[144] Upstart Holdings, Inc. Common stock SEC Filing
Upstart Holdings insider transactions are disclosed for a proposed sale under Rule 144. The notice reports 13,473 shares of Common stock planned for sale through Charles Schwab with an aggregate market value of $823,453, to be sold on or about 08/20/2025 on NASDAQ. Those shares were recorded as acquired on 08/20/2025 due to a restricted stock lapse from equity compensation. The filing also lists a prior sale by the same person of 13,512 shares on 05/20/2025 for gross proceeds of $634,673. The notice includes the signer鈥檚 representation that they are not aware of undisclosed material adverse information.
Le transazioni interne di Upstart Holdings sono comunicate in vista di una proposta vendita ai sensi della Regola 144. L'avviso segnala la vendita pianificata tramite Charles Schwab di 13.473 azioni ordinarie, per un valore di mercato complessivo di $823.453, prevista per il 20/08/2025 sul NASDAQ. Quelle azioni risultano acquisite in data 20/08/2025 a seguito della scadenza di restrizioni su azioni derivanti da compensi azionari. La comunicazione riporta inoltre una precedente vendita della medesima persona di 13.512 azioni il 20/05/2025, per proventi lordi di $634.673. L'avviso include la dichiarazione del firmatario di non essere a conoscenza di informazioni materiali avverse non divulgate.
Se divulgan transacciones internas de Upstart Holdings relativas a una propuesta de venta conforme a la Regla 144. El aviso informa la venta prevista a trav茅s de Charles Schwab de 13.473 acciones ordinarias, con un valor de mercado agregado de $823.453, que se vender谩n aproximadamente el 20/08/2025 en NASDAQ. Esas acciones se registraron como adquiridas el 20/08/2025 por la expiraci贸n de restricciones sobre acciones otorgadas como compensaci贸n. La presentaci贸n tambi茅n indica una venta anterior de la misma persona de 13.512 acciones el 20/05/2025 por ingresos brutos de $634.673. El aviso incluye la representaci贸n del firmante de que no tiene conocimiento de informaci贸n adversa material no divulgada.
Upstart Holdings鞚� 雮措秬鞛� 瓯半灅臧� 攴滌箼 144鞐� 霐半ジ 鞓堨爼霅� 毵る弰瓯挫溂搿� 瓿奠嫓霅橃棃鞀惦媹雼�. 瓿奠嫓鞐愲姅 Charles Schwab毳� 韱淀暣 毵る弰 鞓堨爼鞚� 氤错喌欤� 13,473欤�(齑� 鞁滉皜 $823,453)臧� 鞎� 2025-08-20瓴� NASDAQ鞐愳劀 毵り皝霅� 鞓堨爼鞚措澕瓿� 氤搓碃霅橃柎 鞛堨姷雼堧嫟. 頃措嫻 欤检嫕鞚� 欤检嫕 氤挫儊鞐愳劀 氚滌儩頃� 鞝滍暅 頃挫牅搿� 鞚疙暣 2025-08-20鞐� 旆摑霅� 瓴冹溂搿� 旮半霅橃棃鞀惦媹雼�. 鞝滌稖靹滊鞐愲姅 霃欖澕 鞚鸽鞚� 2025-05-20鞐� 13,512欤茧ゼ 觳橂秳頃橃棳 齑濎垬鞚� $634,673毳� 氚涭潃 鞚挫爠 毵る弰 瓯措弰 旮办灛霅橃柎 鞛堨姷雼堧嫟. 瓿奠嫓電� 靹滊獏鞚胳澊 氙戈车臧滊悳 欷戨寑頃� 攵堧Μ頃� 鞝曤炒臧� 鞐嗢潓鞚� 歆勳垹頃橁碃 鞛堨潓鞚� 韽暔頃╇媹雼�.
