[SCHEDULE 13G/A] US Global Investors Inc SEC Filing
Schedule 13G/A filed 06/30/2025 reports that Gator Capital Management, LLC, its affiliate Gator Financial Partners, LLC, portfolio vehicle ECA Fund, LP and Managing Member Derek Pilecki together hold a passive position in U.S. Global Investors, Inc. (Class A, ticker GROW).
- Total beneficial ownership: 684,223 shares
- % of class: 6.18 %
- Key entities: Gator Financial Partners (625,223 shares; 5.64 %), ECA Fund LP (53,000 shares; 0.48 %)
- Voting/Dispositive power: 100 % shared; none sole
- Rule cited: 13d-1(b)/(c); certifies the stake is not for the purpose of influencing control
The 5 % threshold triggers reporting status but the amendment supplies no transaction details, purchase dates or prior ownership levels. It simply confirms that, as of 05/25/2025, the Gator group is a significant passive holder of GROW shares.
Schedule 13G/A depositato il 30/06/2025 riporta che Gator Capital Management, LLC, la sua affiliata Gator Financial Partners, LLC, il veicolo di investimento ECA Fund, LP e il membro gestore Derek Pilecki detengono insieme una posizione passiva in U.S. Global Investors, Inc. (Classe A, ticker GROW).
- Totale propriet脿 beneficiaria: 684.223 azioni
- % della classe: 6,18 %
- Entit脿 principali: Gator Financial Partners (625.223 azioni; 5,64 %), ECA Fund LP (53.000 azioni; 0,48 %)
- Potere di voto/dispositivo: 100 % condiviso; nessuno in modo esclusivo
- Normativa citata: 13d-1(b)/(c); certifica che la partecipazione non ha lo scopo di influenzare il controllo
La soglia del 5 % determina l'obbligo di segnalazione, ma l'emendamento non fornisce dettagli su transazioni, date di acquisto o livelli di propriet脿 precedenti. Conferma semplicemente che, al 25/05/2025, il gruppo Gator 猫 un detentore passivo significativo delle azioni GROW.
Schedule 13G/A presentado el 30/06/2025 informa que Gator Capital Management, LLC, su afiliada Gator Financial Partners, LLC, el veh铆culo de cartera ECA Fund, LP y el miembro gerente Derek Pilecki, conjuntamente, mantienen una posici贸n pasiva en U.S. Global Investors, Inc. (Clase A, ticker GROW).
- Propiedad beneficiaria total: 684.223 acciones
- % de la clase: 6,18 %
- Entidades clave: Gator Financial Partners (625.223 acciones; 5,64 %), ECA Fund LP (53.000 acciones; 0,48 %)
- Poder de voto/dispositivo: 100 % compartido; ninguno exclusivo
- Norma citada: 13d-1(b)/(c); certifica que la participaci贸n no tiene como prop贸sito influir en el control
El umbral del 5 % activa la obligaci贸n de reporte pero la enmienda no proporciona detalles de transacciones, fechas de compra ni niveles previos de propiedad. Simplemente confirma que, al 25/05/2025, el grupo Gator es un poseedor pasivo significativo de acciones GROW.
Schedule 13G/A臧� 2025雲� 6鞗� 30鞚� 鞝滌稖霅橃棃鞙茧┌, Gator Capital Management, LLC鞕� 攴� 瓿勳棿靷澑 Gator Financial Partners, LLC, 韽姼韽措Μ鞓� 鞖挫毄靷澑 ECA Fund, LP, 攴鸽Μ瓿� 甏�毽� 氅る矂 Derek Pilecki臧� 頃粯 氙戈淡 旮�搿滊矊 鞚鸽矤鞀ろ劙鞀�, Inc. (Class A, 韹办护 GROW)鞐� 雽�頃� 靾橂彊鞝� 歆�攵勳潉 氤挫湢頃橁碃 鞛堨潓鞚� 氤搓碃頃╇媹雼�.
