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[Form 4] Aptevo Therapeutics Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Aptevo Therapeutics director Grant Grady III reported a grant of 7,200 Restricted Stock Units (RSUs) in a Form 4 covering a transaction dated 08/06/2025. The RSUs convert one-for-one into common stock and are reported as direct holdings of 7,200 shares following the grant. The RSUs vest in full on the first anniversary of the grant.

The form is signed by attorney-in-fact SoYoung Kwon on 08/08/2025, and the filing shows a $0 price for the RSUs.

Il direttore di Aptevo Therapeutics, Grant Grady III, ha riportato in un Modulo 4 la concessione di 7,200 Restricted Stock Units (RSU) relativa a una transazione datata 08/06/2025. Le RSU si convertono una a una in azioni ordinarie e sono indicate come partecipazione diretta pari a 7,200 azioni dopo la concessione. Le RSU maturano integralmente al primo anniversario della data di assegnazione.

Il modulo è firmato per procura da SoYoung Kwon in data 08/08/2025 e la presentazione riporta un prezzo di $0 per le RSU.

El director de Aptevo Therapeutics, Grant Grady III, registró en un Formulario 4 la concesión de 7.200 Restricted Stock Units (RSU) en una operación con fecha 08/06/2025. Las RSU se convierten una a una en acciones ordinarias y se informan como una tenencia directa de 7.200 acciones tras la concesión. Las RSU vencen por completo en el primer aniversario de la concesión.

El formulario está firmado por el apoderado SoYoung Kwon el 08/08/2025, y la presentación indica un precio de $0 por las RSU.

Aptevo Therapeutics� 이사 Grant Grady III08/06/2025 � 거래� 대� 7,200개의 Restricted Stock Units (RSUs) 부여를 Form 4� 보고했습니다. � RSU� 보통주로 1:1� 전환되며, 부� � 7,200주의 직Ϊ 보유� 보고됩니�. RSU� 부여일로부� � 번째 기념일에 전액 행사됩니�.

해당 서식은 08/08/2025� 대리인(Attorney-in-fact) SoYoung Kwon� 서명했으�, 제출서에� RSU 가격이 $0으로 기재되어 있습니다.

Le directeur d'Aptevo Therapeutics, Grant Grady III, a déclaré dans un Formulaire 4 une attribution de 7 200 Restricted Stock Units (RSU) pour une opération datée du 08/06/2025. Les RSU se convertissent une pour une en actions ordinaires et sont déclarées comme une détention directe de 7 200 actions après l'attribution. Les RSU deviennent pleinement acquises au premier anniversaire de l'attribution.

Le formulaire est signé par le mandataire SoYoung Kwon le 08/08/2025, et le dépôt indique un prix de $0 pour les RSU.

Der Direktor von Aptevo Therapeutics, Grant Grady III, meldete in einem Form 4 die Gewährung von 7.200 Restricted Stock Units (RSUs) für eine Transaktion mit Datum 08/06/2025. Die RSUs wandeln sich eins zu eins in Stammaktien um und werden nach der Gewährung als direkte Beteiligung von 7.200 Aktien ausgewiesen. Die RSUs werden am ersten Jahrestag der Gewährung vollständig unverfallbar.

Das Formular ist am 08/08/2025 vom Bevollmächtigten SoYoung Kwon unterschrieben, und die Einreichung gibt einen Preis von $0 für die RSUs an.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Director Grant Grady III received 7,200 RSUs that convert 1:1 to common stock with one-year vesting; appears routine and non-material.

The Form 4 documents a grant of 7,200 RSUs to a reporting director on 08/06/2025. The RSUs convert one-for-one into common shares and vest in full on the first anniversary of the grant. The filing reports these as direct holdings and lists a price of $0. Impact assessment: Not impactful based on the filing alone; this reads as a standard director equity award disclosed under Section 16.

TL;DR: Standard RSU award to a director with clear vesting schedule and Section 16 disclosure; no governance concerns evident from the filing.

The disclosure identifies the reporting person as a Director and provides explicit terms: conversion at a one-for-one rate and full vesting on the first anniversary. The Form 4 is signed by an attorney-in-fact on 08/08/2025. Impact assessment: Not impactful; the filing meets routine disclosure expectations and contains no indications of unusual transfer, sale, or derivative activity.