Des transactions d'initi茅s d'Upstart Holdings sont divulgu茅es concernant une vente projet茅e en vertu de la R猫gle 144. L'avis indique la vente pr茅vue via Charles Schwab de 13 473 actions ordinaires, pour une valeur de march茅 totale de $823 453, devant 锚tre vendues aux alentours du 20/08/2025 sur le NASDAQ. Ces actions ont 茅t茅 enregistr茅es comme acquises le 20/08/2025 en raison de la lev茅e de restrictions sur des actions issues d'une r茅mun茅ration en actions. Le dossier mentionne 茅galement une vente ant茅rieure par la m锚me personne de 13 512 actions le 20/05/2025 pour un produit brut de $634 673. L'avis inclut la d茅claration du signataire qu'il n'a pas connaissance d'informations d茅favorables mat茅rielles non divulgu茅es.
Insider-Transaktionen von Upstart Holdings werden im Zusammenhang mit einem geplanten Verkauf nach Rule 144 offengelegt. Die Mitteilung meldet den geplanten Verkauf von 13.473 Stammaktien 眉ber Charles Schwab mit einem Gesamtmarktwert von $823.453, der voraussichtlich am oder um den 20.08.2025 an der NASDAQ erfolgen soll. Diese Aktien wurden am 20.08.2025 als erworben verzeichnet, da Beschr盲nkungen im Rahmen von Aktienverg眉tung entfallen sind. Die Einreichung listet au脽erdem einen fr眉heren Verkauf derselben Person 眉ber 13.512 Aktien am 20.05.2025 mit Bruttoerl枚sen von $634.673. Die Mitteilung enth盲lt die Erkl盲rung des Unterzeichners, dass ihm keine nicht offengelegten wesentlichen nachteiligen Informationen bekannt sind.
- None.
- None.
Insights
TL;DR: Routine Rule 144 disclosure showing vested equity and planned resale; transaction size is immaterial to outstanding share count.
The filing documents a Rule 144 notice for 13,473 shares arising from a restricted stock lapse and intended sale via Charles Schwab on NASDAQ with reported market value of $823,453. The filer also reported a recent sale of 13,512 shares generating $634,673 on 05/20/2025. Relative to the reported 96,217,742 shares outstanding, each transaction represents roughly 0.014% of outstanding shares, indicating limited market impact. The form includes the standard attestation regarding material non-public information and appears to be a routine compliance disclosure following equity vesting.
TL;DR: Vesting-triggered sale consistent with equity compensation monetization; no indications of unusual transfer arrangements.
The record shows acquisition by restricted stock lapse and payment classified as equity compensation, with contemporaneous intent to sell 13,473 shares. The matching acquisition and proposed sale dates suggest the holder is converting newly vested shares to cash. The prior sale in May demonstrates prior monetization activity by the same holder. There is no information in the filing about trading plans (e.g., 10b5-1) or additional lock-up terms; those details are not provided and cannot be inferred.
Le transazioni interne di Upstart Holdings sono comunicate in vista di una proposta vendita ai sensi della Regola 144. L'avviso segnala la vendita pianificata tramite Charles Schwab di 13.473 azioni ordinarie, per un valore di mercato complessivo di $823.453, prevista per il 20/08/2025 sul NASDAQ. Quelle azioni risultano acquisite in data 20/08/2025 a seguito della scadenza di restrizioni su azioni derivanti da compensi azionari. La comunicazione riporta inoltre una precedente vendita della medesima persona di 13.512 azioni il 20/05/2025, per proventi lordi di $634.673. L'avviso include la dichiarazione del firmatario di non essere a conoscenza di informazioni materiali avverse non divulgate.
Se divulgan transacciones internas de Upstart Holdings relativas a una propuesta de venta conforme a la Regla 144. El aviso informa la venta prevista a trav茅s de Charles Schwab de 13.473 acciones ordinarias, con un valor de mercado agregado de $823.453, que se vender谩n aproximadamente el 20/08/2025 en NASDAQ. Esas acciones se registraron como adquiridas el 20/08/2025 por la expiraci贸n de restricciones sobre acciones otorgadas como compensaci贸n. La presentaci贸n tambi茅n indica una venta anterior de la misma persona de 13.512 acciones el 20/05/2025 por ingresos brutos de $634.673. El aviso incluye la representaci贸n del firmante de que no tiene conocimiento de informaci贸n adversa material no divulgada.
