[Form 4] Lumentum Holdings Inc. Insider Trading Activity
Lumentum Holdings insider Matthew Joseph Sepe, the company's Chief Accounting Officer, reported equity changes tied to performance stock units. On 08/07/2025 Sepe acquired 1,319 shares when the Compensation Committee determined certain PSU performance conditions were met. To satisfy tax withholding on the vesting, 474 shares were withheld at a reported price of $111.13, leaving the reporting person with 38,428 shares of Common Stock on a direct basis after the transactions.
The filing notes the acquisition resulted from PSU vesting granted on August 24, 2022, and separately discloses the share-withholding event for income tax remittance. No derivative transactions were reported on this form.
Lumentum Holdings insider Matthew Joseph Sepe, il Direttore della contabilit脿, ha segnalato variazioni di partecipazione legate a unit脿 azionarie a prestazione (PSU). Il 08/07/2025 Sepe ha acquisito 1,319 azioni quando il Comitato per le retribuzioni ha stabilito che erano soddisfatte determinate condizioni di performance dei PSU. Per soddisfare la ritenuta fiscale relativa al vesting, sono state trattenute 474 azioni al prezzo riportato di $111.13, lasciando la persona segnalante con 38,428 azioni di azioni ordinarie su base diretta dopo le operazioni.
La comunicazione specifica che l'acquisizione deriva dal vesting dei PSU concessi il 24 agosto 2022 e segnala separatamente l'evento di trattenuta delle azioni per il versamento delle imposte sul reddito. Non sono state riportate transazioni su strumenti derivati in questo modulo.
El insider de Lumentum Holdings Matthew Joseph Sepe, el Director de Contabilidad, inform贸 cambios en su participaci贸n relacionados con unidades de acciones por desempe帽o (PSU). El 08/07/2025 Sepe adquiri贸 1,319 acciones cuando el Comit茅 de Compensaci贸n determin贸 que se cumplieron ciertas condiciones de desempe帽o de las PSU. Para cubrir la retenci贸n fiscal por el vesting, se retuvieron 474 acciones al precio informado de $111.13, quedando la persona informante con 38,428 acciones de acciones ordinarias en base directa tras las transacciones.
La presentaci贸n indica que la adquisici贸n se produjo por el vesting de las PSU otorgadas el 24 de agosto de 2022 y divulga por separado el evento de retenci贸n de acciones para el pago del impuesto sobre la renta. No se informaron transacciones sobre derivados en este formulario.
Lumentum Holdings鞚� 雮措秬鞛� Matthew Joseph Sepe, 須岇偓鞚� 斓滉碃 須岅硠 毂呾瀯鞛�電� 靹标臣 旮半皹 欤检嫕 雼渼(PSU)鞕� 甏�霠悳 歆�攵� 氤�霃欖潉 氤搓碃頄堨姷雼堧嫟. 08/07/2025鞐� Sepe電� 氤挫儊鞙勳洂須岅皜 韸轨爼 PSU 靹标臣 臁瓣贝鞚� 於╈”霅橃棃雼り碃 韺愲嫧頃棎 霐半澕 1,319欤�毳� 旆摑頄堨姷雼堧嫟. 氩犾姢韺呾棎 霐半ジ 鞗愳矞歆曥垬 靹戈笀鞚� 於╇嫻頃橁赴 鞙勴暣 474欤�臧� 氤搓碃霅� 臧�瓴╈澑 $111.13搿� 鞗愳矞歆曥垬霅橃棃瓿�, 瓯半灅 頉� 頃措嫻 氤搓碃鞚胳潃 歆侅爲 氤挫湢 旮办鞙茧 38,428欤�鞚� 氤错喌欤茧ゼ 氤挫湢頃橁矊 霅橃棃鞀惦媹雼�.
鞁犼碃靹滌棎電� 鞚� 旆摑鞚� 2022雲� 8鞗� 24鞚�鞐� 攵�鞐悳 PSU鞚� 氩犾姢韺呾棎靹� 旮办澑頄堨溂氅�, 靻岆摑靹� 雮╇秬毳� 鞙勴暅 欤检嫕 鞗愳矞歆曥垬 靷贝鞚� 氤勲弰搿� 瓿奠嫓頃滊嫟瓿� 氇呾嫓霅橃柎 鞛堨姷雼堧嫟. 鞚� 鞏戩嫕鞐愲姅 韺岇儩靸來拡 瓯半灅電� 氤搓碃霅橃 鞎婌晿鞀惦媹雼�.
