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[Form 4] Aptevo Therapeutics Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Aptevo Therapeutics Inc. (APVO) reports that Daphne Taylor, the company's SVP and Chief Financial Officer, acquired 11,500 Restricted Stock Units (RSUs) on 08/06/2025. The filing shows these RSUs convert one-for-one into common stock and are recorded as a direct holding following the reported transaction.

The RSUs carry a $0 price in the filing and vest in full on the first anniversary of the grant, meaning they will convert into 11,500 common shares when vested. The form reflects an insider equity grant reported under Form 4 and does not disclose the company’s total outstanding shares, so the percentage dilution from this grant cannot be determined from this filing alone.

Aptevo Therapeutics Inc. (APVO) comunica che Daphne Taylor, SVP e Chief Financial Officer della società, ha acquisito 11.500 Restricted Stock Units (RSU) il 08/06/2025. La comunicazione indica che queste RSU si convertono una a una in azioni ordinarie e sono registrate come una partecipazione diretta a seguito della transazione riportata.

Nel documento le RSU risultano con un prezzo di $0 e maturano per intero al primo anniversario della concessione, pertanto si convertiranno in 11.500 azioni ordinarie al momento della maturazione. Il modulo riflette una concessione di equity da parte di un insider segnalata con il Modulo 4 e non indica il numero totale di azioni in circolazione della società, quindi la percentuale di diluizione derivante da questa concessione non può essere determinata solo da questo documento.

Aptevo Therapeutics Inc. (APVO) informa que Daphne Taylor, la SVP y directora financiera de la compañía, adquirió 11.500 Restricted Stock Units (RSU) el 08/06/2025. El informe señala que estas RSU se convierten una a una en acciones ordinarias y se registran como una participación directa tras la operación comunicada.

En el formulario las RSU aparecen con un precio de $0 y vencen íntegramente al primer aniversario de la concesión, por lo que se convertirán en 11.500 acciones ordinarias cuando se liberen. El documento refleja una concesión de capital por parte de un insider reportada en el Formulario 4 y no divulga el número total de acciones en circulación de la compañía, por lo que la dilución porcentual derivada de esta concesión no puede determinarse a partir de este informe.

Aptevo Therapeutics Inc. (APVO)� 회사� SVP � 최고재무책임�(CFO)� Daphne Taylor가 2025� 08� 06일에 11,500개의 Restricted Stock Units(RSU)� 취득했다� 보고했습니다. 제출서류� 따르� � RSU� 1댶1� 보통주로 전환되며, 해당 거래 이후 직접 보유� 기록되어 있습니다.

서류� RSU� 가격은 $0� 표기되어 있고, 부여일 기준 1주년 � 전액 베스�(권리 확정)되어 베스� 시점� 11,500주의 보통주로 전환됩니�. � 양식은 Form 4� 보고� 내부� 지� 부여를 반영� 것으� 회사� � 발행주식수는 공개되지 않아 이번 부여로 인한 지� 희석률은 � 서류만으로는 파악� � 없습니다.

Aptevo Therapeutics Inc. (APVO) rapporte que Daphne Taylor, vice-présidente senior et directrice financière de la société, a acquis 11 500 Restricted Stock Units (RSU) le 08/06/2025. Le dossier indique que ces RSU se convertissent une action pour une en actions ordinaires et sont inscrites comme une participation directe suite à la transaction déclarée.

Dans le formulaire, les RSU sont indiquées avec un prix de 0 $ et deviennent entièrement acquises au premier anniversaire de l'attribution, ce qui signifie qu'elles se convertiront en 11 500 actions ordinaires lors de leur acquisition. Le formulaire reflète une attribution d'actions d'initié déclarée sur le Formulaire 4 et ne divulgue pas le nombre total d'actions en circulation de la société, de sorte que le pourcentage de dilution résultant de cette attribution ne peut être déterminé à partir de ce seul document.

