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[Form 4] Aptevo Therapeutics Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Abdun-Nabi Daniel, identified as a director of Aptevo Therapeutics, reported the grant of 7,200 Restricted Stock Units (RSUs) with a transaction date of 08/06/2025. The filing states the RSUs convert one-for-one into common stock of the issuer.

The RSUs are reported as directly owned following the grant and are set to vest in full on the first anniversary of the grant date. The Form 4 shows no sale or disposition associated with this reported transaction and lists beneficial ownership after the transaction as 7,200 shares (upon conversion).

Abdun-Nabi Daniel, identificato come amministratore di Aptevo Therapeutics, ha dichiarato l'assegnazione di 7.200 Restricted Stock Units (RSU) con data dell'operazione 08/06/2025. Il documento specifica che le RSU si convertiranno con rapporto uno a uno in azioni ordinarie dell'emittente.

Le RSU risultano essere di proprietà diretta alla data dell'assegnazione e sono previste per vestire per intero al primo anniversario della data di concessione. Il Modulo 4 non riporta alcuna cessione o vendita relativa a questa transazione e indica la proprietà beneficiaria successiva pari a 7.200 azioni (al momento della conversione).

Abdun-Nabi Daniel, identificado como director de Aptevo Therapeutics, notificó la concesión de 7.200 Unidades de Acciones Restringidas (RSU) con fecha de la operación 08/06/2025. El formulario indica que las RSU se convertirán uno a uno en acciones ordinarias del emisor.

Las RSU se registran como propiedad directa tras la concesión y están programadas para consolidarse en su totalidad en el primer aniversario de la fecha de concesión. El Formulario 4 no muestra ninguna venta o disposición relacionada con esta transacción y enumera la propiedad beneficiaria tras la operación como 7.200 acciones (al convertirse).

Abdun-Nabi Daniel� Aptevo Therapeutics� 이사� 식별되어 7,200개의 제한부 주식 단위(RSU)08/06/2025 거래일자� 부여받았다� 보고했습니다. 제출서류에는 RSU가 발행사의 보통주로 1대1 비율� 전환된다� 명시되어 있습니다.

해당 RSU� 부� 시점� 직Ϊ 보유� 보고되었으며, 부여일로부� � 번째 기념일에 전액 베스�� 예정입니�. Form 4에는 � 거래와 관련된 판매 또는 처분 내역� 없으�, 거래 � 수혜� 소유권은 전환 � 7,200�� 기재되어 있습니다.

Abdun-Nabi Daniel, identifié comme administrateur d'Aptevo Therapeutics, a déclaré l'octroi de 7 200 unités d'actions restreintes (RSU) avec une date de transaction le 08/06/2025. Le dossier précise que les RSU seront converties au taux d'un pour un en actions ordinaires de l'émetteur.

Les RSU sont indiquées comme détenues directement après l'attribution et doivent être acquises en totalité au premier anniversaire de la date d'attribution. Le formulaire 4 ne signale aucune cession ou vente liée à cette opération et indique la détention bénéficiaire après la transaction comme 7 200 actions (après conversion).

Abdun-Nabi Daniel, als Direktor von Aptevo Therapeutics angegeben, meldete die Gewährung von 7.200 Restricted Stock Units (RSUs) mit Transaktionsdatum 08/06/2025. Die Einreichung besagt, dass die RSUs eins zu eins in Stammaktien des Emittenten umgewandelt werden.

Die RSUs werden nach der Gewährung als direkt gehalten gemeldet und sollen am ersten Jahrestag des Gewährungsdatums vollständig vesten. Das Formular 4 weist keine Veräußerung oder sonstige Disposition im Zusammenhang mit dieser Transaktion aus und listet das wirtschaftliche Eigentum nach der Transaktion mit 7.200 Aktien (bei Umwandlung).

Positive
  • Grant of 7,200 RSUs to a director, with explicit 1:1 conversion into common stock and a clear vesting schedule (vests in full on first anniversary)
Negative
  • None.

Insights

TL;DR: Director grant of 7,200 RSUs vesting in one year; routine compensation disclosure with limited immediate market impact.

The Form 4 documents a standard equity-based compensation grant to a director: 7,200 RSUs that convert 1:1 into common shares and vest in full after one year. This is presented as direct ownership after the grant and contains no sale or disposition data. From a compensation perspective, the award follows common practice of time-based vesting to tie future value to continued service and company performance.

TL;DR: Governance filing shows a typical director equity award; disclosure is complete on vesting schedule and conversion terms.

The filing clearly states the nature of the derivative award (RSUs), the conversion ratio (1:1), and that the RSUs vest in full on the first anniversary of grant. It also reports the post-transaction beneficial ownership as 7,200 shares. There are no indications in the form of dispositions, pledges, or indirect ownership claims related to these RSUs, so the disclosure is straightforward and specific to this grant.