- 齑� 鞁れ 靻岇湢 欤检嫕 靾�: 684,223欤�
- 韥措灅鞀� 牍勳湪: 6.18 %
- 欤检殧 旮瓣磤: Gator Financial Partners (625,223欤�; 5.64 %), ECA Fund LP (53,000欤�; 0.48 %)
- 鞚橁舶甓�/觳橂秳甓岉暅: 100 % 瓿惦彊 氤挫湢; 雼弲 鞐嗢潓
- 鞚胳毄 攴滌箼: 13d-1(b)/(c); 歆�攵勳澊 韱奠牅 鞓來枼毳� 鞙勴暅 瓴冹澊 鞎勲嫎鞚� 鞚胳
5 % 旮办靹� 霃勲嫭鞙茧 氤搓碃 鞚橂臧� 氚滌儩頃橃毵�, 靾橃爼 氤搓碃靹滌棎電� 瓯半灅 雮挫棴, 毵れ瀰鞚检瀽 霕愲姅 鞚挫爠 靻岇湢 靾橃鞐� 雽�頃� 靹鸽秬靷暛鞚� 韽暔霅橃柎 鞛堨 鞎婌姷雼堧嫟. 雼 2025雲� 5鞗� 25鞚� 旮办鞙茧 Gator 攴鸽９鞚� GROW 欤检嫕鞚� 欷戩殧頃� 靾橂彊鞝� 氤挫湢鞛愳瀯鞚� 頇曥澑頃╇媹雼�.
Schedule 13G/A d茅pos茅 le 30/06/2025 indique que Gator Capital Management, LLC, son affili茅 Gator Financial Partners, LLC, le v茅hicule de portefeuille ECA Fund, LP et le membre gestionnaire Derek Pilecki d茅tiennent ensemble une position passive dans U.S. Global Investors, Inc. (Classe A, ticker GROW).
- Propri茅t茅 b茅n茅ficiaire totale : 684 223 actions
- % de la classe : 6,18 %
- Entit茅s cl茅s : Gator Financial Partners (625 223 actions ; 5,64 %), ECA Fund LP (53 000 actions ; 0,48 %)
- Pouvoir de vote/dispositif : 100 % partag茅 ; aucun seul
- R猫gle cit茅e : 13d-1(b)/(c) ; certifie que la participation n鈥檈st pas destin茅e 脿 influencer le contr么le
Le seuil de 5 % d茅clenche l鈥檕bligation de d茅claration, mais l鈥檃mendement ne fournit aucun d茅tail sur les transactions, dates d鈥檃chat ou niveaux de propri茅t茅 ant茅rieurs. Il confirme simplement qu鈥檃u 25/05/2025, le groupe Gator est un d茅tenteur passif important des actions GROW.
Schedule 13G/A, eingereicht am 30.06.2025, berichtet, dass Gator Capital Management, LLC, seine Tochtergesellschaft Gator Financial Partners, LLC, das Portfolio-Fahrzeug ECA Fund, LP und der gesch盲ftsf眉hrende Gesellschafter Derek Pilecki gemeinsam eine passive Position an U.S. Global Investors, Inc. (Klasse A, Ticker GROW) halten.
- Gesamtbeg眉nstigter Besitz: 684.223 Aktien
- % der Klasse: 6,18 %
- Wesentliche Einheiten: Gator Financial Partners (625.223 Aktien; 5,64 %), ECA Fund LP (53.000 Aktien; 0,48 %)
- 厂迟颈尘尘-/痴别谤蹿眉驳耻苍驳蝉谤别肠丑迟别: 100 % gemeinsam; keine allein
- Zitiertes Regelwerk: 13d-1(b)/(c); best盲tigt, dass der Anteil nicht zum Zweck der Einflussnahme auf die Kontrolle gehalten wird
Die 5 %-Schwelle l枚st eine Meldepflicht aus, doch die 脛nderung liefert keine Details zu Transaktionen, Kaufdaten oder vorherigen Besitzst盲nden. Es wird lediglich best盲tigt, dass die Gator-Gruppe zum 25.05.2025 ein bedeutender passiver Anteilseigner der GROW-Aktien ist.
- Gator Capital Management and affiliates disclosed a 6.18 % passive stake in GROW, adding a notable institutional holder to the register.
- None.
