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Alight, Inc. (ticker ALIT) filed an amended Form 4 to correct CEO and Director David D. Guilmette鈥檚 post-transaction share count. On 07/02/2025 the executive satisfied tax-withholding obligations related to previously vested RSUs by authorising the company to withhold 8,325 Class A shares at an implied price of $5.92 (Transaction Code F 鈥� no open-market sale). After the adjustment, his direct beneficial ownership stands at 1,043,187 shares, which now properly includes 48,703 shares that had been inadvertently omitted in the original 07/07/2025 filing. The amendment has no impact on Alight鈥檚 operations or financial results but clarifies insider ownership levels, a factor some investors track as a signal of management alignment.

Alight, Inc. (ALIT) 鈥� Form 4 filing dated 07/07/2025

Director Robert A. Schriesheim reported the receipt of 33,783 Class A restricted stock units (RSUs) on 07/02/2025 under the company鈥檚 2021 Omnibus Share Plan. The RSUs represent compensation for annual board service and are scheduled to vest on 07/02/2026. No cash was paid for the grant (price $0). Following the award, Schriesheim鈥檚 total reported beneficial ownership stands at 67,032 shares, which includes other RSUs that will vest in future periods. Ownership is listed as direct; no derivative securities or sales were disclosed.

The filing is routine board compensation and does not indicate any purchases or sales in the open market.

GameSquare Holdings, Inc. (NASDAQ: GAME) has filed a preliminary prospectus supplement (Form 424B5) to offer an unspecified number of shares of common stock and, at investors鈥� option, pre-funded warrants that are exercisable for one share each at an exercise price of $0.0001 and have no expiration date. A 45-day over-allotment option allows the underwriters to purchase additional shares. Lucid Capital Markets is acting as sole book-running manager.

The company qualifies as both an 鈥渆merging growth company鈥� and a 鈥渟maller reporting company.鈥� As of 3 July 2025, public float is approximately $27.8 million, based on 39,123,968 shares outstanding (of which 9,904,523 are held by affiliates). Under S-3 鈥渂aby-shelf鈥� rules, the company may not sell securities exceeding one-third of its public float within any 12-month period while float remains below $75 million.

Proceeds & Use: Net proceeds (amount to be determined) are earmarked for general corporate purposes, including strategic investments, M&A, development of a cryptocurrency treasury strategy (potentially purchasing Ethereum or other digital assets), working capital and operational spending. Management retains broad discretion over allocation.

Capital structure impacts: The offering will increase outstanding shares; existing dilution pressures already include 4.6 million shares reserved under the 2024 Stock Incentive Plan plus options, RSUs, warrants and a convertible note. Investors are warned of immediate and substantial dilution relative to tangible book value (-$0.45 per share as of 31 Mar 2025).

Key Risks Highlighted: (1) dilution from the current and future financings; (2) high volatility and regulatory uncertainty tied to prospective cryptocurrency holdings that could trigger Investment Company Act issues if Ethereum were deemed a security; (3) lack of a trading market for the pre-funded warrants; (4) potential inability to exercise warrants beyond 4.99%/19.99% ownership limits; (5) operational, market and legal risks inherent in esports, media and digital advertising sectors; (6) need for continued NASDAQ listing compliance. The company recently terminated a $9.25 million 鈥渁t-the-market鈥� program (no shares sold) in advance of this transaction.

Lock-up & Underwriting Terms: Officers, directors and 鈮�5 % holders are subject to a 60-day lock-up; the company is subject to a 90-day restriction on variable-rate issuances. Underwriters receive a 7.0 % discount plus warrants equal to 10% of the equity issued, exercisable at 120% of the public price for five years.

Overall, the filing positions GameSquare to shore up liquidity and pursue strategic growth, but it introduces dilution and exposes investors to heightened regulatory and crypto-market risks.

GameSquare Holdings, Inc. (NASDAQ: GAME) has filed a preliminary prospectus supplement (Form 424B5) to offer an unspecified number of shares of common stock and, at investors鈥� option, pre-funded warrants that are exercisable for one share each at an exercise price of $0.0001 and have no expiration date. A 45-day over-allotment option allows the underwriters to purchase additional shares. Lucid Capital Markets is acting as sole book-running manager.