Abdun-Nabi Daniel, identificato come amministratore di Aptevo Therapeutics, ha dichiarato l'assegnazione di 7.200 Restricted Stock Units (RSU) con data dell'operazione 08/06/2025. Il documento specifica che le RSU si convertiranno con rapporto uno a uno in azioni ordinarie dell'emittente.

Le RSU risultano essere di proprietà diretta alla data dell'assegnazione e sono previste per vestire per intero al primo anniversario della data di concessione. Il Modulo 4 non riporta alcuna cessione o vendita relativa a questa transazione e indica la proprietà beneficiaria successiva pari a 7.200 azioni (al momento della conversione).

Abdun-Nabi Daniel, identificado como director de Aptevo Therapeutics, notificó la concesión de 7.200 Unidades de Acciones Restringidas (RSU) con fecha de la operación 08/06/2025. El formulario indica que las RSU se convertirán uno a uno en acciones ordinarias del emisor.

Las RSU se registran como propiedad directa tras la concesión y están programadas para consolidarse en su totalidad en el primer aniversario de la fecha de concesión. El Formulario 4 no muestra ninguna venta o disposición relacionada con esta transacción y enumera la propiedad beneficiaria tras la operación como 7.200 acciones (al convertirse).

Abdun-Nabi Daniel� Aptevo Therapeutics� 이사� 식별되어 7,200개의 제한부 주식 단위(RSU)08/06/2025 거래일자� 부여받았다� 보고했습니다. 제출서류에는 RSU가 발행사의 보통주로 1대1 비율� 전환된다� 명시되어 있습니다.

해당 RSU� 부� 시점� 직Ϊ 보유� 보고되었으며, 부여일로부� � 번째 기념일에 전액 베스�� 예정입니�. Form 4에는 � 거래와 관련된 판매 또는 처분 내역� 없으�, 거래 � 수혜� 소유권은 전환 � 7,200�� 기재되어 있습니다.

Abdun-Nabi Daniel, identifié comme administrateur d'Aptevo Therapeutics, a déclaré l'octroi de 7 200 unités d'actions restreintes (RSU) avec une date de transaction le 08/06/2025. Le dossier précise que les RSU seront converties au taux d'un pour un en actions ordinaires de l'émetteur.

Les RSU sont indiquées comme détenues directement après l'attribution et doivent être acquises en totalité au premier anniversaire de la date d'attribution. Le formulaire 4 ne signale aucune cession ou vente liée à cette opération et indique la détention bénéficiaire après la transaction comme 7 200 actions (après conversion).

Abdun-Nabi Daniel, als Direktor von Aptevo Therapeutics angegeben, meldete die Gewährung von 7.200 Restricted Stock Units (RSUs) mit Transaktionsdatum 08/06/2025. Die Einreichung besagt, dass die RSUs eins zu eins in Stammaktien des Emittenten umgewandelt werden.

Die RSUs werden nach der Gewährung als direkt gehalten gemeldet und sollen am ersten Jahrestag des Gewährungsdatums vollständig vesten. Das Formular 4 weist keine Veräußerung oder sonstige Disposition im Zusammenhang mit dieser Transaktion aus und listet das wirtschaftliche Eigentum nach der Transaktion mit 7.200 Aktien (bei Umwandlung).

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Abdun-Nabi Daniel

(Last) (First) (Middle)
2401 4TH AVENUE
SUITE 1050

(Street)
SEATTLE WA 98121

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Aptevo Therapeutics Inc. [ APVO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 08/06/2025 A 7,200 (2) (2) Common Stock 7,200 $0 7,200 D
Explanation of Responses:
1. Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.
2. The RSUs vest in full on the first anniversary of the date of grant.
/s/ SoYoung Kwon, Attorney-in-Fact 08/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 4 for Aptevo (APVO) report?

The Form 4 reports a grant of 7,200 Restricted Stock Units (RSUs) to director Abdun-Nabi Daniel, with a transaction date of 08/06/2025.

How do the RSUs reported by APVO convert to common stock?

The filing states the RSUs convert one-for-one (1:1) into Aptevo common stock, $0.001 par value per share.

When do the 7,200 RSUs vest according to the filing?

The RSUs are disclosed to vest in full on the first anniversary of the grant date.

Does the Form 4 show any sale or disposition of shares by the reporting person?

No. The Form 4 shows the RSUs were acquired and reports 7,200 shares beneficially owned following the transaction; no dispositions are reported.

What ownership form is listed for the RSUs in the filing?

The Form 4 lists the ownership form as Direct (D) for the reported 7,200 RSUs/common shares following conversion.
Aptevo Therapeutics Inc

NASDAQ:APVO

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APVO Stock Data

7.00M
2.86M
0%
0.05%
4.98%
Biotechnology
Pharmaceutical Preparations
United States
SEATTLE