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STOCK TITAN

[Form 4] Northern Trust Corp Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Form 4 Insider Transaction Summary

On 07/01/2025, Northern Trust Corporation (NTRS) director Martin P. Slark filed a Form 4 disclosing the acquisition of 66.32 common shares at $127.99 per share (approx. $8.5 k total value). The shares represent deferred stock units that convert 1-for-1 into common stock.

After the award, Mr. Slark’s reported ownership stands at 21,109.92 directly held shares and 4,769 shares held indirectly through a trust. The transaction was coded “A,� denoting an award or exempt acquisition rather than an open-market purchase.

The award increases the director’s direct stake by less than 0.4% and has no effect on Northern Trust’s share count or governance structure. While insider ownership growth can imply confidence, the modest size and routine nature of board compensation make the filing immaterial to the company’s valuation in isolation.

Riepilogo della Transazione Insider Modulo 4

Il 07/01/2025, il direttore di Northern Trust Corporation (NTRS), Martin P. Slark, ha presentato un Modulo 4 dichiarando l'acquisto di 66,32 azioni ordinarie al prezzo di $127,99 per azione (valore totale approssimativo di 8,5 mila dollari). Le azioni rappresentano unità azionarie differite che si convertono 1 a 1 in azioni ordinarie.

Dopo l'assegnazione, la proprietà segnalata del signor Slark ammonta a 21.109,92 azioni detenute direttamente e 4.769 azioni detenute indirettamente tramite un trust. La transazione è stata classificata con il codice “A�, indicante un premio o un'acquisizione esente piuttosto che un acquisto sul mercato aperto.

Il premio aumenta la partecipazione diretta del direttore di meno dello 0,4% e non ha alcun effetto sul numero di azioni di Northern Trust o sulla struttura di governance. Sebbene l'aumento della proprietà interna possa indicare fiducia, la dimensione modesta e la natura abituale della compensazione del consiglio rendono la dichiarazione irrilevante ai fini della valutazione della società se considerata isolatamente.

Resumen de la Transacción Insider del Formulario 4

El 07/01/2025, el director de Northern Trust Corporation (NTRS), Martin P. Slark, presentó un Formulario 4 revelando la adquisición de 66,32 acciones ordinarias a $127,99 por acción (valor total aproximado de $8.5 mil). Las acciones representan unidades de acciones diferidas que se convierten 1 a 1 en acciones ordinarias.

Después de la adjudicación, la propiedad reportada del Sr. Slark es de 21,109.92 acciones en propiedad directa y 4,769 acciones en propiedad indirecta a través de un fideicomiso. La transacción fue codificada con “A�, que denota una adjudicación o adquisición exenta en lugar de una compra en el mercado abierto.

La adjudicación incrementa la participación directa del director en menos del 0,4% y no tiene ningún efecto en el número de acciones de Northern Trust ni en su estructura de gobierno. Aunque el aumento en la propiedad interna puede implicar confianza, el tamaño modesto y la naturaleza rutinaria de la compensación del consejo hacen que la presentación sea insignificante para la valoración de la empresa de forma aislada.

양식 4 내부� 거래 요약

2025� 7� 1�, Northern Trust Corporation(NTRS) 이사 Martin P. Slark가 1주당 $127.9966.32 보통� 취득� 신고하는 양식 4� 제출했습니다(� � 8,500달러 가�). 해당 주식은 1대1� 보통주로 전환되는 이연 주식 단위입니�.

수여 � Slark 이사� 보고� 소유 주식은 직접 보유 21,109.92�신탁� 통한 간접 보유 4,769�입니�. 거래� 공개 시장 매수가 아닌 수여 또는 면제 취득� 의미하는 “A� 코드� 분류되었습니�.

이번 수여� 이사� 직접 지분이 0.4% 미만으로 증가하며 Northern Trust� 주식 수나 지배구조에� 영향� 미치지 않습니다. 내부� 소유 증가가 신뢰� 나타� � 있으�, 이사� 보상 규모가 작고 일상적인 성격임을 고려� � � 신고� 회사� 가� 평가� 단독으로� 중요하지 않습니다.

Résumé de la Transaction d'Initié - Formulaire 4

Le 01/07/2025, le directeur de Northern Trust Corporation (NTRS), Martin P. Slark, a déposé un formulaire 4 révélant l'acquisition de 66,32 actions ordinaires au prix de 127,99 $ par action (valeur totale d'environ 8,5 k$). Ces actions représentent des unités d'actions différées convertibles 1 pour 1 en actions ordinaires.

Après cette attribution, la participation déclarée de M. Slark s'élève à 21 109,92 actions détenues directement et 4 769 actions détenues indirectement via une fiducie. La transaction a été codée « A », indiquant une attribution ou une acquisition exonérée plutôt qu'un achat sur le marché ouvert.

