[Form 4] US Global Investors Inc Insider Trading Activity
US Global Investors Inc (GROW) Form 4: The reporting person, Frank E. Holmes (identified as Director, CEO/CIO and 10% owner), recorded a restricted stock purchase under an employee stock purchase plan. On 08/29/2025 the report lists acquisition of 978 Class A common shares at a price of $2.44 per share. The filing shows beneficial ownership following the reported transaction of 293,022 shares (Direct), plus 32,862 shares held indirectly in an IRA and 221,656.77 shares held indirectly in a 401(k). The form is signed on behalf of the reporting person by Lisa Callicotte on 09/02/2025. The filing includes the explanation: "Restricted stock purchase under employee stock purchase plan."
US Global Investors Inc (GROW) - Modulo 4: La persona che segnala, Frank E. Holmes (identificato come Direttore, CEO/CIO e proprietario del 10%), ha registrato un acquisto di azioni vincolate nell'ambito di un piano di acquisto azioni per dipendenti. In data 29/08/2025 il rapporto indica l'acquisizione di 978 azioni ordinarie di Classe A al prezzo di $2.44 per azione. Dopo l'operazione, la propriet脿 beneficiaria risulta di 293.022 azioni (dirette), oltre a 32.862 azioni detenute indirettamente in un IRA e 221.656,77 azioni detenute indirettamente in un 401(k). Il modulo 猫 firmato per conto della persona che segnala da Lisa Callicotte il 02/09/2025. Nel deposito 猫 inclusa la spiegazione: "Acquisto di azioni vincolate nell'ambito del piano di acquisto azioni per dipendenti."
US Global Investors Inc (GROW) - Formulario 4: La persona que informa, Frank E. Holmes (identificado como Director, CEO/CIO y titular del 10%), registr贸 una compra de acciones restringidas bajo un plan de compra de acciones para empleados. El 29/08/2025 el informe indica la adquisici贸n de 978 acciones ordinarias Clase A a un precio de $2.44 por acci贸n. Tras la operaci贸n, la propiedad beneficiaria es de 293,022 acciones (directas), m谩s 32,862 acciones mantenidas de forma indirecta en un IRA y 221,656.77 acciones mantenidas de forma indirecta en un 401(k). El formulario est谩 firmado en nombre de la persona que informa por Lisa Callicotte el 02/09/2025. La presentaci贸n incluye la explicaci贸n: "Compra de acciones restringidas bajo el plan de compra de acciones para empleados."
US Global Investors Inc (GROW) - 鞏戩嫕 4: 氤搓碃鞚� Frank E. Holmes(鞚挫偓, CEO/CIO 氚� 10% 靻岇湢欤茧 響滉赴)鞚� 膦呾梾鞗� 欤检嫕毵れ垬瓿勴殟鞐� 霐半ジ 鞝滍暅欤检嫕 毵れ瀰鞚� 鞁犼碃頄堨姷雼堧嫟. 2025-08-29鞛� 氤搓碃靹滌棎電� Class A 氤错喌欤� 978欤茧ゼ 欤茧嫻 $2.44鞐� 旆摑頃� 瓴冹溂搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟. 鞚措矆 瓯半灅 鞚错泟 氤搓碃鞚胳潣 鞁れ 靻岇湢電� 歆侅爲 氤挫湢 293,022欤检檧 IRA鞐� 臧勳爲 氤挫湢霅� 32,862欤�, 401(k)鞐� 臧勳爲 氤挫湢霅� 221,656.77欤茧 雮橅儉雮╇媹雼�. 氤� 鞏戩嫕鞚� 氤搓碃鞚胳潉 雽�鞁犿晿鞐� Lisa Callicotte臧� 2025-09-02鞐� 靹滊獏頄堨姷雼堧嫟. 鞝滌稖靹滌棎電� "膦呾梾鞗� 欤检嫕毵れ垬瓿勴殟鞐� 霐半ジ 鞝滍暅欤检嫕 毵れ瀰"鞚措澕電� 靹る獏鞚� 韽暔霅橃柎 鞛堨姷雼堧嫟.