Le dirigeant interne de Lumentum Holdings, Matthew Joseph Sepe, le Directeur de la comptabilit茅, a d茅clar茅 des variations de son capital li茅es 脿 des unit茅s d'actions li茅es 脿 la performance (PSU). Le 08/07/2025, Sepe a acquis 1,319 actions lorsque le comit茅 de r茅mun茅ration a d茅termin茅 que certaines conditions de performance des PSU 茅taient remplies. Pour couvrir la retenue d'imp么t li茅e au vesting, 474 actions ont 茅t茅 retenues au prix d茅clar茅 de $111.13, laissant la personne d茅clar茅e avec 38,428 actions d'actions ordinaires sur une base directe apr猫s les op茅rations.
Le d茅p么t pr茅cise que l'acquisition r茅sulte du vesting des PSU attribu茅es le 24 ao没t 2022 et divulgue s茅par茅ment l'op茅ration de retenue d'actions pour le paiement de l'imp么t sur le revenu. Aucune transaction sur produits d茅riv茅s n'a 茅t茅 signal茅e dans ce formulaire.
Der Insider von Lumentum Holdings, Matthew Joseph Sepe, der Leiter der Rechnungslegung, meldete 脛nderungen seines Aktienbesitzes im Zusammenhang mit Performance-Stock-Units (PSU). Am 08/07/2025 erwarb Sepe 1,319 Aktien, nachdem das Verg眉tungskomitee festgestellt hatte, dass bestimmte PSU-Leistungsbedingungen erf眉llt waren. Zur Begleichung der Steuerabz眉ge beim Vesting wurden 474 Aktien zum angegebenen Preis von $111.13 einbehalten, wodurch die meldepflichtige Person nach den Transaktionen auf direkter Basis 38,428 Aktien an Stammaktien hielt.
Die Meldung weist darauf hin, dass der Erwerb aus dem Vesting von PSU resultierte, die am 24. August 2022 gew盲hrt wurden, und macht das Einbehalten von Aktien zur Zahlung der Einkommensteuer gesondert bekannt. In diesem Formular wurden keine Derivatgesch盲fte gemeldet.
- 1,319 shares acquired upon PSU vesting, indicating performance conditions were met
- Reporting person remains a direct beneficial owner of 38,428 shares after the transactions
- 474 shares were withheld to satisfy income tax withholding obligations
- Withheld shares valued at $111.13, representing the tax-remittance price for the withheld portion
Insights
TL;DR: Officer received PSU shares on vesting and had a portion withheld for taxes; routine compensation reporting with limited market impact.
The Form 4 documents a standard compensation-related equity event: the vesting of performance stock units that produced an acquisition of 1,319 shares and a concurrent withholding of 474 shares to satisfy tax obligations at $111.13 per share. The reporting person remains a direct beneficial owner of 38,428 shares after the transactions. This is an internal compensation settlement rather than an open-market purchase or sale and does not introduce new governance disclosures such as departures or policy changes.
TL;DR: Transaction is compensation-related and immaterial to capitalization; it reflects vesting mechanics, not trading activity for liquidity.
The entry shows PSUs granted in 2022 met performance conditions and converted into common shares. The net effect increased reported holdings before withholding to 38,902 shares, then reduced holdings via withholding to 38,428 shares. The reported withholding price of $111.13 provides a valuation reference for the taxed portion, but there is no open-market sale disclosed. From a capital-structure perspective, this is an internal issuance/settlement event and should have negligible immediate impact on share count or market supply disclosed here.
Lumentum Holdings insider Matthew Joseph Sepe, il Direttore della contabilit脿, ha segnalato variazioni di partecipazione legate a unit脿 azionarie a prestazione (PSU). Il 08/07/2025 Sepe ha acquisito 1,319 azioni quando il Comitato per le retribuzioni ha stabilito che erano soddisfatte determinate condizioni di performance dei PSU. Per soddisfare la ritenuta fiscale relativa al vesting, sono state trattenute 474 azioni al prezzo riportato di $111.13, lasciando la persona segnalante con 38,428 azioni di azioni ordinarie su base diretta dopo le operazioni.
La comunicazione specifica che l'acquisizione deriva dal vesting dei PSU concessi il 24 agosto 2022 e segnala separatamente l'evento di trattenuta delle azioni per il versamento delle imposte sul reddito. Non sono state riportate transazioni su strumenti derivati in questo modulo.
El insider de Lumentum Holdings Matthew Joseph Sepe, el Director de Contabilidad, inform贸 cambios en su participaci贸n relacionados con unidades de acciones por desempe帽o (PSU). El 08/07/2025 Sepe adquiri贸 1,319 acciones cuando el Comit茅 de Compensaci贸n determin贸 que se cumplieron ciertas condiciones de desempe帽o de las PSU. Para cubrir la retenci贸n fiscal por el vesting, se retuvieron 474 acciones al precio informado de $111.13, quedando la persona informante con 38,428 acciones de acciones ordinarias en base directa tras las transacciones.
