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[144] Sera Prognostics, Inc. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
144
Rhea-AI Filing Summary

Sera Prognostics filed a Form 144 reporting a proposed sale under Rule 144 of 8,571 shares of Class A common stock that were acquired through restricted stock unit vesting on 08/08/2025, with an aggregate market value reported at $21,773. The filing lists 38,061,868 shares outstanding and indicates the transaction would be executed through Morgan Stanley Smith Barney LLC on NASDAQ. The same individual, Zhenya Lindgardt, sold 9,406 shares on 05/08/2025, 23,042 on 06/09/2025 and 3,344 on 06/10/2025, producing reported gross proceeds of $22,974, $33,042 and $4,964 respectively. The filer certifies they are not aware of any undisclosed material adverse information.

Sera Prognostics ha depositato un Form 144 segnalando una proposta di vendita ai sensi della Rule 144 di 8,571 azioni ordinarie di Classe A, acquisite tramite il vesting di restricted stock unit il 08/08/2025, con un valore di mercato complessivo riportato di $21,773. Il documento indica 38,061,868 azioni in circolazione e specifica che la transazione sarebbe eseguita tramite Morgan Stanley Smith Barney LLC sul NASDAQ. La stessa persona, Zhenya Lindgardt, ha venduto in precedenza 9,406 azioni il 05/08/2025, 23,042 il 06/09/2025 e 3,344 il 06/10/2025, realizzando proventi lordi segnalati di $22,974, $33,042 e $4,964 rispettivamente. Il dichiarante certifica di non essere a conoscenza di informazioni materiali avverse non divulgate.

Sera Prognostics presentó un Form 144 notificando una propuesta de venta conforme a la Rule 144 de 8,571 acciones ordinarias Clase A que se adquirieron por el vesting de unidades de acciones restringidas el 08/08/2025, con un valor de mercado agregado reportado de $21,773. La presentación indica 38,061,868 acciones en circulación y señala que la transacción se ejecutaría a través de Morgan Stanley Smith Barney LLC en el NASDAQ. La misma persona, Zhenya Lindgardt, vendió 9,406 acciones el 05/08/2025, 23,042 el 06/09/2025 y 3,344 el 06/10/2025, generando ingresos brutos informados de $22,974, $33,042 y $4,964 respectivamente. El declarante certifica que no tiene conocimiento de información adversa material no revelada.

Sera Prognostics� Rule 144� 따른 매도� 신고� Form 144� 제출했으�, 해당 신고서에� 08/08/2025� restricted stock unit� 베스팅으� 취득� Class A 보통� 8,571주를 매도� 예정이라� 기재되어 있고, 보고� � 시가 가치는 $21,773입니�. 제출서에� 발행 주식 수가 38,061,868주로 기재되어 있으� 거래� Morgan Stanley Smith Barney LLC� 통해 NASDAQ에서 실행� 예정이라� 명시되어 있습니다. 동일 인물� Zhenya Lindgardt� 이전� 05/08/20259,406�, 06/09/202523,042�, 06/10/20253,344주를 각각 매도하여 보고� 총수익은 각각 $22,974, $33,042, $4,964입니�. 제출자는 공개되지 않은 중대� 불리� 정보가 없음� 보증합니�.

Sera Prognostics a déposé un formulaire 144 signalant une vente proposée en vertu de la Rule 144 de 8,571 actions ordinaires de catégorie A acquises par le vesting d'unités d'actions restreintes le 08/08/2025, pour une valeur de marché agrégée déclarée de $21,773. Le dossier indique 38,061,868 actions en circulation et précise que la transaction serait exécutée via Morgan Stanley Smith Barney LLC sur le NASDAQ. La même personne, Zhenya Lindgardt, a vendu 9,406 actions le 05/08/2025, 23,042 le 06/09/2025 et 3,344 le 06/10/2025, générant des produits bruts déclarés de $22,974, $33,042 et $4,964 respectivement. Le déposant certifie qu'il n'a connaissance d'aucune information défavorable importante non divulguée.

Sera Prognostics hat ein Formular 144 eingereicht und einen geplanten Verkauf nach Rule 144 von 8,571 Class-A-Stammaktien gemeldet, die am 08/08/2025 durch das Vesting von Restricted Stock Units erworben wurden; der gemeldete Gesamtmarktwert beträgt $21,773. Die Einreichung gibt 38,061,868 ausstehende Aktien an und weist darauf hin, dass die Transaktion über Morgan Stanley Smith Barney LLC an der NASDAQ ausgeführt werden soll. Dieselbe Person, Zhenya Lindgardt, verkaufte zuvor am 05/08/2025 9,406 Aktien, am 06/09/2025 23,042 und am 06/10/2025 3,344, wobei die gemeldeten Bruttoerlöse jeweils $22,974, $33,042 und $4,964 betrugen. Der Einreicher bestätigt, dass ihm keine nicht offengelegten, wesentlichen nachteiligen Informationen bekannt sind.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Insider proposes to sell 8,571 RSU shares; recent sales total 35,792 shares, both amounts are small relative to the 38.06M shares outstanding.

The filing shows the proposed sale of 8,571 shares arising from RSU vesting and prior sales of 35,792 shares in the past three months. Those quantities represent approximately 0.0225% and 0.094% of the reported 38,061,868 shares outstanding, respectively, suggesting limited direct dilution or market impact from these transactions. The use of a major broker and explicit Rule 144 reporting indicate procedural compliance rather than an extraordinary event.

TL;DR: Transactions appear to be routine RSU vesting and secondary sales with the filer attesting no material nonpublic information.

