[Form 4] Lumentum Holdings Inc. Insider Trading Activity
Wupen Yuen, President, Cloud & Networking at Lumentum Holdings Inc. (LITE), reported changes in beneficial ownership related to performance stock units (PSUs) that vested on 08/07/2025. The report shows the acquisition of 1,465 shares upon determination by the Compensation Committee that specified performance conditions were met for PSUs granted on August 24, 2022. The vested PSUs were recorded at a $0 acquisition price.
To satisfy income tax withholding obligations connected with the vesting, 745 shares were withheld (reported as a disposition) at a price of $111.13 per share. After these transactions the reporting person beneficially owned 79,317 shares (direct).
Wupen Yuen, Presidente, Cloud & Networking di Lumentum Holdings Inc. (LITE), ha segnalato variazioni nella titolarit脿 effettiva relative alle performance stock unit (PSU) maturate il 08/07/2025. Il rapporto indica l'acquisizione di 1,465 azioni dopo che il Comitato per la remunerazione ha determinato che le condizioni di performance previste per le PSU concesse il August 24, 2022 erano soddisfatte. Le PSU maturate sono state registrate con un prezzo di acquisizione di $0.
Per assolvere agli obblighi di ritenuta fiscale connessi alla maturazione, sono state trattenute 745 azioni (segnalate come una disposizione) al prezzo di $111.13 per azione. Dopo queste operazioni, la persona che ha presentato la segnalazione deteneva beneficiariamente 79,317 azioni (dirette).
Wupen Yuen, Presidente de Cloud & Networking en Lumentum Holdings Inc. (LITE), inform贸 cambios en la titularidad beneficiaria relacionados con unidades de acciones por desempe帽o (PSU) que vencieron el 08/07/2025. El informe muestra la adquisici贸n de 1,465 acciones tras la determinaci贸n del Comit茅 de Compensaci贸n de que se cumplieron las condiciones de rendimiento establecidas para las PSU concedidas el August 24, 2022. Las PSU que vencieron se registraron con un precio de adquisici贸n de $0.
Para satisfacer las obligaciones de retenci贸n fiscal asociadas al vencimiento, se retuvieron 745 acciones (informadas como una disposici贸n) a un precio de $111.13 por acci贸n. Tras estas operaciones, la persona informante pose铆a beneficiariamente 79,317 acciones (directas).
Wupen Yuen, Lumentum Holdings Inc. (LITE)鞐愳劀 Cloud & Networking 雼措嫻 靷灔, 鞚� 08/07/2025鞐� 毵岅赴霅� 靹标臣欤�(PSU)鞕� 甏�霠悳 鞁れ唽鞙犼秾 氤�霃欖潉 氤搓碃頄堨姷雼堧嫟. 氤搓碃靹滌棎電� 氤挫儊鞙勳洂須岅皜 August 24, 2022鞐� 攵�鞐悳 PSU鞐� 雽�頃� 韸轨爼 靹标臣 臁瓣贝鞚� 於╈”霅橃棃雼り碃 韺愲嫧頃� 頉� 1,465欤茧ゼ 旆摑頃� 瓴冹溂搿� 雮橅儉雮姷雼堧嫟. 毵岅赴霅� PSU電� 旆摑臧� $0搿� 旮半霅橃棃鞀惦媹雼�.
毵岅赴鞕� 甏�霠悳 靻岆摑靹� 鞗愳矞歆曥垬 鞚橂毳� 鞚错枆頃橁赴 鞙勴暣 745欤缄皜 鞗愳矞歆曥垬(觳橂秳鞙茧 氤搓碃)霅橃棃鞙茧┌, 欤茧嫻 臧�瓴╈潃 $111.13鞓�鞀惦媹雼�. 鞚措煬頃� 瓯半灅 頉� 氤搓碃鞚胳潃 歆侅爲鞝侅溂搿� 79,317欤茧ゼ 鞁れ唽鞙犿晿瓿� 鞛堨姷雼堧嫟.