The company qualifies as both an 鈥渆merging growth company鈥� and a 鈥渟maller reporting company.鈥� As of 3 July 2025, public float is approximately $27.8 million, based on 39,123,968 shares outstanding (of which 9,904,523 are held by affiliates). Under S-3 鈥渂aby-shelf鈥� rules, the company may not sell securities exceeding one-third of its public float within any 12-month period while float remains below $75 million.

Proceeds & Use: Net proceeds (amount to be determined) are earmarked for general corporate purposes, including strategic investments, M&A, development of a cryptocurrency treasury strategy (potentially purchasing Ethereum or other digital assets), working capital and operational spending. Management retains broad discretion over allocation.

Capital structure impacts: The offering will increase outstanding shares; existing dilution pressures already include 4.6 million shares reserved under the 2024 Stock Incentive Plan plus options, RSUs, warrants and a convertible note. Investors are warned of immediate and substantial dilution relative to tangible book value (-$0.45 per share as of 31 Mar 2025).

Key Risks Highlighted: (1) dilution from the current and future financings; (2) high volatility and regulatory uncertainty tied to prospective cryptocurrency holdings that could trigger Investment Company Act issues if Ethereum were deemed a security; (3) lack of a trading market for the pre-funded warrants; (4) potential inability to exercise warrants beyond 4.99%/19.99% ownership limits; (5) operational, market and legal risks inherent in esports, media and digital advertising sectors; (6) need for continued NASDAQ listing compliance. The company recently terminated a $9.25 million 鈥渁t-the-market鈥� program (no shares sold) in advance of this transaction.

Lock-up & Underwriting Terms: Officers, directors and 鈮�5 % holders are subject to a 60-day lock-up; the company is subject to a 90-day restriction on variable-rate issuances. Underwriters receive a 7.0 % discount plus warrants equal to 10% of the equity issued, exercisable at 120% of the public price for five years.

Overall, the filing positions GameSquare to shore up liquidity and pursue strategic growth, but it introduces dilution and exposes investors to heightened regulatory and crypto-market risks.

Offering Overview. The Bank of Nova Scotia (BNS) is issuing $399,000 of Autocallable Fixed Coupon Trigger Notes linked to Amazon.com, Inc. (AMZN). The senior unsecured notes settle 8 Jul 2025 (T+3) and mature 10 Aug 2026 unless called earlier.

Coupon. Investors receive a fixed monthly coupon of $9.667 per $1,000 (0.9667% monthly, 鈮�11.60% p.a.) from Aug 2025 through Aug 2026. No further coupons are paid after an automatic call.

Automatic Call. The notes redeem at par plus the current coupon if AMZN closes at or above the $219.92 initial price on any of seven observation dates between 5 Jan 2026 and 2 Jul 2026. Early redemption limits potential coupon accrual.

Principal Repayment & Trigger.

• If not called and AMZN鈥檚 5 Aug 2026 closing price is 鈮�70 % of the initial price ($153.94), holders receive full principal plus the final coupon.
• If the final price is <70 %, repayment equals $1,000 + ($1,000 脳 Reference Asset Return). Losses match AMZN鈥檚 decline below the initial price, up to 100 % of principal.

Key Economics. Initial estimated fair value: $994.08 per $1,000, below issue price because of a 0.65 % structuring fee, hedging costs and the bank鈥檚 internal funding rate. Net proceeds: 99.35 % of par. Scotia Capital (USA) Inc. distributes the notes to Goldman Sachs, which may but is not obliged to make a secondary market.

Credit & Liquidity. Payments depend on BNS鈥檚 credit; the notes are not CDIC or FDIC insured and will not be listed. Secondary prices, if any, are expected to trade below issue price, especially before 2 Oct 2025 while an additional dealer premium amortises.

Risk Highlights.

• No participation in AMZN upside beyond fixed coupons.
• One-for-one principal loss below the 70 % trigger.
• Single-stock exposure and unsecured BNS credit risk.
• Potential conflicts from dealer hedging and market-making activities.

The product targets yield-seeking investors comfortable with limited upside, early redemption, single-stock volatility and full downside below the 30 % buffer.

Offering Overview. The Bank of Nova Scotia (BNS) is issuing $399,000 of Autocallable Fixed Coupon Trigger Notes linked to Amazon.com, Inc. (AMZN). The senior unsecured notes settle 8 Jul 2025 (T+3) and mature 10 Aug 2026 unless called earlier.