Aptevo Therapeutics Inc. (APVO) meldet, dass Daphne Taylor, SVP und Chief Financial Officer des Unternehmens, am 08/06/2025 11.500 Restricted Stock Units (RSUs) erworben hat. Die Einreichung zeigt, dass diese RSUs eins zu eins in Stammaktien umgewandelt werden und nach der gemeldeten Transaktion als direkte Beteiligung verzeichnet sind.

Im Formular sind die RSUs mit einem Preis von $0 angegeben und vollständig am ersten Jahrestag der Gewährung fällig, das heißt, sie werden bei Fälligkeit in 11.500 Stammaktien umgewandelt. Das Formular stellt eine Insider-Aktienzuteilung dar, die in Formular 4 gemeldet wurde, und enthält keine Angabe zur Gesamtzahl der ausstehenden Aktien des Unternehmens, sodass die prozentuale Verwässerung durch diese Zuteilung aus dieser Einreichung allein nicht ermittelt werden kann.

Positive
  • 11,500 RSUs were granted to the SVP/CFO and are documented transparently in a Form 4 filing.
  • Vesting schedule is explicit: the RSUs vest in full on the first anniversary of the grant, providing clear timing for conversion.
Negative
  • RSUs listed at $0 will convert into 11,500 common shares upon vesting, increasing the share count when they vest.
  • Materiality cannot be assessed from this filing because it does not disclose total outstanding shares or the reporting person's prior holdings.

Insights

TL;DR: Executive received 11,500 RSUs that vest in one year; routine equity grant with clear vesting but limited immediate disclosure on materiality.

The Form 4 documents a direct acquisition of 11,500 RSUs by Daphne Taylor, SVP and CFO, converting one-for-one into common stock. The grant is structured with a single-date full-vesting schedule (vests in full on the first anniversary of grant), which provides straightforward alignment of executive and shareholder timing but also creates a defined future issuance event. The filing includes the $0 price characteristic of RSUs and an attorney-in-fact signature; it does not provide information on outstanding share count or prior holdings for Taylor, so governance impact is limited to disclosure of the award rather than showing material ownership change.

TL;DR: The RSU grant creates potential conversion into 11,500 shares; without outstanding share data the market impact cannot be quantified from this filing.

This Form 4 reports an acquisition of 11,500 derivative securities (Restricted Stock Units) that will convert to 11,500 shares of common stock when vested. The instrument carries a $0 conversion price and is held directly. From a securities perspective the event is an issuance over time rather than a sale by the insider. The filing lacks context on total shares outstanding and any prior insider holdings, so the size of this grant relative to market capitalization or float is not determinable here, limiting any assessment of dilution or market impact.

Aptevo Therapeutics Inc. (APVO) comunica che Daphne Taylor, SVP e Chief Financial Officer della società, ha acquisito 11.500 Restricted Stock Units (RSU) il 08/06/2025. La comunicazione indica che queste RSU si convertono una a una in azioni ordinarie e sono registrate come una partecipazione diretta a seguito della transazione riportata.

Nel documento le RSU risultano con un prezzo di $0 e maturano per intero al primo anniversario della concessione, pertanto si convertiranno in 11.500 azioni ordinarie al momento della maturazione. Il modulo riflette una concessione di equity da parte di un insider segnalata con il Modulo 4 e non indica il numero totale di azioni in circolazione della società, quindi la percentuale di diluizione derivante da questa concessione non può essere determinata solo da questo documento.

Aptevo Therapeutics Inc. (APVO) informa que Daphne Taylor, la SVP y directora financiera de la compañía, adquirió 11.500 Restricted Stock Units (RSU) el 08/06/2025. El informe señala que estas RSU se convierten una a una en acciones ordinarias y se registran como una participación directa tras la operación comunicada.

En el formulario las RSU aparecen con un precio de $0 y vencen íntegramente al primer aniversario de la concesión, por lo que se convertirán en 11.500 acciones ordinarias cuando se liberen. El documento refleja una concesión de capital por parte de un insider reportada en el Formulario 4 y no divulga el número total de acciones en circulación de la compañía, por lo que la dilución porcentual derivada de esta concesión no puede determinarse a partir de este informe.