Upstart Holdings鞚� 雮措秬鞛� 瓯半灅臧� 攴滌箼 144鞐� 霐半ジ 鞓堨爼霅� 毵る弰瓯挫溂搿� 瓿奠嫓霅橃棃鞀惦媹雼�. 瓿奠嫓鞐愲姅 Charles Schwab毳� 韱淀暣 毵る弰 鞓堨爼鞚� 氤错喌欤� 13,473欤�(齑� 鞁滉皜 $823,453)臧� 鞎� 2025-08-20瓴� NASDAQ鞐愳劀 毵り皝霅� 鞓堨爼鞚措澕瓿� 氤搓碃霅橃柎 鞛堨姷雼堧嫟. 頃措嫻 欤检嫕鞚� 欤检嫕 氤挫儊鞐愳劀 氚滌儩頃� 鞝滍暅 頃挫牅搿� 鞚疙暣 2025-08-20鞐� 旆摑霅� 瓴冹溂搿� 旮半霅橃棃鞀惦媹雼�. 鞝滌稖靹滊鞐愲姅 霃欖澕 鞚鸽鞚� 2025-05-20鞐� 13,512欤茧ゼ 觳橂秳頃橃棳 齑濎垬鞚� $634,673毳� 氚涭潃 鞚挫爠 毵る弰 瓯措弰 旮办灛霅橃柎 鞛堨姷雼堧嫟. 瓿奠嫓電� 靹滊獏鞚胳澊 氙戈车臧滊悳 欷戨寑頃� 攵堧Μ頃� 鞝曤炒臧� 鞐嗢潓鞚� 歆勳垹頃橁碃 鞛堨潓鞚� 韽暔頃╇媹雼�.
Des transactions d'initi茅s d'Upstart Holdings sont divulgu茅es concernant une vente projet茅e en vertu de la R猫gle 144. L'avis indique la vente pr茅vue via Charles Schwab de 13 473 actions ordinaires, pour une valeur de march茅 totale de $823 453, devant 锚tre vendues aux alentours du 20/08/2025 sur le NASDAQ. Ces actions ont 茅t茅 enregistr茅es comme acquises le 20/08/2025 en raison de la lev茅e de restrictions sur des actions issues d'une r茅mun茅ration en actions. Le dossier mentionne 茅galement une vente ant茅rieure par la m锚me personne de 13 512 actions le 20/05/2025 pour un produit brut de $634 673. L'avis inclut la d茅claration du signataire qu'il n'a pas connaissance d'informations d茅favorables mat茅rielles non divulgu茅es.
Insider-Transaktionen von Upstart Holdings werden im Zusammenhang mit einem geplanten Verkauf nach Rule 144 offengelegt. Die Mitteilung meldet den geplanten Verkauf von 13.473 Stammaktien 眉ber Charles Schwab mit einem Gesamtmarktwert von $823.453, der voraussichtlich am oder um den 20.08.2025 an der NASDAQ erfolgen soll. Diese Aktien wurden am 20.08.2025 als erworben verzeichnet, da Beschr盲nkungen im Rahmen von Aktienverg眉tung entfallen sind. Die Einreichung listet au脽erdem einen fr眉heren Verkauf derselben Person 眉ber 13.512 Aktien am 20.05.2025 mit Bruttoerl枚sen von $634.673. Die Mitteilung enth盲lt die Erkl盲rung des Unterzeichners, dass ihm keine nicht offengelegten wesentlichen nachteiligen Informationen bekannt sind.
FAQ
What does the Form 144 for UPST disclose about the proposed sale?
How were the shares acquired that are proposed for sale?
Has the filer sold other Upstart shares recently?
What is the company鈥檚 outstanding share count reported in the filing?
Does the filing indicate any undisclosed material information?