The document identifies the source of the proposed sale as restricted stock unit vesting and lists prior sales by the same person, while including the standard attestation regarding material information and a trading-plan notice. From a governance perspective, the filing meets disclosure expectations under Rule 144 and signals transparency around insider monetization; the record does not disclose any governance or compliance red flags.

Sera Prognostics ha depositato un Form 144 segnalando una proposta di vendita ai sensi della Rule 144 di 8,571 azioni ordinarie di Classe A, acquisite tramite il vesting di restricted stock unit il 08/08/2025, con un valore di mercato complessivo riportato di $21,773. Il documento indica 38,061,868 azioni in circolazione e specifica che la transazione sarebbe eseguita tramite Morgan Stanley Smith Barney LLC sul NASDAQ. La stessa persona, Zhenya Lindgardt, ha venduto in precedenza 9,406 azioni il 05/08/2025, 23,042 il 06/09/2025 e 3,344 il 06/10/2025, realizzando proventi lordi segnalati di $22,974, $33,042 e $4,964 rispettivamente. Il dichiarante certifica di non essere a conoscenza di informazioni materiali avverse non divulgate.

Sera Prognostics presentó un Form 144 notificando una propuesta de venta conforme a la Rule 144 de 8,571 acciones ordinarias Clase A que se adquirieron por el vesting de unidades de acciones restringidas el 08/08/2025, con un valor de mercado agregado reportado de $21,773. La presentación indica 38,061,868 acciones en circulación y señala que la transacción se ejecutaría a través de Morgan Stanley Smith Barney LLC en el NASDAQ. La misma persona, Zhenya Lindgardt, vendió 9,406 acciones el 05/08/2025, 23,042 el 06/09/2025 y 3,344 el 06/10/2025, generando ingresos brutos informados de $22,974, $33,042 y $4,964 respectivamente. El declarante certifica que no tiene conocimiento de información adversa material no revelada.

Sera Prognostics� Rule 144� 따른 매도� 신고� Form 144� 제출했으�, 해당 신고서에� 08/08/2025� restricted stock unit� 베스팅으� 취득� Class A 보통� 8,571주를 매도� 예정이라� 기재되어 있고, 보고� � 시가 가치는 $21,773입니�. 제출서에� 발행 주식 수가 38,061,868주로 기재되어 있으� 거래� Morgan Stanley Smith Barney LLC� 통해 NASDAQ에서 실행� 예정이라� 명시되어 있습니다. 동일 인물� Zhenya Lindgardt� 이전� 05/08/20259,406�, 06/09/202523,042�, 06/10/20253,344주를 각각 매도하여 보고� 총수익은 각각 $22,974, $33,042, $4,964입니�. 제출자는 공개되지 않은 중대� 불리� 정보가 없음� 보증합니�.

Sera Prognostics a déposé un formulaire 144 signalant une vente proposée en vertu de la Rule 144 de 8,571 actions ordinaires de catégorie A acquises par le vesting d'unités d'actions restreintes le 08/08/2025, pour une valeur de marché agrégée déclarée de $21,773. Le dossier indique 38,061,868 actions en circulation et précise que la transaction serait exécutée via Morgan Stanley Smith Barney LLC sur le NASDAQ. La même personne, Zhenya Lindgardt, a vendu 9,406 actions le 05/08/2025, 23,042 le 06/09/2025 et 3,344 le 06/10/2025, générant des produits bruts déclarés de $22,974, $33,042 et $4,964 respectivement. Le déposant certifie qu'il n'a connaissance d'aucune information défavorable importante non divulguée.

Sera Prognostics hat ein Formular 144 eingereicht und einen geplanten Verkauf nach Rule 144 von 8,571 Class-A-Stammaktien gemeldet, die am 08/08/2025 durch das Vesting von Restricted Stock Units erworben wurden; der gemeldete Gesamtmarktwert beträgt $21,773. Die Einreichung gibt 38,061,868 ausstehende Aktien an und weist darauf hin, dass die Transaktion über Morgan Stanley Smith Barney LLC an der NASDAQ ausgeführt werden soll. Dieselbe Person, Zhenya Lindgardt, verkaufte zuvor am 05/08/2025 9,406 Aktien, am 06/09/2025 23,042 und am 06/10/2025 3,344, wobei die gemeldeten Bruttoerlöse jeweils $22,974, $33,042 und $4,964 betrugen. Der Einreicher bestätigt, dass ihm keine nicht offengelegten, wesentlichen nachteiligen Informationen bekannt sind.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the SERA Form 144 disclose?

The filing discloses a proposed sale of 8,571 Class A common shares acquired via RSU vesting, reported aggregate market value $21,773, and broker Morgan Stanley Smith Barney LLC.

How many shares has the insider sold in the past three months according to the filing?

The filing reports three prior sales by Zhenya Lindgardt: 9,406 shares on 05/08/2025, 23,042 on 06/09/2025, and 3,344 on 06/10/2025, totaling 35,792 shares.

What are the reported gross proceeds from recent insider sales in the filing?

The reported gross proceeds are $22,974 (05/08/2025), $33,042 (06/09/2025), and $4,964 (06/10/2025), totaling $60,980.

What percentage of outstanding shares does the proposed sale represent for SERA?

Based on the filing numbers, 8,571 proposed shares versus 38,061,868 outstanding equals about 0.0225% of shares outstanding.

Does the filing indicate any known material nonpublic information?

The filer represents in the Form 144 that they do not know of any material adverse information regarding the issuer that has not been publicly disclosed.
Sera Prognostics, Inc.

NASDAQ:SERA

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116.09M
32.84M
10.87%
64.98%
3.27%
Medical Devices
Services-medical Laboratories
United States
SALT LAKE CITY