Wupen Yuen, Pr茅sident, Cloud & Networking chez Lumentum Holdings Inc. (LITE), a signal茅 des modifications de la propri茅t茅 b茅n茅ficiaire concernant des unit茅s d'actions li茅es 脿 la performance (PSU) qui ont acquis droit le 08/07/2025. Le rapport indique l'acquisition de 1,465 actions apr猫s que le comit茅 de r茅mun茅ration a d茅termin茅 que les conditions de performance fix茅es pour les PSU accord茅es le August 24, 2022 茅taient remplies. Les PSU acquises ont 茅t茅 enregistr茅es avec un prix d'acquisition de $0.
Pour couvrir les obligations de retenue d'imp么t li茅es 脿 l'acquisition, 745 actions ont 茅t茅 retenues (d茅clar茅es comme une cession) 脿 un prix de $111.13 par action. Apr猫s ces op茅rations, la personne d茅clarante d茅tenait b茅n茅ficiairement 79,317 actions (directes).
Wupen Yuen, President, Cloud & Networking bei Lumentum Holdings Inc. (LITE), meldete 脛nderungen der wirtschaftlichen Eigentumsverh盲ltnisse im Zusammenhang mit Performance-Stock-Units (PSUs), die am 08/07/2025 f盲llig wurden. Der Bericht weist den Erwerb von 1,465 Aktien aus, nachdem der Verg眉tungsausschuss festgestellt hatte, dass die definierten Performance-Bedingungen f眉r die am August 24, 2022 gew盲hrten PSUs erf眉llt waren. Die f盲lligen PSUs wurden mit einem Erwerbspreis von $0 verbucht.
Zur Erf眉llung der einkommensteuerlichen Abzugsverpflichtungen im Zusammenhang mit der Vesting wurden 745 Aktien einbehalten (als Ver盲u脽erung gemeldet) zu einem Preis von $111.13 je Aktie. Nach diesen Transaktionen besa脽 die meldende Person wirtschaftlich 79,317 Aktien (direkt).
- Performance conditions were met for PSUs granted on August 24, 2022, leading to share settlement
- 1,465 shares acquired upon PSU vesting, showing compensation converted to equity
- Final direct beneficial ownership reported as 79,317 shares, providing clear post-transaction holdings
- None.
Insights
TL;DR: Routine officer equity vesting and tax-withholding, limited market impact.
The Form 4 documents a standard compensation settlement: performance-based restricted stock units vested, yielding 1,465 shares, with 745 shares withheld to satisfy tax withholding at $111.13 per share. The transaction was executed on 08/07/2025 and leaves the officer with 79,317 directly held shares. This is a non-discretionary, compensation-driven transaction rather than an opportunistic sale, so it is neutral for near-term valuation signals.
TL;DR: Compensation committee confirmed performance conditions; disclosure aligns with typical governance practices.
The filing explicitly states the Compensation Committee determined performance conditions were met for PSUs granted on August 24, 2022, triggering settlement. Withholding of 745 shares for tax obligations is disclosed and documented. The clear explanatory notes and the officer designation (President, Cloud & Networking) provide transparent reporting of governance-controlled compensation outcomes. Impact is informational and routine.
Wupen Yuen, Presidente, Cloud & Networking di Lumentum Holdings Inc. (LITE), ha segnalato variazioni nella titolarit脿 effettiva relative alle performance stock unit (PSU) maturate il 08/07/2025. Il rapporto indica l'acquisizione di 1,465 azioni dopo che il Comitato per la remunerazione ha determinato che le condizioni di performance previste per le PSU concesse il August 24, 2022 erano soddisfatte. Le PSU maturate sono state registrate con un prezzo di acquisizione di $0.
Per assolvere agli obblighi di ritenuta fiscale connessi alla maturazione, sono state trattenute 745 azioni (segnalate come una disposizione) al prezzo di $111.13 per azione. Dopo queste operazioni, la persona che ha presentato la segnalazione deteneva beneficiariamente 79,317 azioni (dirette).
Wupen Yuen, Presidente de Cloud & Networking en Lumentum Holdings Inc. (LITE), inform贸 cambios en la titularidad beneficiaria relacionados con unidades de acciones por desempe帽o (PSU) que vencieron el 08/07/2025. El informe muestra la adquisici贸n de 1,465 acciones tras la determinaci贸n del Comit茅 de Compensaci贸n de que se cumplieron las condiciones de rendimiento establecidas para las PSU concedidas el August 24, 2022. Las PSU que vencieron se registraron con un precio de adquisici贸n de $0.
