD) informando una propuesta de venta de 49.146 acciones ordinarias por un valor total de $4.955.882,64, cuya ejecuci贸n est谩 prevista para el 03/09/2025 en NASDAQ. Las acciones fueron adquiridas como Restricted Stock Units el 01/11/2024 y la presentaci贸n muestra ventas 10b5-1 previas por la misma persona: 40.131 acciones vendidas el 05/08/2025 por $4.202.039,95 y 92.257 acciones vendidas el 25/06/2025 por $7.838.413,29. El corredor listado para la venta propuesta es Morgan Stanley Smith Barney LLC. El declarante certifica que no tiene conocimiento de informaci贸n adversa material no divulgada y hace referencia, cuando corresponda, a la dependencia de un plan de negociaci贸n conforme a la Regla 10b5-1.
Robinhood Markets, Inc. (HOOD)鞐� 雽�頃� Form 144臧� 鞝滌稖霅橃柎, NASDAQ鞐愳劀 2025-09-03鞐� 鞁ろ枆霅� 鞓堨爼鞚� 齑濎暋 $4,955,882.64鞚� 49,146欤� 氤错喌欤� 毵り皝鞚� 氤搓碃霅橃棃鞀惦媹雼�. 頃措嫻 欤检嫕鞚� 2024-11-01鞐� 鞝滍暅攵� 欤检嫕 雼渼(Restricted Stock Units)搿� 旆摑霅橃棃鞙茧┌, 鞝滌稖靹滌棎電� 臧欖潃 靷瀸鞚� 鞚挫爠鞐� 靾橅枆頃� 10b5-1 毵り皝 雮挫棴霃� 旮办灛霅橃柎 鞛堨姷雼堧嫟: 2025-08-05鞐� 40,131欤缄皜 $4,202,039.95鞐� 毵り皝霅橃棃瓿�, 2025-06-25鞐� 92,257欤缄皜 $7,838,413.29鞐� 毵り皝霅橃棃鞀惦媹雼�. 鞝滌晥霅� 毵り皝鞚� 欷戧皽鞚胳潃 Morgan Stanley Smith Barney LLC搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟. 鞝滌稖鞚胳潃 瓿店皽霅橃 鞎婌潃 欷戨寑頃� 攵堧Μ頃� 鞝曤炒臧� 鞐嗢潓鞚� 頇曥澑頃橁碃, 頃措嫻霅橂姅 瓴届毎 攴滌箼 10b5-1 瓯半灅 瓿勴殟鞐� 鞚橃〈頃潉 鞏戈笁頃╇媹雼�.
Un formulaire 144 a 茅t茅 d茅pos茅 pour Robinhood Markets, Inc. (HOOD) d茅clarant une proposition de vente de 49 146 actions ordinaires pour une valeur totale de $4 955 882,64, 脿 ex茅cuter le 03/09/2025 sur le NASDAQ. Les actions ont 茅t茅 acquises sous forme de Restricted Stock Units le 01/11/2024 et le d茅p么t indique des ventes 10b5-1 ant茅rieures par la m锚me personne : 40 131 actions vendues le 05/08/2025 pour $4 202 039,95 et 92 257 actions vendues le 25/06/2025 pour $7 838 413,29. Le courtier indiqu茅 pour la vente propos茅e est Morgan Stanley Smith Barney LLC. Le d茅clarant certifie qu'il n'est pas au courant d'informations d茅favorables importantes non divulgu茅es et mentionne, le cas 茅ch茅ant, s'appuyer sur un plan de trading conforme 脿 la r猫gle 10b5-1.
F眉r Robinhood Markets, Inc. (HOOD) wurde ein Formular 144 eingereicht, das einen vorgeschlagenen Verkauf von 49.146 Stammaktien mit einem Gesamtmarktwert von $4.955.882,64 meldet, ausgef眉hrt am 03.09.2025 an der NASDAQ. Die Aktien wurden am 01.11.2024 als Restricted Stock Units erworben, und die Einreichung weist fr眉here 10b5-1-Verk盲ufe derselben Person aus: 40.131 Aktien verkauft am 05.08.2025 f眉r $4.202.039,95 und 92.257 Aktien verkauft am 25.06.2025 f眉r $7.838.413,29. Als Broker f眉r den vorgeschlagenen Verkauf ist Morgan Stanley Smith Barney LLC angegeben. Der Einreicher best盲tigt, dass ihm keine nicht offengelegten materiellen nachteiligen Informationen bekannt sind, und verweist gegebenenfalls auf die Nutzung eines Handelsplans nach Rule 10b5-1.