US Global Investors Inc (GROW) - Formulaire 4 : La personne d茅clarante, Frank E. Holmes (identifi茅 comme administrateur, CEO/CIO et d茅tenteur de 10%), a enregistr茅 un achat d'actions restreintes dans le cadre d'un plan d'achat d'actions pour employ茅s. Le 29/08/2025, le rapport indique l'acquisition de 978 actions ordinaires de classe A au prix de 2,44 $ par action. Apr猫s la transaction signal茅e, la propri茅t茅 b茅n茅ficiaire s'茅l猫ve 脿 293 022 actions (directes), plus 32 862 actions d茅tenues indirectement dans un IRA et 221 656,77 actions d茅tenues indirectement dans un 401(k). Le formulaire est sign茅 au nom de la personne d茅clarante par Lisa Callicotte le 02/09/2025. Le d茅p么t inclut l'explication : 芦 Restricted stock purchase under employee stock purchase plan. 禄
US Global Investors Inc (GROW) - Formular 4: Die meldende Person, Frank E. Holmes (als Direktor, CEO/CIO und 10%-Eigent眉mer bezeichnet), verzeichnete einen Kauf von eingeschr盲nkten Aktien im Rahmen eines Mitarbeiter-Aktienkaufplans. Am 29.08.2025 listet der Bericht den Erwerb von 978 Class-A-Stammaktien zu je $2.44. Nach der gemeldeten Transaktion betr盲gt das wirtschaftliche Eigentum 293.022 Aktien (direkt) zuz眉glich 32.862 Aktien, die indirekt in einem IRA gehalten werden, und 221.656,77 Aktien, die indirekt in einem 401(k) gehalten werden. Das Formular wurde im Namen der meldenden Person von Lisa Callicotte am 02.09.2025 unterzeichnet. In der Einreichung hei脽t es: 鈥濺estricted stock purchase under employee stock purchase plan."
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Insights
TL;DR: Insider purchased a small block of shares under an employee plan; ownership totals remain concentrated.
The Form 4 documents a purchase of 978 Class A shares at $2.44 under an employee stock purchase plan, signed 09/02/2025. The reporting person is identified as Director, CEO/CIO and a 10% owner, and retains substantial beneficial holdings reported as 293,022 shares directly plus indirect holdings through an IRA (32,862) and 401(k) (221,656.77). From an investor perspective, the filing confirms ongoing insider participation in equity programs but does not disclose any large, atypical transaction or disposition that would materially change ownership.
TL;DR: Transaction is routine and tied to an employee plan; governance signals are neutral.
The disclosure states the acquisition is a restricted stock purchase under an employee stock purchase plan, which indicates planned, rule-based insider activity rather than opportunistic trading. The reporting person holds multiple capacity designations (Director, CEO/CIO, 10% owner), so continued holdings are relevant for control considerations. The filing does not show any unusual grants, exercises, or large transfers affecting control or triggering governance concerns.
US Global Investors Inc (GROW) - Modulo 4: La persona che segnala, Frank E. Holmes (identificato come Direttore, CEO/CIO e proprietario del 10%), ha registrato un acquisto di azioni vincolate nell'ambito di un piano di acquisto azioni per dipendenti. In data 29/08/2025 il rapporto indica l'acquisizione di 978 azioni ordinarie di Classe A al prezzo di $2.44 per azione. Dopo l'operazione, la propriet脿 beneficiaria risulta di 293.022 azioni (dirette), oltre a 32.862 azioni detenute indirettamente in un IRA e 221.656,77 azioni detenute indirettamente in un 401(k). Il modulo 猫 firmato per conto della persona che segnala da Lisa Callicotte il 02/09/2025. Nel deposito 猫 inclusa la spiegazione: "Acquisto di azioni vincolate nell'ambito del piano di acquisto azioni per dipendenti."
US Global Investors Inc (GROW) - Formulario 4: La persona que informa, Frank E. Holmes (identificado como Director, CEO/CIO y titular del 10%), registr贸 una compra de acciones restringidas bajo un plan de compra de acciones para empleados. El 29/08/2025 el informe indica la adquisici贸n de 978 acciones ordinarias Clase A a un precio de $2.44 por acci贸n. Tras la operaci贸n, la propiedad beneficiaria es de 293,022 acciones (directas), m谩s 32,862 acciones mantenidas de forma indirecta en un IRA y 221,656.77 acciones mantenidas de forma indirecta en un 401(k). El formulario est谩 firmado en nombre de la persona que informa por Lisa Callicotte el 02/09/2025. La presentaci贸n incluye la explicaci贸n: "Compra de acciones restringidas bajo el plan de compra de acciones para empleados."