Cette attribution augmente la part directe du directeur de moins de 0,4 % et n'a aucun impact sur le nombre d'actions de Northern Trust ni sur sa structure de gouvernance. Bien qu'une augmentation de la participation des initiés puisse refléter une confiance, la taille modeste et le caractère habituel de la rémunération du conseil rendent cette déclaration sans importance isolément pour la valorisation de l'entreprise.

Zusammenfassung der Insider-Transaktion Formular 4

Am 01.07.2025 reichte Martin P. Slark, Direktor der Northern Trust Corporation (NTRS), ein Formular 4 ein, in dem der Erwerb von 66,32 Stammaktien zu je 127,99 $ (ca. 8,5 Tsd. $ Gesamtwert) offengelegt wurde. Die Aktien stellen aufgeschobene Aktienanteile dar, die 1:1 in Stammaktien umgewandelt werden.

Nach der Zuteilung hält Herr Slark 21.109,92 direkt gehaltene Aktien und 4.769 Aktien, die indirekt über einen Trust gehalten werden. Die Transaktion wurde mit „A� codiert, was eine Zuteilung oder eine befreite Erwerbung und keinen Kauf am offenen Markt kennzeichnet.

Die Zuteilung erhöht den direkten Anteil des Direktors um weniger als 0,4 % und hat keinen Einfluss auf die Aktienanzahl oder die Governance-Struktur von Northern Trust. Obwohl ein Anstieg der Insider-Beteiligung Vertrauen signalisieren kann, machen die geringe Größe und die routinemäßige Natur der Vorstandsvergütung die Meldung für die Unternehmensbewertung isoliert betrachtet unerheblich.

Positive
  • Director’s stake increases, signalling continued alignment with shareholder interests, albeit on a small scale.
Negative
  • Transaction size is immaterial (<0.4% of insider’s holdings) and likely part of routine compensation, offering little predictive power for the stock.

Insights

TL;DR: Very small insider stock-unit award; sentiment mildly positive but financially immaterial.

The Form 4 shows a token grant of 66.32 shares to Director Martin Slark at $127.99. Post-transaction ownership rises to roughly 21.1 k shares, plus 4.8 k held indirectly. At today’s prices, his total stake remains under US$3.5 m, a negligible fraction of Northern Trust’s multi-billion-dollar market cap. Because the code is “A,� the transaction is likely part of standard board compensation rather than an opportunistic open-market buy. Such events rarely influence liquidity, earnings outlook, or capital structure. Investors may view the continued accumulation as a modest vote of confidence, but in quantitative terms the impact on intrinsic value or float is de minimis. Overall, I classify the filing as neutral with limited actionable insight.

Riepilogo della Transazione Insider Modulo 4

Il 07/01/2025, il direttore di Northern Trust Corporation (NTRS), Martin P. Slark, ha presentato un Modulo 4 dichiarando l'acquisto di 66,32 azioni ordinarie al prezzo di $127,99 per azione (valore totale approssimativo di 8,5 mila dollari). Le azioni rappresentano unità azionarie differite che si convertono 1 a 1 in azioni ordinarie.

Dopo l'assegnazione, la proprietà segnalata del signor Slark ammonta a 21.109,92 azioni detenute direttamente e 4.769 azioni detenute indirettamente tramite un trust. La transazione è stata classificata con il codice “A�, indicante un premio o un'acquisizione esente piuttosto che un acquisto sul mercato aperto.

Il premio aumenta la partecipazione diretta del direttore di meno dello 0,4% e non ha alcun effetto sul numero di azioni di Northern Trust o sulla struttura di governance. Sebbene l'aumento della proprietà interna possa indicare fiducia, la dimensione modesta e la natura abituale della compensazione del consiglio rendono la dichiarazione irrilevante ai fini della valutazione della società se considerata isolatamente.

Resumen de la Transacción Insider del Formulario 4

El 07/01/2025, el director de Northern Trust Corporation (NTRS), Martin P. Slark, presentó un Formulario 4 revelando la adquisición de 66,32 acciones ordinarias a $127,99 por acción (valor total aproximado de $8.5 mil). Las acciones representan unidades de acciones diferidas que se convierten 1 a 1 en acciones ordinarias.

Después de la adjudicación, la propiedad reportada del Sr. Slark es de 21,109.92 acciones en propiedad directa y 4,769 acciones en propiedad indirecta a través de un fideicomiso. La transacción fue codificada con “A�, que denota una adjudicación o adquisición exenta en lugar de una compra en el mercado abierto.

