AG˹ٷ

STOCK TITAN

[Form 4] Robinhood Markets, Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Jason Warnick, Chief Financial Officer of Robinhood Markets, Inc. (HOOD), reported RSU vesting and related share withholding/sale on 09/01/2025. A total of 112,332 restricted stock units vested and converted one‑for‑one into Class A common stock. To satisfy tax withholding on those vested RSUs, 45,363 shares were withheld (reported as a disposition) at a price of $104.03, leaving the reporting person with 577,227 shares beneficially owned after the transactions. The filing also lists multiple prior RSU grants and remaining RSU/derivative holdings reflecting ongoing scheduled vesting from grants made in 2022�2025.

Jason Warnick, Chief Financial Officer di Robinhood Markets, Inc. (HOOD), ha riportato il vesting di RSU e la trattenuta/vendita di azioni correlate il 01/09/2025. In totale 112.332 unità di azioni vincolate sono maturate e si sono convertite una a una in azioni ordinarie di Classe A. Per coprire la ritenuta fiscale su quelle RSU maturate, sono state trattenute (segnalate come disposizione) 45.363 azioni al prezzo di $104,03, lasciando il dichiarante con 577.227 azioni di proprietà effettiva dopo le operazioni. Il deposito segnala inoltre precedenti assegni di RSU e le rimanenti posizioni in RSU/derivati, che riflettono il vesting programmato per le assegnazioni effettuate tra il 2022 e il 2025.

Jason Warnick, Director Financiero de Robinhood Markets, Inc. (HOOD), informó la consolidación de RSU y la retención/venta de acciones relacionada el 01/09/2025. Un total de 112.332 unidades de acciones restringidas se consolidaron y se convirtieron uno a uno en acciones ordinarias Clase A. Para cubrir la retención fiscal sobre esas RSU consolidadas, se retuvieron (informadas como disposición) 45.363 acciones a un precio de $104,03, dejando al declarante con 577.227 acciones de propiedad beneficiaria tras las transacciones. El informe también menciona varias concesiones de RSU previas y las tenencias restantes de RSU/derivados que reflejan el vesting programado de concesiones realizadas entre 2022 y 2025.

Robinhood Markets, Inc.(HOOD)� 최고재무책임� Jason Warnick� 2025� 9� 1� RSU� 베스� � 관� 주식 원천징수/매각� 신고했습니다.112,332개의 제한 주식 단위(RSU)가 베스트되� 1대1� 클래� A 보통주로 전환되었습니�. 해당 베스팅된 RSU� 대� 세금 원천징수� 충당하기 위해 45,363주가(처분으로 신고�) 주당 $104.03� 원천징수되었으며, 거래 이후 신고자는 577,227주의 실질 보유 주식� 유지하게 되었습니�. 제출 서류에는 또한 2022년~2025년에 부여된 RSU� 예정� 베스팅을 반영하는 다수� 이전 RSU 부� � 남은 RSU/파생상품 보유내역� 기재되어 있습니다.

Jason Warnick, directeur financier de Robinhood Markets, Inc. (HOOD), a déclaré le vesting de RSU et la retenue/vente d'actions associée le 01/09/2025. Au total, 112 332 unités d'actions restreintes ont vesté et ont été converties une par une en actions ordinaires de classe A. Pour couvrir la retenue fiscale sur ces RSU vestées, 45 363 actions ont été retenues (déclarées comme une cession) au prix de 104,03 $, laissant la personne déclarante avec 577 227 actions détenues de manière bénéficiaire après les opérations. Le dépôt indique également plusieurs attributions antérieures de RSU et les positions RSU/dérivés restantes reflétant le vesting programmé des attributions effectuées entre 2022 et 2025.