- Planned sale is documented under Rule 144 with broker details, indicating procedural compliance
- Securities originated from Restricted Stock Units, showing the sale is of compensation-related shares rather than newly purchased shares
- Prior sales were executed under 10b5-1 plans, suggesting trades were prearranged and compliant
- Insider selling activity in the quarter totaling at least 132,388 shares (including planned sale) which may be perceived negatively by some investors
- Aggregate market value of the planned sale is $4,955,882.64, a non-trivial insider disposition amount
Insights
TL;DR: Insider proposes a single RSU-derived sale of 49,146 HOOD shares (~$4.96M) via Morgan Stanley; prior 10b5-1 sales occurred in June and August 2025.
The filing indicates the securities to be sold were acquired as Restricted Stock Units on 11/01/2024 and the planned disposition is scheduled for 09/03/2025 on NASDAQ through Morgan Stanley Smith Barney LLC. Material context includes two recent 10b5-1 sales by the same person totaling 132,388 shares and approximately $12.04 million in gross proceeds during June and August 2025. From an investor-relations perspective, the use of a broker and the prior 10b5-1 sales suggest structured, rule-compliant selling rather than ad-hoc disposition. Impact is neutral given the absolute size of the sale relative to the company is not disclosed in the filing, and no new operational or financial information about the issuer is provided.
TL;DR: Filing documents an insider sale under Rule 144 tied to RSUs, with prior 10b5-1 executions; disclosure appears procedurally complete.
The notice properly identifies the class, broker, acquisition date and nature (Restricted Stock Units) and affirms absence of undisclosed material information. The inclusion of recent 10b5-1 sales and a specified sale date aligns with typical compliance practices for executive equity monetization. There is no mention of any contemporaneous material events or deviations from planned trading instructions. Without issuer-level financials or percentage-of-outstanding context, the governance implication is limited to routine insider liquidity activity rather than a signal of corporate distress or major strategic change.
Presentato il modulo 144 per Robinhood Markets, Inc. (HOOD) che dichiara la proposta di vendita di 49.146 azioni ordinarie per un valore complessivo di $4.955.882,64, con esecuzione prevista il 03/09/2025 su NASDAQ. Le azioni sono state acquisite come Restricted Stock Units il 01/11/2024 e nella comunicazione sono indicate vendite 10b5-1 precedenti effettuate dalla stessa persona: 40.131 azioni vendute il 05/08/2025 per $4.202.039,95 e 92.257 azioni vendute il 25/06/2025 per $7.838.413,29. Il broker indicato per la vendita proposta 猫 Morgan Stanley Smith Barney LLC. Il dichiarante certifica di non essere a conoscenza di informazioni materiali avverse non divulgate e fa riferimento, se applicabile, all'applicazione di un piano di trading ai sensi della Regola 10b5-1.
Se present贸 el Formulario 144 para Robinhood Markets, Inc. (HOOD) informando una propuesta de venta de 49.146 acciones ordinarias por un valor total de $4.955.882,64, cuya ejecuci贸n est谩 prevista para el 03/09/2025 en NASDAQ. Las acciones fueron adquiridas como Restricted Stock Units el 01/11/2024 y la presentaci贸n muestra ventas 10b5-1 previas por la misma persona: 40.131 acciones vendidas el 05/08/2025 por $4.202.039,95 y 92.257 acciones vendidas el 25/06/2025 por $7.838.413,29. El corredor listado para la venta propuesta es Morgan Stanley Smith Barney LLC. El declarante certifica que no tiene conocimiento de informaci贸n adversa material no divulgada y hace referencia, cuando corresponda, a la dependencia de un plan de negociaci贸n conforme a la Regla 10b5-1.
