AG真人官方

Form D Overview 鈥� First Guaranty Bancshares, Inc. (FGBIP)

On 14-July-2025, First Guaranty Bancshares, Inc., a Louisiana-incorporated commercial banking company, filed a Form D to report the completion of an exempt private placement made under Regulation D Rule 506(b).

• Securities offered: Equity (identified in the filing title as 6.75% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock).
• Total offering amount: $17,018,144 USD.
• Total amount sold: $17,018,144 USD (entire offering fully subscribed; $0 remaining).
• Number of investors: 5 (no indication of non-accredited participation).
• Commissions & finder鈥檚 fees: $0; no broker-dealer compensation disclosed.
• Minimum investment: $0 stated.
• Offering duration: Less than one year; first sale occurred 30-Jun-2025.
• Issuer size: Revenue and asset ranges were declined to disclose.
• Use of proceeds to insiders: $0 designated for payments to executive officers, directors, or promoters named in Item 3.

The notice confirms that the capital raise is complete, that the company relied on a standard accredited-investor exemption, and that the transaction incurred no placement expenses. All listed executive officers and directors are based at the Hammond, Louisiana headquarters.

The Form 144 filing discloses that Mitchell B. Goldsteen intends to sell 1,000 shares of Shimmick Corporation (symbol SHIM) common stock on or about 11 July 2025 through TD Securities (USA) LLC on the NASDAQ exchange. The shares represent approximately 0.0029 % of the company鈥檚 34,361,459 shares outstanding and have an aggregate market value of $1,990 (implied price $1.99 per share).

The seller acquired the shares on 9 December 2020 via a private transaction with GOHO LLC. Rule 144 requires affiliates to give public notice when they plan to sell restricted or control shares, but the notice itself does not obligate the sale.

The filing also lists extensive prior sales by Mr. Goldsteen during the last three months: 196,395 shares disposed of in 57 transactions generating gross proceeds of roughly $330 k (based on the amounts shown). These historical sales equal about 0.57 % of shares outstanding. The proposed 1,000-share transaction continues that selling pattern but remains immaterial to the company鈥檚 capital structure.

No information is provided regarding Mr. Goldsteen鈥檚 role at Shimmick, the purpose of the sales, or any company-specific developments. Form 144 explicitly states that the filer affirms awareness of no undisclosed material adverse information.

Key data at a glance:

• Shares to be sold (new notice): 1,000
• Aggregate value: $1,990
• Outstanding shares: 34.36 M
• Prior 3-month sales by filer: 鈮�196.4 k shares
• Exchange: NASDAQ; Broker: TD Securities (USA) LLC

NVIDIA Corp. (NVDA) 鈥� Form 144 filing: Rosemary and A Brooke Seawell Revocable Trust has filed notice of intent to sell 48,112 common shares through broker Rockefeller Capital Management. The block is valued at approximately $8.0 million (aggregate market value $7,999,983.97) and is slated for execution on or about 11 July 2025 on the Nasdaq exchange.

The trust previously acquired the shares via stock-option exercise on 12 Aug 2004, satisfying Rule 144 holding-period requirements. The issuer reports 24.4 billion shares outstanding, so the proposed sale represents a fraction of one basis point of total shares and does not directly dilute the company鈥檚 capital structure.

Recent disposition history: the same seller has executed 13 separate sales between 20 Jun 2025 and 10 Jul 2025, each ranging from c. 49 k鈥�56 k shares, for gross proceeds listed near the $8 million level per tranche. Cumulatively, the past-quarter activity disclosed in the table totals roughly 670 k shares. When combined with the newly proposed sale, the trust will have disposed of more than 700 k shares in under four weeks, indicating an orderly but sustained reduction of its NVDA position.

While Rule 144 sales are routine for long-term holders and insiders, investors often monitor such filings for sentiment clues. Given the minuscule proportion of shares versus the reported outstanding count, the transaction appears financially immaterial to the company; however, the pace of recent selling may draw attention from market participants assessing supply-demand dynamics.

Radius Recycling, Inc. (RDUS) 鈥� SEC Form 4 insider filing

Director Gregory R. Friedman reported the disposition of his entire equity position in connection with the completion of Radius Recycling鈥檚 merger with Toyota Tsusho America, Inc. on July 10 2025.

• Transaction: Disposition (Code D) of 18,739.541 shares of Class A common stock on 07/10/2025.
• Consideration: Each share was converted into the right to receive $30.00 in cash pursuant to the Agreement and Plan of Merger dated 03/13/2025.
• Deferred Stock Units: The total includes 9,607 unvested DSU awards that vested immediately at closing and were cancelled for the same cash amount plus accrued dividend equivalents.
• Post-transaction ownership: Mr. Friedman now holds 0 RDUS shares; no derivative securities were reported.