Jason Warnick, Chief Financial Officer von Robinhood Markets, Inc. (HOOD), meldete die Vesting von RSUs sowie die hierfür erfolgte Anteilseinbehaltung/-veräußerung am 01.09.2025. Insgesamt sind 112.332 Restricted Stock Units vestet und eins zu eins in Class‑A‑Stammaktien umgewandelt worden. Zur Begleichung der Steuerabzüge auf diese vesteten RSUs wurden 45.363 Aktien einbehalten (als Veräußerung gemeldet) zum Preis von $104,03, womit die meldepflichtige Person nach den Transaktionen 577.227 wirtschaftlich gehaltene Aktien besitzt. Die Einreichung listet außerdem mehrere frühere RSU‑Zuweisungen und verbleibende RSU/Derivatebestände auf, die das fortlaufende planmäßige Vesting der 2022�2025 gewährten Zuteilungen widerspiegeln.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine executive compensation vesting with tax withholding and a reported withholding disposition at $104.03.

The Form 4 documents standard post-vesting mechanics: 112,332 RSUs converted to shares and 45,363 shares withheld to satisfy tax obligations, reported as a disposition at $104.03. The transactions change the reporting person’s direct beneficial ownership to 577,227 shares. This is a routine liquidity/tax event tied to compensation vesting and does not, by itself, indicate a change in company outlook.

TL;DR: Disclosure aligns with Section 16 reporting norms for RSU vesting and tax withholding.

The filing clearly discloses the origin of the shares (multiple RSU grants from 2022�2025), vesting schedule references, and that withheld shares were used solely for tax obligations rather than an open-market sale by the officer. The form is consistent with typical insider reporting requirements and shows continued equity-based alignment between management and shareholders.

Jason Warnick, Chief Financial Officer di Robinhood Markets, Inc. (HOOD), ha riportato il vesting di RSU e la trattenuta/vendita di azioni correlate il 01/09/2025. In totale 112.332 unità di azioni vincolate sono maturate e si sono convertite una a una in azioni ordinarie di Classe A. Per coprire la ritenuta fiscale su quelle RSU maturate, sono state trattenute (segnalate come disposizione) 45.363 azioni al prezzo di $104,03, lasciando il dichiarante con 577.227 azioni di proprietà effettiva dopo le operazioni. Il deposito segnala inoltre precedenti assegni di RSU e le rimanenti posizioni in RSU/derivati, che riflettono il vesting programmato per le assegnazioni effettuate tra il 2022 e il 2025.

Jason Warnick, Director Financiero de Robinhood Markets, Inc. (HOOD), informó la consolidación de RSU y la retención/venta de acciones relacionada el 01/09/2025. Un total de 112.332 unidades de acciones restringidas se consolidaron y se convirtieron uno a uno en acciones ordinarias Clase A. Para cubrir la retención fiscal sobre esas RSU consolidadas, se retuvieron (informadas como disposición) 45.363 acciones a un precio de $104,03, dejando al declarante con 577.227 acciones de propiedad beneficiaria tras las transacciones. El informe también menciona varias concesiones de RSU previas y las tenencias restantes de RSU/derivados que reflejan el vesting programado de concesiones realizadas entre 2022 y 2025.

Robinhood Markets, Inc.(HOOD)� 최고재무책임� Jason Warnick� 2025� 9� 1� RSU� 베스� � 관� 주식 원천징수/매각� 신고했습니다.112,332개의 제한 주식 단위(RSU)가 베스트되� 1대1� 클래� A 보통주로 전환되었습니�. 해당 베스팅된 RSU� 대� 세금 원천징수� 충당하기 위해 45,363주가(처분으로 신고�) 주당 $104.03� 원천징수되었으며, 거래 이후 신고자는 577,227주의 실질 보유 주식� 유지하게 되었습니�. 제출 서류에는 또한 2022년~2025년에 부여된 RSU� 예정� 베스팅을 반영하는 다수� 이전 RSU 부� � 남은 RSU/파생상품 보유내역� 기재되어 있습니다.