Robinhood Markets, Inc. (HOOD)鞐� 雽�頃� Form 144臧� 鞝滌稖霅橃柎, NASDAQ鞐愳劀 2025-09-03鞐� 鞁ろ枆霅� 鞓堨爼鞚� 齑濎暋 $4,955,882.64鞚� 49,146欤� 氤错喌欤� 毵り皝鞚� 氤搓碃霅橃棃鞀惦媹雼�. 頃措嫻 欤检嫕鞚� 2024-11-01鞐� 鞝滍暅攵� 欤检嫕 雼渼(Restricted Stock Units)搿� 旆摑霅橃棃鞙茧┌, 鞝滌稖靹滌棎電� 臧欖潃 靷瀸鞚� 鞚挫爠鞐� 靾橅枆頃� 10b5-1 毵り皝 雮挫棴霃� 旮办灛霅橃柎 鞛堨姷雼堧嫟: 2025-08-05鞐� 40,131欤缄皜 $4,202,039.95鞐� 毵り皝霅橃棃瓿�, 2025-06-25鞐� 92,257欤缄皜 $7,838,413.29鞐� 毵り皝霅橃棃鞀惦媹雼�. 鞝滌晥霅� 毵り皝鞚� 欷戧皽鞚胳潃 Morgan Stanley Smith Barney LLC搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟. 鞝滌稖鞚胳潃 瓿店皽霅橃 鞎婌潃 欷戨寑頃� 攵堧Μ頃� 鞝曤炒臧� 鞐嗢潓鞚� 頇曥澑頃橁碃, 頃措嫻霅橂姅 瓴届毎 攴滌箼 10b5-1 瓯半灅 瓿勴殟鞐� 鞚橃〈頃潉 鞏戈笁頃╇媹雼�.
Un formulaire 144 a 茅t茅 d茅pos茅 pour Robinhood Markets, Inc. (HOOD) d茅clarant une proposition de vente de 49 146 actions ordinaires pour une valeur totale de $4 955 882,64, 脿 ex茅cuter le 03/09/2025 sur le NASDAQ. Les actions ont 茅t茅 acquises sous forme de Restricted Stock Units le 01/11/2024 et le d茅p么t indique des ventes 10b5-1 ant茅rieures par la m锚me personne : 40 131 actions vendues le 05/08/2025 pour $4 202 039,95 et 92 257 actions vendues le 25/06/2025 pour $7 838 413,29. Le courtier indiqu茅 pour la vente propos茅e est Morgan Stanley Smith Barney LLC. Le d茅clarant certifie qu'il n'est pas au courant d'informations d茅favorables importantes non divulgu茅es et mentionne, le cas 茅ch茅ant, s'appuyer sur un plan de trading conforme 脿 la r猫gle 10b5-1.
F眉r Robinhood Markets, Inc. (HOOD) wurde ein Formular 144 eingereicht, das einen vorgeschlagenen Verkauf von 49.146 Stammaktien mit einem Gesamtmarktwert von $4.955.882,64 meldet, ausgef眉hrt am 03.09.2025 an der NASDAQ. Die Aktien wurden am 01.11.2024 als Restricted Stock Units erworben, und die Einreichung weist fr眉here 10b5-1-Verk盲ufe derselben Person aus: 40.131 Aktien verkauft am 05.08.2025 f眉r $4.202.039,95 und 92.257 Aktien verkauft am 25.06.2025 f眉r $7.838.413,29. Als Broker f眉r den vorgeschlagenen Verkauf ist Morgan Stanley Smith Barney LLC angegeben. Der Einreicher best盲tigt, dass ihm keine nicht offengelegten materiellen nachteiligen Informationen bekannt sind, und verweist gegebenenfalls auf die Nutzung eines Handelsplans nach Rule 10b5-1.
FAQ
What does the Form 144 for HOOD report?
How were the securities being sold acquired?
Who is the broker listed for the proposed sale?
Were there recent insider sales by the same person?
Does the filer attest to material undisclosed information?