La presentaci贸n indica que la adquisici贸n se produjo por el vesting de las PSU otorgadas el 24 de agosto de 2022 y divulga por separado el evento de retenci贸n de acciones para el pago del impuesto sobre la renta. No se informaron transacciones sobre derivados en este formulario.
Lumentum Holdings鞚� 雮措秬鞛� Matthew Joseph Sepe, 須岇偓鞚� 斓滉碃 須岅硠 毂呾瀯鞛�電� 靹标臣 旮半皹 欤检嫕 雼渼(PSU)鞕� 甏�霠悳 歆�攵� 氤�霃欖潉 氤搓碃頄堨姷雼堧嫟. 08/07/2025鞐� Sepe電� 氤挫儊鞙勳洂須岅皜 韸轨爼 PSU 靹标臣 臁瓣贝鞚� 於╈”霅橃棃雼り碃 韺愲嫧頃棎 霐半澕 1,319欤�毳� 旆摑頄堨姷雼堧嫟. 氩犾姢韺呾棎 霐半ジ 鞗愳矞歆曥垬 靹戈笀鞚� 於╇嫻頃橁赴 鞙勴暣 474欤�臧� 氤搓碃霅� 臧�瓴╈澑 $111.13搿� 鞗愳矞歆曥垬霅橃棃瓿�, 瓯半灅 頉� 頃措嫻 氤搓碃鞚胳潃 歆侅爲 氤挫湢 旮办鞙茧 38,428欤�鞚� 氤错喌欤茧ゼ 氤挫湢頃橁矊 霅橃棃鞀惦媹雼�.
鞁犼碃靹滌棎電� 鞚� 旆摑鞚� 2022雲� 8鞗� 24鞚�鞐� 攵�鞐悳 PSU鞚� 氩犾姢韺呾棎靹� 旮办澑頄堨溂氅�, 靻岆摑靹� 雮╇秬毳� 鞙勴暅 欤检嫕 鞗愳矞歆曥垬 靷贝鞚� 氤勲弰搿� 瓿奠嫓頃滊嫟瓿� 氇呾嫓霅橃柎 鞛堨姷雼堧嫟. 鞚� 鞏戩嫕鞐愲姅 韺岇儩靸來拡 瓯半灅電� 氤搓碃霅橃 鞎婌晿鞀惦媹雼�.
Le dirigeant interne de Lumentum Holdings, Matthew Joseph Sepe, le Directeur de la comptabilit茅, a d茅clar茅 des variations de son capital li茅es 脿 des unit茅s d'actions li茅es 脿 la performance (PSU). Le 08/07/2025, Sepe a acquis 1,319 actions lorsque le comit茅 de r茅mun茅ration a d茅termin茅 que certaines conditions de performance des PSU 茅taient remplies. Pour couvrir la retenue d'imp么t li茅e au vesting, 474 actions ont 茅t茅 retenues au prix d茅clar茅 de $111.13, laissant la personne d茅clar茅e avec 38,428 actions d'actions ordinaires sur une base directe apr猫s les op茅rations.
Le d茅p么t pr茅cise que l'acquisition r茅sulte du vesting des PSU attribu茅es le 24 ao没t 2022 et divulgue s茅par茅ment l'op茅ration de retenue d'actions pour le paiement de l'imp么t sur le revenu. Aucune transaction sur produits d茅riv茅s n'a 茅t茅 signal茅e dans ce formulaire.
Der Insider von Lumentum Holdings, Matthew Joseph Sepe, der Leiter der Rechnungslegung, meldete 脛nderungen seines Aktienbesitzes im Zusammenhang mit Performance-Stock-Units (PSU). Am 08/07/2025 erwarb Sepe 1,319 Aktien, nachdem das Verg眉tungskomitee festgestellt hatte, dass bestimmte PSU-Leistungsbedingungen erf眉llt waren. Zur Begleichung der Steuerabz眉ge beim Vesting wurden 474 Aktien zum angegebenen Preis von $111.13 einbehalten, wodurch die meldepflichtige Person nach den Transaktionen auf direkter Basis 38,428 Aktien an Stammaktien hielt.
Die Meldung weist darauf hin, dass der Erwerb aus dem Vesting von PSU resultierte, die am 24. August 2022 gew盲hrt wurden, und macht das Einbehalten von Aktien zur Zahlung der Einkommensteuer gesondert bekannt. In diesem Formular wurden keine Derivatgesch盲fte gemeldet.
FAQ
What transactions did the Lumentum (LITE) Form 4 report for Matthew Sepe?
How many shares does the reporting person own after these transactions?
What caused the acquisition of the shares reported on the Form 4?
At what price were the withheld shares reported?
What is Matthew Sepe's role at Lumentum as stated in the filing?
Were any derivative securities reported in this Form 4?