Jason Warnick, directeur financier de Robinhood Markets, Inc. (HOOD), a déclaré le vesting de RSU et la retenue/vente d'actions associée le 01/09/2025. Au total, 112 332 unités d'actions restreintes ont vesté et ont été converties une par une en actions ordinaires de classe A. Pour couvrir la retenue fiscale sur ces RSU vestées, 45 363 actions ont été retenues (déclarées comme une cession) au prix de 104,03 $, laissant la personne déclarante avec 577 227 actions détenues de manière bénéficiaire après les opérations. Le dépôt indique également plusieurs attributions antérieures de RSU et les positions RSU/dérivés restantes reflétant le vesting programmé des attributions effectuées entre 2022 et 2025.

Jason Warnick, Chief Financial Officer von Robinhood Markets, Inc. (HOOD), meldete die Vesting von RSUs sowie die hierfür erfolgte Anteilseinbehaltung/-veräußerung am 01.09.2025. Insgesamt sind 112.332 Restricted Stock Units vestet und eins zu eins in Class‑A‑Stammaktien umgewandelt worden. Zur Begleichung der Steuerabzüge auf diese vesteten RSUs wurden 45.363 Aktien einbehalten (als Veräußerung gemeldet) zum Preis von $104,03, womit die meldepflichtige Person nach den Transaktionen 577.227 wirtschaftlich gehaltene Aktien besitzt. Die Einreichung listet außerdem mehrere frühere RSU‑Zuweisungen und verbleibende RSU/Derivatebestände auf, die das fortlaufende planmäßige Vesting der 2022�2025 gewährten Zuteilungen widerspiegeln.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Warnick Jason

(Last) (First) (Middle)
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/01/2025 M 112,332 A (1) 622,590 D
Class A Common Stock 09/01/2025 F 45,363(2) D $104.03 577,227 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 09/01/2025 M 24,112 (3) (3) Class A Common Stock 24,112 $0 48,226 D
Restricted Stock Units (1) 09/01/2025 M 48,992 (4) (4) Class A Common Stock 48,992 $0 293,954 D
Restricted Stock Units (1) 09/01/2025 M 22,731 (5) (5) Class A Common Stock 22,731 $0 227,304 D
Restricted Stock Units (1) 09/01/2025 M 16,497 (6) (6) Class A Common Stock 16,497 $0 230,960 D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
2. Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 112,332 RSUs and does not represent a sale by the Reporting Person.
3. On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
4. On March 22, 2023, the Reporting Person was granted 783,785 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
5. On March 20, 2024, the Reporting Person was granted 363,686 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
6. On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Remarks:
/s/ Matthew Yorkavich, attorney-in-fact for Jason Warnick 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Jason Warnick (HOOD) report on this Form 4?

The report shows 112,332 RSUs vested and converted into Class A shares on 09/01/2025, and 45,363 shares were withheld to satisfy tax withholding; the withheld shares are reported as a disposition at $104.03.

How many shares does the reporting person beneficially own after the transactions?

Following the reported transactions, the filing shows the reporting person beneficially owns 577,227 shares of Class A common stock.

Were the dispositions reported as open-market sales by the officer?

No. The filing explains that the 45,363 shares were withheld by Robinhood to satisfy tax withholding obligations and do not represent a sale by the Reporting Person.

What RSU grants are referenced in the filing?

The filing references RSU grants made on March 24, 2022 (385,802 RSUs), March 22, 2023 (783,785 RSUs), March 20, 2024 (363,686 RSUs), and March 20, 2025 (263,954 RSUs), with vesting schedules described in the explanations.

At what price were the withheld shares reported?

The withheld shares are reported at a price of $104.03 per share.
Robinhood Markets, Inc.

NASDAQ:HOOD

HOOD Rankings

HOOD Latest News

HOOD Latest SEC Filings

HOOD Stock Data

92.45B
766.71M
0.74%
72.53%
3.3%
Capital Markets
Security Brokers, Dealers & Flotation Companies
United States
MENLO PARK