Para satisfacer las obligaciones de retenci贸n fiscal asociadas al vencimiento, se retuvieron 745 acciones (informadas como una disposici贸n) a un precio de $111.13 por acci贸n. Tras estas operaciones, la persona informante pose铆a beneficiariamente 79,317 acciones (directas).
Wupen Yuen, Lumentum Holdings Inc. (LITE)鞐愳劀 Cloud & Networking 雼措嫻 靷灔, 鞚� 08/07/2025鞐� 毵岅赴霅� 靹标臣欤�(PSU)鞕� 甏�霠悳 鞁れ唽鞙犼秾 氤�霃欖潉 氤搓碃頄堨姷雼堧嫟. 氤搓碃靹滌棎電� 氤挫儊鞙勳洂須岅皜 August 24, 2022鞐� 攵�鞐悳 PSU鞐� 雽�頃� 韸轨爼 靹标臣 臁瓣贝鞚� 於╈”霅橃棃雼り碃 韺愲嫧頃� 頉� 1,465欤茧ゼ 旆摑頃� 瓴冹溂搿� 雮橅儉雮姷雼堧嫟. 毵岅赴霅� PSU電� 旆摑臧� $0搿� 旮半霅橃棃鞀惦媹雼�.
毵岅赴鞕� 甏�霠悳 靻岆摑靹� 鞗愳矞歆曥垬 鞚橂毳� 鞚错枆頃橁赴 鞙勴暣 745欤缄皜 鞗愳矞歆曥垬(觳橂秳鞙茧 氤搓碃)霅橃棃鞙茧┌, 欤茧嫻 臧�瓴╈潃 $111.13鞓�鞀惦媹雼�. 鞚措煬頃� 瓯半灅 頉� 氤搓碃鞚胳潃 歆侅爲鞝侅溂搿� 79,317欤茧ゼ 鞁れ唽鞙犿晿瓿� 鞛堨姷雼堧嫟.
Wupen Yuen, Pr茅sident, Cloud & Networking chez Lumentum Holdings Inc. (LITE), a signal茅 des modifications de la propri茅t茅 b茅n茅ficiaire concernant des unit茅s d'actions li茅es 脿 la performance (PSU) qui ont acquis droit le 08/07/2025. Le rapport indique l'acquisition de 1,465 actions apr猫s que le comit茅 de r茅mun茅ration a d茅termin茅 que les conditions de performance fix茅es pour les PSU accord茅es le August 24, 2022 茅taient remplies. Les PSU acquises ont 茅t茅 enregistr茅es avec un prix d'acquisition de $0.
Pour couvrir les obligations de retenue d'imp么t li茅es 脿 l'acquisition, 745 actions ont 茅t茅 retenues (d茅clar茅es comme une cession) 脿 un prix de $111.13 par action. Apr猫s ces op茅rations, la personne d茅clarante d茅tenait b茅n茅ficiairement 79,317 actions (directes).
Wupen Yuen, President, Cloud & Networking bei Lumentum Holdings Inc. (LITE), meldete 脛nderungen der wirtschaftlichen Eigentumsverh盲ltnisse im Zusammenhang mit Performance-Stock-Units (PSUs), die am 08/07/2025 f盲llig wurden. Der Bericht weist den Erwerb von 1,465 Aktien aus, nachdem der Verg眉tungsausschuss festgestellt hatte, dass die definierten Performance-Bedingungen f眉r die am August 24, 2022 gew盲hrten PSUs erf眉llt waren. Die f盲lligen PSUs wurden mit einem Erwerbspreis von $0 verbucht.
Zur Erf眉llung der einkommensteuerlichen Abzugsverpflichtungen im Zusammenhang mit der Vesting wurden 745 Aktien einbehalten (als Ver盲u脽erung gemeldet) zu einem Preis von $111.13 je Aktie. Nach diesen Transaktionen besa脽 die meldende Person wirtschaftlich 79,317 Aktien (direkt).
FAQ
What transactions did Wupen Yuen report on the Form 4 for Lumentum (LITE)?
What is Wupen Yuen's role at Lumentum?
How many shares does the reporting person own after these transactions?
Why were 745 shares disposed of and at what price?
What triggered the acquisition of 1,465 shares?