The filing confirms that Radius Recycling is now a wholly-owned subsidiary of Toyota Tsusho America and that all public shares have been converted to cash.

Shimmick Corporation (SHIM) 鈥� Form 4 insider activity

Director and 10%+ holder Mitchell B. Goldsteen, acting through GOHO, LLC, reported three open-market sales of common stock on 07/07, 07/08 and 07/09 2025. In total 10,987 shares were sold at weighted-average prices spanning $1.86-$2.03, for proceeds of roughly US$22 k.

The trades were executed under a Rule 10b5-1 plan adopted 20-Aug-2024, signalling they were pre-scheduled. Following the transactions, Goldsteen still beneficially owns 21,336,080 shares, indicating the disposition represented only about 0.05 % of his stake. No derivative security activity was disclosed.

While insider selling can be viewed cautiously, the small size relative to the remaining holding and the 10b5-1 framework reduce negative interpretation. The filing does not contain operational or financial performance data but serves as a sentiment datapoint and may add modest supply to the market.

RiverNorth Capital and Income Fund, Inc. (NYSE: RSF) confirmed the final outcome of its transferable rights offering that expired on July 7, 2025. The Fund will issue 1,105,000 new common shares at a subscription price of $14.39, set at 90% of net asset value on the expiration date. Gross proceeds are expected to total approximately $15.9 million, enlarging the Fund鈥檚 asset base, which stood at $52.4 million on June 30, 2025.

The offering was oversubscribed; over-subscription requests exceeded available shares and will be allocated pro-rata among participating stockholders. Because the shares are issued below NAV, existing holders experience dilution, but the additional capital may enhance portfolio flexibility for the Fund鈥檚 high-income strategy.

Post-offering, RSF will have roughly 4.4 million shares outstanding (3.3 million prior plus 1.105 million new shares). As a closed-end fund, trading will continue solely on the secondary market, and investors should review the prospectus and periodic reports for full risk disclosures, especially regarding exposure to unrated and alternative credit instruments.

Shimmick Corporation (SHIM) 鈥� Form 144 filing. Affiliate Mitchell B. Goldsteen has notified the SEC of his intent to sell 7,000 common shares through TD Securities on or about 08 July 2025 at an aggregate market value of $13,812.40. The proposed sale represents only 0.02 % of the company鈥檚 34.7 million shares outstanding. However, the filing also discloses that Goldsteen has already disposed of approximately 198,160 shares over the last three months, generating roughly $340k in gross proceeds. While the magnitude of each sale is immaterial to the float, the steady pattern of insider sales may draw attention from investors monitoring sentiment among key holders. No new operational or financial information is provided in the notice; the filer affirms he possesses no undisclosed material information.

Offering Overview. The Bank of Nova Scotia (BNS) is issuing $399,000 of Autocallable Fixed Coupon Trigger Notes linked to Amazon.com, Inc. (AMZN). The senior unsecured notes settle 8 Jul 2025 (T+3) and mature 10 Aug 2026 unless called earlier.

Coupon. Investors receive a fixed monthly coupon of $9.667 per $1,000 (0.9667% monthly, 鈮�11.60% p.a.) from Aug 2025 through Aug 2026. No further coupons are paid after an automatic call.

Automatic Call. The notes redeem at par plus the current coupon if AMZN closes at or above the $219.92 initial price on any of seven observation dates between 5 Jan 2026 and 2 Jul 2026. Early redemption limits potential coupon accrual.

Principal Repayment & Trigger.

• If not called and AMZN鈥檚 5 Aug 2026 closing price is 鈮�70 % of the initial price ($153.94), holders receive full principal plus the final coupon.
• If the final price is <70 %, repayment equals $1,000 + ($1,000 脳 Reference Asset Return). Losses match AMZN鈥檚 decline below the initial price, up to 100 % of principal.

Key Economics. Initial estimated fair value: $994.08 per $1,000, below issue price because of a 0.65 % structuring fee, hedging costs and the bank鈥檚 internal funding rate. Net proceeds: 99.35 % of par. Scotia Capital (USA) Inc. distributes the notes to Goldman Sachs, which may but is not obliged to make a secondary market.

Credit & Liquidity. Payments depend on BNS鈥檚 credit; the notes are not CDIC or FDIC insured and will not be listed. Secondary prices, if any, are expected to trade below issue price, especially before 2 Oct 2025 while an additional dealer premium amortises.

Risk Highlights.

• No participation in AMZN upside beyond fixed coupons.
• One-for-one principal loss below the 70 % trigger.
• Single-stock exposure and unsecured BNS credit risk.
• Potential conflicts from dealer hedging and market-making activities.

The product targets yield-seeking investors comfortable with limited upside, early redemption, single-stock volatility and full downside below the 30 % buffer.