Il direttore di Aptevo Therapeutics, Grant Grady III, ha riportato in un Modulo 4 la concessione di 7,200 Restricted Stock Units (RSU) relativa a una transazione datata 08/06/2025. Le RSU si convertono una a una in azioni ordinarie e sono indicate come partecipazione diretta pari a 7,200 azioni dopo la concessione. Le RSU maturano integralmente al primo anniversario della data di assegnazione.

Il modulo è firmato per procura da SoYoung Kwon in data 08/08/2025 e la presentazione riporta un prezzo di $0 per le RSU.

El director de Aptevo Therapeutics, Grant Grady III, registró en un Formulario 4 la concesión de 7.200 Restricted Stock Units (RSU) en una operación con fecha 08/06/2025. Las RSU se convierten una a una en acciones ordinarias y se informan como una tenencia directa de 7.200 acciones tras la concesión. Las RSU vencen por completo en el primer aniversario de la concesión.

El formulario está firmado por el apoderado SoYoung Kwon el 08/08/2025, y la presentación indica un precio de $0 por las RSU.

Aptevo Therapeutics� 이사 Grant Grady III08/06/2025 � 거래� 대� 7,200개의 Restricted Stock Units (RSUs) 부여를 Form 4� 보고했습니다. � RSU� 보통주로 1:1� 전환되며, 부� � 7,200주의 직Ϊ 보유� 보고됩니�. RSU� 부여일로부� � 번째 기념일에 전액 행사됩니�.

해당 서식은 08/08/2025� 대리인(Attorney-in-fact) SoYoung Kwon� 서명했으�, 제출서에� RSU 가격이 $0으로 기재되어 있습니다.

Le directeur d'Aptevo Therapeutics, Grant Grady III, a déclaré dans un Formulaire 4 une attribution de 7 200 Restricted Stock Units (RSU) pour une opération datée du 08/06/2025. Les RSU se convertissent une pour une en actions ordinaires et sont déclarées comme une détention directe de 7 200 actions après l'attribution. Les RSU deviennent pleinement acquises au premier anniversaire de l'attribution.

Le formulaire est signé par le mandataire SoYoung Kwon le 08/08/2025, et le dépôt indique un prix de $0 pour les RSU.

Der Direktor von Aptevo Therapeutics, Grant Grady III, meldete in einem Form 4 die Gewährung von 7.200 Restricted Stock Units (RSUs) für eine Transaktion mit Datum 08/06/2025. Die RSUs wandeln sich eins zu eins in Stammaktien um und werden nach der Gewährung als direkte Beteiligung von 7.200 Aktien ausgewiesen. Die RSUs werden am ersten Jahrestag der Gewährung vollständig unverfallbar.

Das Formular ist am 08/08/2025 vom Bevollmächtigten SoYoung Kwon unterschrieben, und die Einreichung gibt einen Preis von $0 für die RSUs an.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Grant Grady III

(Last) (First) (Middle)
2401 4TH AVENUE
SUITE 1050

(Street)
SEATTLE WA 98121

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Aptevo Therapeutics Inc. [ APVO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 08/06/2025 A 7,200 (2) (2) Common Stock 7,200 $0 7,200 D
Explanation of Responses:
1. Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.
2. The RSUs vest in full on the first anniversary of the date of grant.
/s/ SoYoung Kwon, Attorney-in-Fact 08/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Aptevo (APVO) report?

Director Grant Grady III was granted 7,200 RSUs on 08/06/2025, converting 1:1 to common stock and vesting in full on the first anniversary.

How many shares will the RSUs convert into for APVO?

The RSUs convert one-for-one into 7,200 shares of common stock.

What price was reported for the RSU grant on the Form 4?

The filing lists the price as $0 for the RSUs.

Who signed the Form 4 for this APVO filing?

The Form 4 was signed by attorney-in-fact SoYoung Kwon on 08/08/2025.

What is the reporting person's role at Aptevo?

Grant Grady III is reported as a Director of Aptevo Therapeutics.
Aptevo Therapeutics Inc

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7.00M
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4.98%
Biotechnology
Pharmaceutical Preparations
United States
SEATTLE