Aptevo Therapeutics Inc. (APVO)� 회사� SVP � 최고재무책임�(CFO)� Daphne Taylor가 2025� 08� 06일에 11,500개의 Restricted Stock Units(RSU)� 취득했다� 보고했습니다. 제출서류� 따르� � RSU� 1댶1� 보통주로 전환되며, 해당 거래 이후 직접 보유� 기록되어 있습니다.

서류� RSU� 가격은 $0� 표기되어 있고, 부여일 기준 1주년 � 전액 베스�(권리 확정)되어 베스� 시점� 11,500주의 보통주로 전환됩니�. � 양식은 Form 4� 보고� 내부� 지� 부여를 반영� 것으� 회사� � 발행주식수는 공개되지 않아 이번 부여로 인한 지� 희석률은 � 서류만으로는 파악� � 없습니다.

Aptevo Therapeutics Inc. (APVO) rapporte que Daphne Taylor, vice-présidente senior et directrice financière de la société, a acquis 11 500 Restricted Stock Units (RSU) le 08/06/2025. Le dossier indique que ces RSU se convertissent une action pour une en actions ordinaires et sont inscrites comme une participation directe suite à la transaction déclarée.

Dans le formulaire, les RSU sont indiquées avec un prix de 0 $ et deviennent entièrement acquises au premier anniversaire de l'attribution, ce qui signifie qu'elles se convertiront en 11 500 actions ordinaires lors de leur acquisition. Le formulaire reflète une attribution d'actions d'initié déclarée sur le Formulaire 4 et ne divulgue pas le nombre total d'actions en circulation de la société, de sorte que le pourcentage de dilution résultant de cette attribution ne peut être déterminé à partir de ce seul document.

Aptevo Therapeutics Inc. (APVO) meldet, dass Daphne Taylor, SVP und Chief Financial Officer des Unternehmens, am 08/06/2025 11.500 Restricted Stock Units (RSUs) erworben hat. Die Einreichung zeigt, dass diese RSUs eins zu eins in Stammaktien umgewandelt werden und nach der gemeldeten Transaktion als direkte Beteiligung verzeichnet sind.

Im Formular sind die RSUs mit einem Preis von $0 angegeben und vollständig am ersten Jahrestag der Gewährung fällig, das heißt, sie werden bei Fälligkeit in 11.500 Stammaktien umgewandelt. Das Formular stellt eine Insider-Aktienzuteilung dar, die in Formular 4 gemeldet wurde, und enthält keine Angabe zur Gesamtzahl der ausstehenden Aktien des Unternehmens, sodass die prozentuale Verwässerung durch diese Zuteilung aus dieser Einreichung allein nicht ermittelt werden kann.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Taylor Daphne

(Last) (First) (Middle)
2401 4TH AVENUE
SUITE 1050

(Street)
SEATTLE WA 98121

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Aptevo Therapeutics Inc. [ APVO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, CFO
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 08/06/2025 A 11,500 (2) (2) Common Stock 11,500 $0 11,500 D
Explanation of Responses:
1. Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.
2. The RSUs vest in full on the first anniversary of the date of grant.
/s/ SoYoung Kwon, Attorney-in-Fact 08/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Daphne Taylor (APVO) acquire according to the Form 4?

The filing shows Daphne Taylor acquired 11,500 Restricted Stock Units (RSUs) that convert one-for-one into common stock.

What is Daphne Taylor's position at Aptevo (APVO)?

The form identifies the reporting person as an Officer with title SVP, CFO.

When do the RSUs vest and convert to common stock?

The RSUs vest in full on the first anniversary of the date of grant and convert one-for-one into common stock upon vesting.

Did the reporting person pay for the RSUs?

The filing lists a $0 price for the RSUs, consistent with restricted stock unit awards rather than a cash purchase.

How many common shares will the RSUs convert into?

The RSUs convert one-for-one, so the grant will convert into 11,500 common shares upon vesting.
Aptevo Therapeutics Inc

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Biotechnology
Pharmaceutical Preparations
United States
SEATTLE