Insights
TL;DR Passive filing shows Gator group owns 6.18 % of GROW; information-only, no control intent stated.
This Schedule 13G/A discloses a mid-sized institutional stake rather than an activist position. The 6.18 % holding places Gator among GROW鈥檚 largest outside owners, potentially improving float stability and liquidity. Because voting and dispositive powers are shared and no control intent is declared, the filing is largely informational and should not alter valuation or risk assumptions. Absent purchase prices, investors cannot gauge entry cost or conviction level. Overall impact: neutral.
TL;DR Filing meets disclosure rules; no governance pressure implied.
Crossing the 5 % ownership threshold obliges the group to file, affirming regulatory transparency. The certification that the position is passive and not aimed at influencing control limits governance implications. Shared voting authority across multiple entities suggests coordinated portfolio management rather than activism. Unless future amendments signal 13D conversion or board engagement, the stake is unlikely to drive corporate policy changes.
Schedule 13G/A depositato il 30/06/2025 riporta che Gator Capital Management, LLC, la sua affiliata Gator Financial Partners, LLC, il veicolo di investimento ECA Fund, LP e il membro gestore Derek Pilecki detengono insieme una posizione passiva in U.S. Global Investors, Inc. (Classe A, ticker GROW).
- Totale propriet脿 beneficiaria: 684.223 azioni
- % della classe: 6,18 %
- Entit脿 principali: Gator Financial Partners (625.223 azioni; 5,64 %), ECA Fund LP (53.000 azioni; 0,48 %)
- Potere di voto/dispositivo: 100 % condiviso; nessuno in modo esclusivo
- Normativa citata: 13d-1(b)/(c); certifica che la partecipazione non ha lo scopo di influenzare il controllo
La soglia del 5 % determina l'obbligo di segnalazione, ma l'emendamento non fornisce dettagli su transazioni, date di acquisto o livelli di propriet脿 precedenti. Conferma semplicemente che, al 25/05/2025, il gruppo Gator 猫 un detentore passivo significativo delle azioni GROW.
Schedule 13G/A presentado el 30/06/2025 informa que Gator Capital Management, LLC, su afiliada Gator Financial Partners, LLC, el veh铆culo de cartera ECA Fund, LP y el miembro gerente Derek Pilecki, conjuntamente, mantienen una posici贸n pasiva en U.S. Global Investors, Inc. (Clase A, ticker GROW).
- Propiedad beneficiaria total: 684.223 acciones
- % de la clase: 6,18 %
- Entidades clave: Gator Financial Partners (625.223 acciones; 5,64 %), ECA Fund LP (53.000 acciones; 0,48 %)
- Poder de voto/dispositivo: 100 % compartido; ninguno exclusivo
- Norma citada: 13d-1(b)/(c); certifica que la participaci贸n no tiene como prop贸sito influir en el control
El umbral del 5 % activa la obligaci贸n de reporte pero la enmienda no proporciona detalles de transacciones, fechas de compra ni niveles previos de propiedad. Simplemente confirma que, al 25/05/2025, el grupo Gator es un poseedor pasivo significativo de acciones GROW.
Schedule 13G/A臧� 2025雲� 6鞗� 30鞚� 鞝滌稖霅橃棃鞙茧┌, Gator Capital Management, LLC鞕� 攴� 瓿勳棿靷澑 Gator Financial Partners, LLC, 韽姼韽措Μ鞓� 鞖挫毄靷澑 ECA Fund, LP, 攴鸽Μ瓿� 甏�毽� 氅る矂 Derek Pilecki臧� 頃粯 氙戈淡 旮�搿滊矊 鞚鸽矤鞀ろ劙鞀�, Inc. (Class A, 韹办护 GROW)鞐� 雽�頃� 靾橂彊鞝� 歆�攵勳潉 氤挫湢頃橁碃 鞛堨潓鞚� 氤搓碃頃╇媹雼�.