US Global Investors Inc (GROW) - 鞏戩嫕 4: 氤搓碃鞚� Frank E. Holmes(鞚挫偓, CEO/CIO 氚� 10% 靻岇湢欤茧 響滉赴)鞚� 膦呾梾鞗� 欤检嫕毵れ垬瓿勴殟鞐� 霐半ジ 鞝滍暅欤检嫕 毵れ瀰鞚� 鞁犼碃頄堨姷雼堧嫟. 2025-08-29鞛� 氤搓碃靹滌棎電� Class A 氤错喌欤� 978欤茧ゼ 欤茧嫻 $2.44鞐� 旆摑頃� 瓴冹溂搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟. 鞚措矆 瓯半灅 鞚错泟 氤搓碃鞚胳潣 鞁れ 靻岇湢電� 歆侅爲 氤挫湢 293,022欤检檧 IRA鞐� 臧勳爲 氤挫湢霅� 32,862欤�, 401(k)鞐� 臧勳爲 氤挫湢霅� 221,656.77欤茧 雮橅儉雮╇媹雼�. 氤� 鞏戩嫕鞚� 氤搓碃鞚胳潉 雽�鞁犿晿鞐� Lisa Callicotte臧� 2025-09-02鞐� 靹滊獏頄堨姷雼堧嫟. 鞝滌稖靹滌棎電� "膦呾梾鞗� 欤检嫕毵れ垬瓿勴殟鞐� 霐半ジ 鞝滍暅欤检嫕 毵れ瀰"鞚措澕電� 靹る獏鞚� 韽暔霅橃柎 鞛堨姷雼堧嫟.
US Global Investors Inc (GROW) - Formulaire 4 : La personne d茅clarante, Frank E. Holmes (identifi茅 comme administrateur, CEO/CIO et d茅tenteur de 10%), a enregistr茅 un achat d'actions restreintes dans le cadre d'un plan d'achat d'actions pour employ茅s. Le 29/08/2025, le rapport indique l'acquisition de 978 actions ordinaires de classe A au prix de 2,44 $ par action. Apr猫s la transaction signal茅e, la propri茅t茅 b茅n茅ficiaire s'茅l猫ve 脿 293 022 actions (directes), plus 32 862 actions d茅tenues indirectement dans un IRA et 221 656,77 actions d茅tenues indirectement dans un 401(k). Le formulaire est sign茅 au nom de la personne d茅clarante par Lisa Callicotte le 02/09/2025. Le d茅p么t inclut l'explication : 芦 Restricted stock purchase under employee stock purchase plan. 禄
US Global Investors Inc (GROW) - Formular 4: Die meldende Person, Frank E. Holmes (als Direktor, CEO/CIO und 10%-Eigent眉mer bezeichnet), verzeichnete einen Kauf von eingeschr盲nkten Aktien im Rahmen eines Mitarbeiter-Aktienkaufplans. Am 29.08.2025 listet der Bericht den Erwerb von 978 Class-A-Stammaktien zu je $2.44. Nach der gemeldeten Transaktion betr盲gt das wirtschaftliche Eigentum 293.022 Aktien (direkt) zuz眉glich 32.862 Aktien, die indirekt in einem IRA gehalten werden, und 221.656,77 Aktien, die indirekt in einem 401(k) gehalten werden. Das Formular wurde im Namen der meldenden Person von Lisa Callicotte am 02.09.2025 unterzeichnet. In der Einreichung hei脽t es: 鈥濺estricted stock purchase under employee stock purchase plan."
FAQ
What transaction was reported for GROW on this Form 4?
Who is the reporting person on the GROW Form 4?
What are the beneficial ownership totals reported after the transaction?
What is the stated reason for the transaction on the Form 4?
When was the Form 4 signed and by whom?