Coupon. Investors receive a fixed monthly coupon of $9.667 per $1,000 (0.9667% monthly, 鈮�11.60% p.a.) from Aug 2025 through Aug 2026. No further coupons are paid after an automatic call.

Automatic Call. The notes redeem at par plus the current coupon if AMZN closes at or above the $219.92 initial price on any of seven observation dates between 5 Jan 2026 and 2 Jul 2026. Early redemption limits potential coupon accrual.

Principal Repayment & Trigger.

• If not called and AMZN鈥檚 5 Aug 2026 closing price is 鈮�70 % of the initial price ($153.94), holders receive full principal plus the final coupon.
• If the final price is <70 %, repayment equals $1,000 + ($1,000 脳 Reference Asset Return). Losses match AMZN鈥檚 decline below the initial price, up to 100 % of principal.

Key Economics. Initial estimated fair value: $994.08 per $1,000, below issue price because of a 0.65 % structuring fee, hedging costs and the bank鈥檚 internal funding rate. Net proceeds: 99.35 % of par. Scotia Capital (USA) Inc. distributes the notes to Goldman Sachs, which may but is not obliged to make a secondary market.

Credit & Liquidity. Payments depend on BNS鈥檚 credit; the notes are not CDIC or FDIC insured and will not be listed. Secondary prices, if any, are expected to trade below issue price, especially before 2 Oct 2025 while an additional dealer premium amortises.

Risk Highlights.

• No participation in AMZN upside beyond fixed coupons.
• One-for-one principal loss below the 70 % trigger.
• Single-stock exposure and unsecured BNS credit risk.
• Potential conflicts from dealer hedging and market-making activities.

The product targets yield-seeking investors comfortable with limited upside, early redemption, single-stock volatility and full downside below the 30 % buffer.

Alight, Inc. (ALIT) 鈥� Form 4 insider filing

On 7 July 2025, Alight disclosed that director Coretha M. Rushing received 33,783 Class A common-stock restricted stock units (RSUs) on 2 July 2025 under the company鈥檚 2021 Omnibus Share Plan. The RSUs were granted at $0 cost as annual board compensation and are scheduled to vest on 2 July 2026. Following the award, Rushing鈥檚 total beneficial ownership increased to 68,676 shares/RSUs, all held directly. No derivative securities were reported, and no shares were sold or otherwise disposed of.

The filing is routine and does not include any financial performance data, option exercises, or sales activity. It simply documents standard director equity compensation and updates ownership totals pursuant to SEC Section 16 reporting requirements.

Quantum-Si Incorporated (QSI) filed an 8-K announcing a registered direct offering with one institutional investor.

• Securities sold: 18,200,000 shares of Class A common stock at $1.67 per share and 11,740,119 pre-funded warrants exercisable at $0.0001 per share.
• Gross proceeds: approximately $50 million before fees; A.G.P./Alliance Global Partners will receive a 6.0% placement fee under a separate Placement Agency Agreement.
• Closing date: expected July 8 2025, subject to customary conditions.
• Use of proceeds: product development (including the Proteus TM platform), commercialization, manufacturing, R&D, working capital, cap-ex and G&A.
• Lock-up: for 45 days post-close QSI cannot issue or register additional equity, with limited exemptions.
• ATM program terminated: effective July 3 2025 QSI ended its Equity Distribution Agreement with Canaccord Genuity after selling 23,425,650 shares for $36.2 million; $38.8 million of capacity remained unused.

The offering is being made under QSI鈥檚 effective shelf registration statement (Form S-3 No. 333-273934) and an accompanying prospectus supplement dated July 3 2025. The company attached the forms of Purchase Agreement, Placement Agency Agreement and Pre-Funded Warrant as exhibits.

Key takeaways for investors: QSI secures substantial capital to advance its protein-sequencing platform and other initiatives but shareholders face potential dilution of up to 29.9 million additional shares once the warrants are exercised.

Alight, Inc. (ALIT) 鈥� Form 4 insider filing

Director Siobhan Nolan Mangini reported the grant of 33,783 Class A RSUs on 2 Jul 2025 under the company鈥檚 2021 Omnibus Share Plan. The equity award, issued at $0 cost, is scheduled to vest on 2 Jul 2026. After the transaction, the director鈥檚 total beneficial ownership stands at 62,572 Class A shares/RSUs, all held directly. No derivative positions were reported. The filing reflects routine annual board compensation and does not indicate open-market purchases or sales.