[144] Intercontinental Exchange Inc. SEC Filing

Filing Impact

(Low)

Filing Sentiment

(Neutral)

Form Type

144

Rhea-AI Filing Summary

Intercontinental Exchange (ICE) Form 144 notice reports a proposed sale of 2,036 common shares by a person who acquired the securities as Restricted Stock Units on May 20, 2024. The broker listed is Morgan Stanley Smith Barney LLC and the proposed sale date is August 27, 2025. The filing shows an aggregate market value of $363,914.64 for the shares and states the company has 572,423,088 shares outstanding. The filer reports no securities sold in the past three months. The notice includes the standard representation that the seller is not aware of undisclosed material information.

Insights

TL;DR: Routine insider sale notice of 2,036 RSU shares via Rule 144; procedural disclosure, not material to capitalization.

The filing documents a planned resale under Rule 144 of restricted stock units acquired 05/20/2024. The broker and proposed trade date are provided, and the filer confirms no undisclosed material information. Compared to the reported 572.4 million shares outstanding, the 2,036-share block is immaterial and unlikely to affect market dynamics or corporate control. The disclosure satisfies Rule 144 notice requirements and records no prior sales in the last three months.

TL;DR: Administrative filing showing an insider monetizing a small RSU grant; governance implications minimal.

This notice indicates an insider-originated sale of RSUs through an established broker with customary certifications about material nonpublic information. There are no indications of unusual timing, clustering of sales, or aggregated dispositions that would raise governance concerns. Documentation of grant date and acquisition method (RSUs) is included, which aids transparency but does not signal material corporate developments.

08/27/2025 - 04:31 PM

144: Filer Information

Filer CIK

Filer CCC

Is this a LIVE or TEST Filing?

LIVE TEST

Submission Contact Information

Name

Phone

E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold

Name and Address of the Broker

Number of Shares or Other Units To Be Sold

Aggregate Market Value

Number of Shares or Other Units Outstanding

Approximate Date of Sale

Name the Securities Exchange

Common

Morgan Stanley Smith Barney LLC Executive Financial Services
1 New York Plaza
8th Floor
New York NY 10004

2036

363914.64

572423088

08/27/2025

NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class

Date you Acquired

Nature of Acquisition Transaction

Name of Person from Whom Acquired

Is this a Gift?

Date Donor Acquired

Amount of Securities Acquired

Date of Payment

Nature of Payment *

Common

05/20/2024

Restricted Stock Units

Issuer

2036

05/20/2024

N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

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