La adjudicación incrementa la participación directa del director en menos del 0,4% y no tiene ningún efecto en el número de acciones de Northern Trust ni en su estructura de gobierno. Aunque el aumento en la propiedad interna puede implicar confianza, el tamaño modesto y la naturaleza rutinaria de la compensación del consejo hacen que la presentación sea insignificante para la valoración de la empresa de forma aislada.

양식 4 내부� 거래 요약

2025� 7� 1�, Northern Trust Corporation(NTRS) 이사 Martin P. Slark가 1주당 $127.9966.32 보통� 취득� 신고하는 양식 4� 제출했습니다(� � 8,500달러 가�). 해당 주식은 1대1� 보통주로 전환되는 이연 주식 단위입니�.

수여 � Slark 이사� 보고� 소유 주식은 직접 보유 21,109.92�신탁� 통한 간접 보유 4,769�입니�. 거래� 공개 시장 매수가 아닌 수여 또는 면제 취득� 의미하는 “A� 코드� 분류되었습니�.

이번 수여� 이사� 직접 지분이 0.4% 미만으로 증가하며 Northern Trust� 주식 수나 지배구조에� 영향� 미치지 않습니다. 내부� 소유 증가가 신뢰� 나타� � 있으�, 이사� 보상 규모가 작고 일상적인 성격임을 고려� � � 신고� 회사� 가� 평가� 단독으로� 중요하지 않습니다.

Résumé de la Transaction d'Initié - Formulaire 4

Le 01/07/2025, le directeur de Northern Trust Corporation (NTRS), Martin P. Slark, a déposé un formulaire 4 révélant l'acquisition de 66,32 actions ordinaires au prix de 127,99 $ par action (valeur totale d'environ 8,5 k$). Ces actions représentent des unités d'actions différées convertibles 1 pour 1 en actions ordinaires.

Après cette attribution, la participation déclarée de M. Slark s'élève à 21 109,92 actions détenues directement et 4 769 actions détenues indirectement via une fiducie. La transaction a été codée « A », indiquant une attribution ou une acquisition exonérée plutôt qu'un achat sur le marché ouvert.

Cette attribution augmente la part directe du directeur de moins de 0,4 % et n'a aucun impact sur le nombre d'actions de Northern Trust ni sur sa structure de gouvernance. Bien qu'une augmentation de la participation des initiés puisse refléter une confiance, la taille modeste et le caractère habituel de la rémunération du conseil rendent cette déclaration sans importance isolément pour la valorisation de l'entreprise.

Zusammenfassung der Insider-Transaktion Formular 4

Am 01.07.2025 reichte Martin P. Slark, Direktor der Northern Trust Corporation (NTRS), ein Formular 4 ein, in dem der Erwerb von 66,32 Stammaktien zu je 127,99 $ (ca. 8,5 Tsd. $ Gesamtwert) offengelegt wurde. Die Aktien stellen aufgeschobene Aktienanteile dar, die 1:1 in Stammaktien umgewandelt werden.

Nach der Zuteilung hält Herr Slark 21.109,92 direkt gehaltene Aktien und 4.769 Aktien, die indirekt über einen Trust gehalten werden. Die Transaktion wurde mit „A� codiert, was eine Zuteilung oder eine befreite Erwerbung und keinen Kauf am offenen Markt kennzeichnet.

Die Zuteilung erhöht den direkten Anteil des Direktors um weniger als 0,4 % und hat keinen Einfluss auf die Aktienanzahl oder die Governance-Struktur von Northern Trust. Obwohl ein Anstieg der Insider-Beteiligung Vertrauen signalisieren kann, machen die geringe Größe und die routinemäßige Natur der Vorstandsvergütung die Meldung für die Unternehmensbewertung isoliert betrachtet unerheblich.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tribbett Charles A

(Last) (First) (Middle)
50 SOUTH LA SALLE ST

(Street)
CHICAGO IL 60603

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NORTHERN TRUST CORP [ NTRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/01/2025 A 87.83 A $127.99 36,444.5(1) D
Common Stock 2,822 I By Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Remarks:
David A. Serna, Attorney-in-Fact for Charles A. Tribbett 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for Northern Trust (NTRS)?

Martin P. Slark, a director of Northern Trust Corporation, filed the Form 4.

How many Northern Trust shares were acquired in the transaction?

The director acquired 66.32 common shares (in the form of stock units).

What was the purchase price per share?

The shares were valued at $127.99 each, based on the filing information.

What is Martin Slark’s total ownership after the transaction?

He now directly owns 21,109.92 shares and indirectly controls 4,769 shares via a trust.

What does Transaction Code "A" mean on Form 4?

Code "A" indicates an award or automatic acquisition exempt from Section 16(b), not an open-market buy.

Is the insider transaction considered material for investors?

Given the small dollar value relative to NTRS’s market cap, the filing is not materially impactful.
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