Welcome to our dedicated page for INDIE SEMICONDUCTOR SEC filings (Ticker: INDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Form 144 notice for indie Semiconductor, Inc. (INDI) shows a proposed sale of 20,908 restricted common shares acquired on 09/05/2025 with an approximate aggregate market value of $82,649.32. The filing lists 216,173,315 shares outstanding and an approximate sale date of 09/10/2025 on NASDAQ. The acquisition was recorded as Restricted Stock with payment on 09/05/2025. The filer also reported sales by Michael Wittmann during the prior three months totaling 75,927 shares for gross proceeds of $321,885.06 across trades on 07/02/2025, 09/02/2025, and 09/08/2025. The notice includes the standard Rule 144 representation regarding lack of undisclosed material adverse information.
Insider transactions at indie Semiconductor, Inc. (INDI): Chief Operating Officer Michael Wittmann was granted 32,928 restricted stock units (RSUs) on 09/05/2025 that were fully vested as of the grant date and represent the first-half 2025 short-term incentive paid in equity. To satisfy withholding taxes on the vesting, Mr. Wittmann sold 12,020 Class A common shares in the open market on 09/08/2025 at $4.22 per share. After these transactions he beneficially owned 114,913 Class A shares. The filings were executed under a power of attorney and signed on 09/09/2025.
Ichiro Aoki, President and Director of indie Semiconductor, Inc. (INDI), reported equity changes tied to vested restricted stock units and an open-market sale. On 09/05/2025 Mr. Aoki was credited with 24,316 restricted stock units (RSUs) that vested and were recorded as acquired at $0, which temporarily increased his beneficial ownership of Class A common stock to 91,511 shares. On 09/08/2025 he sold 8,877 shares of Class A common stock in the open market at $4.22 per share, reducing his Class A holdings to 82,634 shares. He continues to hold 4,939,362 shares of Class V common stock. The RSUs were granted in lieu of cash under the Issuer's 2025 Short Term Incentive Bonus Plan for the first six months of the year and the reported sale was to satisfy withholding tax obligations.
Donald McClymont, Chief Executive Officer and director of indie Semiconductor, Inc. (INDI), reported compensation-related equity activity. On 09/05/2025 he received 81,053 restricted stock units (RSUs) that were fully vested as of the grant date and represent one share of Class A common stock each; these RSUs were issued in lieu of cash under the companys 2025 Short Term Incentive Bonus Plan for the first six months of the year. To satisfy tax withholding obligations, 41,986 Class A shares were sold in the open market on 09/08/2025 at $4.22 per share. After the transactions, Mr. McClymont directly beneficially owned 285,602 Class A shares, held 5,366,425 Class V shares, and has 68,115 Class A shares indirectly owned by his spouse.
Michael Wittmann, Chief Operating Officer of indie Semiconductor, Inc. (INDI) reported multiple stock unit vestings and automated open-market sales under a Rule 10b5-1 plan. On 08/31/2025 he had 6,250 RSUs vest (converted to 12,500 underlying shares reported) and on 09/01/2025 an additional 37,500 RSUs vest (262,500 underlying shares reported), recorded as acquisitions at $0. On 09/02/2025 he sold 16,529 and 42,846 shares in separate transactions at a weighted average price of $4.29 to satisfy tax withholding and per his Rule 10b5-1 plan. The filing states the 10b5-1 plan was adopted 03/15/2024, modified 05/26/2025, and schedules automated sales through 03/31/2027. Vesting schedules and the specific quantity and timing of RSUs are disclosed in the filing.
Ichiro Aoki, President and Director of indie Semiconductor, Inc. (INDI), reported equity activity on Form 4. On 08/31/2025 he was granted 12,500 time-based restricted stock units (RSUs) that vest 25% each year over four years, representing rights to 25,000 underlying Class A shares. The grant is recorded at $0 per share.
Following the vesting event, 4,770 Class A shares were sold on 09/02/2025 at $4.25 to cover withholding taxes, reducing his reported direct Class A holding from 71,965 to 67,195 shares. He also reports indirect ownership of 4,939,362 Class V shares.
indie Semiconductor director Jeffrey J. Owens received 2,070 Restricted Stock Units (RSUs) on 09/01/2025 that were fully vested as of the grant date. Each RSU represents a contingent right to one share of Class A common stock. A non-derivative entry shows 2,070 shares acquired at $0, leaving 157,817 shares beneficially owned after the transaction. The filing explains these RSUs were issued in lieu of a quarterly cash retainer and any chairperson fees under the board-approved independent director compensation program adopted in June 2023, with the number of shares determined by dividing the forgone cash by INDI's closing price on the grant date.
Diane D. Brink, a director of indie Semiconductor, Inc. (INDI), reported receipt of 2,484 restricted stock units (RSUs) on 09/01/2025 that were fully vested as of the grant date. Each RSU converts into one share of Class A common stock, and the filing shows 2,484 Class A shares acquired at a $0 price and reflected as beneficially owned directly after the grant. The RSUs were issued in lieu of a quarterly cash retainer and any chairperson fees under the independent director compensation program approved by the Board in June 2023; the underlying share count equals the forgone cash amount divided by INDI’s closing price on the grant date.
David J. Aldrich, a director of indie Semiconductor, Inc. (INDI), reported equity transactions dated 09/01/2025 showing vested restricted stock units and resulting share ownership. He received 4,967 shares through RSUs that vested as of the grant date and were settled at a $0 per-share purchase price because they reflect compensation rather than a cash purchase. After the transactions, Mr. Aldrich beneficially owns 176,365 shares of Class A common stock. The filing notes these RSUs were issued in lieu of quarterly cash retainers and any chairperson fees under a director compensation program approved by the board in June 2023.
Form 144 filed for INDI (indie Semiconductor, Inc.) reporting a proposed sale of 59,375 common shares through Morgan Stanley Smith Barney with an approximate aggregate market value of $268,968.75, with an approximate sale date of 09/02/2025 on NASDAQ. The shares were acquired as Restricted Stock Units on 01/01/2024 and the filer reports prior sales of 4,532 shares on 07/02/2025 for gross proceeds of $16,496.48. The filing includes the required representation that the seller does not possess undisclosed material information and notes compliance considerations for a Rule 10b5-1 trading plan if applicable.