- 齑� 鞁れ 靻岇湢 欤检嫕 靾�: 684,223欤�
- 韥措灅鞀� 牍勳湪: 6.18 %
- 欤检殧 旮瓣磤: Gator Financial Partners (625,223欤�; 5.64 %), ECA Fund LP (53,000欤�; 0.48 %)
- 鞚橁舶甓�/觳橂秳甓岉暅: 100 % 瓿惦彊 氤挫湢; 雼弲 鞐嗢潓
- 鞚胳毄 攴滌箼: 13d-1(b)/(c); 歆�攵勳澊 韱奠牅 鞓來枼毳� 鞙勴暅 瓴冹澊 鞎勲嫎鞚� 鞚胳
5 % 旮办靹� 霃勲嫭鞙茧 氤搓碃 鞚橂臧� 氚滌儩頃橃毵�, 靾橃爼 氤搓碃靹滌棎電� 瓯半灅 雮挫棴, 毵れ瀰鞚检瀽 霕愲姅 鞚挫爠 靻岇湢 靾橃鞐� 雽�頃� 靹鸽秬靷暛鞚� 韽暔霅橃柎 鞛堨 鞎婌姷雼堧嫟. 雼 2025雲� 5鞗� 25鞚� 旮办鞙茧 Gator 攴鸽９鞚� GROW 欤检嫕鞚� 欷戩殧頃� 靾橂彊鞝� 氤挫湢鞛愳瀯鞚� 頇曥澑頃╇媹雼�.
Schedule 13G/A d茅pos茅 le 30/06/2025 indique que Gator Capital Management, LLC, son affili茅 Gator Financial Partners, LLC, le v茅hicule de portefeuille ECA Fund, LP et le membre gestionnaire Derek Pilecki d茅tiennent ensemble une position passive dans U.S. Global Investors, Inc. (Classe A, ticker GROW).
- Propri茅t茅 b茅n茅ficiaire totale : 684 223 actions
- % de la classe : 6,18 %
- Entit茅s cl茅s : Gator Financial Partners (625 223 actions ; 5,64 %), ECA Fund LP (53 000 actions ; 0,48 %)
- Pouvoir de vote/dispositif : 100 % partag茅 ; aucun seul
- R猫gle cit茅e : 13d-1(b)/(c) ; certifie que la participation n鈥檈st pas destin茅e 脿 influencer le contr么le
Le seuil de 5 % d茅clenche l鈥檕bligation de d茅claration, mais l鈥檃mendement ne fournit aucun d茅tail sur les transactions, dates d鈥檃chat ou niveaux de propri茅t茅 ant茅rieurs. Il confirme simplement qu鈥檃u 25/05/2025, le groupe Gator est un d茅tenteur passif important des actions GROW.
Schedule 13G/A, eingereicht am 30.06.2025, berichtet, dass Gator Capital Management, LLC, seine Tochtergesellschaft Gator Financial Partners, LLC, das Portfolio-Fahrzeug ECA Fund, LP und der gesch盲ftsf眉hrende Gesellschafter Derek Pilecki gemeinsam eine passive Position an U.S. Global Investors, Inc. (Klasse A, Ticker GROW) halten.
- Gesamtbeg眉nstigter Besitz: 684.223 Aktien
- % der Klasse: 6,18 %
- Wesentliche Einheiten: Gator Financial Partners (625.223 Aktien; 5,64 %), ECA Fund LP (53.000 Aktien; 0,48 %)
- 厂迟颈尘尘-/痴别谤蹿眉驳耻苍驳蝉谤别肠丑迟别: 100 % gemeinsam; keine allein
- Zitiertes Regelwerk: 13d-1(b)/(c); best盲tigt, dass der Anteil nicht zum Zweck der Einflussnahme auf die Kontrolle gehalten wird
Die 5 %-Schwelle l枚st eine Meldepflicht aus, doch die 脛nderung liefert keine Details zu Transaktionen, Kaufdaten oder vorherigen Besitzst盲nden. Es wird lediglich best盲tigt, dass die Gator-Gruppe zum 25.05.2025 ein bedeutender passiver Anteilseigner der GROW-Aktien ist.
FAQ
How many GROW shares does Gator Capital Management report owning?
What percentage of U.S. Global Investors (GROW) does the Gator group control?
Is Gator Capital Management seeking control of GROW?
Which Gator-related entity holds the majority of the disclosed shares?
Why was this SEC filing required?
