AG˹ٷ

STOCK TITAN

[Form 4] Lumentum Holdings Inc. Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Ali Wajid, EVP & Chief Financial Officer of Lumentum Holdings Inc. (LITE), reported the vesting of performance stock units (PSUs) that resulted in the acquisition of 5,133 shares on 08/07/2025. The acquired shares were issued at a $0 purchase price as the PSUs vested after the Compensation Committee determined performance conditions were met for awards granted on 08/24/2022.

In connection with the vesting, 2,607 shares were withheld by the issuer to satisfy income tax withholding obligations at an indicated price of $111.13 per share. Following these transactions the reporting person’s beneficial ownership is reported as 49,986 shares (direct).

Ali Wajid, EVP & Chief Financial Officer di Lumentum Holdings Inc. (LITE), ha comunicato il vesting di performance stock units (PSU) che ha portato all'acquisizione di 5,133 azioni il 08/07/2025. Le azioni sono state emesse a un prezzo di acquisto di $0 poiché le PSU sono maturate dopo che il Compensation Committee ha determinato che le condizioni di performance per gli award concessi il 08/24/2022 erano state soddisfatte.

In relazione al vesting, l'emittente ha trattenuto 2,607 azioni per adempiere agli obblighi di ritenuta fiscale sul reddito, al prezzo indicato di $111.13 per azione. A seguito di queste operazioni, la posizione di proprietà beneficiaria segnalata della persona dichiarata risulta pari a 49,986 azioni (dirette).

Ali Wajid, EVP y Chief Financial Officer de Lumentum Holdings Inc. (LITE), informó el vesting de performance stock units (PSU) que resultó en la adquisición de 5,133 acciones el 08/07/2025. Las acciones se emitieron a un precio de compra de $0, ya que las PSU se hicieron efectivas tras la determinación del Compensation Committee de que se cumplieron las condiciones de rendimiento para los premios concedidos el 08/24/2022.

En relación con el vesting, el emisor retuvo 2,607 acciones para satisfacer las obligaciones de retención de impuestos sobre la renta, al precio indicado de $111.13 por acción. Tras estas transacciones, la titularidad beneficiaria comunicada por la persona informante se sitúa en 49,986 acciones (directas).

Ali Wajid� Lumentum Holdings Inc.(LITE)� EVP � 최고재무책임�(CFO)로서 08/07/2025� 퍼포먼스 스톡 유닛(PSU)� 권리 확정(vesting)으로 5,133주를 취득했다� 보고했습니다. 해당 주식은 매입가 $0� 발행되었는데, 이는 Compensation Committee가 08/24/2022� 부여된 보상� 대� 성과 조건� 충족되었다고 판단� 이후 PSU가 권리 확정되었� 때문입니�.

권리 확정� 관련하� 발행사는 소득� 원천징수 의무� 이행하기 위해 2,607주를 보류했으�, 표시� 주당 가격은 $111.13입니�. � 거래� 이후 보고자의 실질� 보유 주식 수는 49,986�(직접)� 보고됩니�.

Ali Wajid, EVP et Chief Financial Officer de Lumentum Holdings Inc. (LITE), a déclaré le vesting de performance stock units (PSU) ayant abouti à l'acquisition de 5,133 actions le 08/07/2025. Les actions ont été émises à un prix d'achat de 0 $ puisque les PSU se sont acquis après que le Compensation Committee a déterminé que les conditions de performance des attributions consenties le 08/24/2022 avaient été remplies.

Dans le cadre de ce vesting, l'émetteur a retenu 2,607 actions pour satisfaire les obligations de retenue à la source sur le revenu, au prix indiqué de 111,13 $ par action. À la suite de ces opérations, la participation bénéficiaire déclarée de la personne déclarante s'élève à 49,986 actions (directes).

Ali Wajid, EVP & Chief Financial Officer von Lumentum Holdings Inc. (LITE), meldete das Vesting von Performance-Stock-Units (PSUs), das am 08/07/2025 zum Erwerb von 5,133 Aktien führte. Die Aktien wurden zu einem Kaufpreis von $0 ausgegeben, da die PSUs nach Feststellung des Compensation Committee, dass die Leistungsbedingungen für die am 08/24/2022 gewährten Awards erfüllt waren, vesteten.

Im Zusammenhang mit dem Vesting behielt der Emittent 2,607 Aktien ein, um die Einkommensteuerrückbehaltspflichten zu erfüllen; der angegebene Preis betrug $111.13 je Aktie. Nach diesen Transaktionen beträgt das gemeldete wirtschaftliche Eigentum der berichtenden Person 49,986 Aktien (direkt).

Positive
  • 5,133 shares were acquired via PSU vesting, indicating performance conditions were met for awards granted on 08/24/2022.
  • Beneficial ownership remains at 49,986 shares following the transactions, showing continued direct ownership by the reporting officer.
Negative
  • 2,607 shares were withheld to satisfy income tax withholding, reducing the net increase in outstanding shares held by the reporting person.
  • Acquisition occurred at $0 purchase price (issuance on vesting), so there was no cash investment by the reporting person in these shares.

Insights

TL;DR: PSUs granted 08/24/2022 vested, producing 5,133 shares; routine tax withholding reduced net shares to 49,986.

The filing shows the Compensation Committee determined performance conditions for PSUs granted on 08/24/2022 were met, triggering issuance of 5,133 shares to the EVP & CFO on 08/07/2025 with an acquisition price of $0 (typical for performance-based equity vesting). The issuer withheld 2,607 shares to satisfy income tax obligations at an indicated withholding valuation of $111.13 per share, leaving 49,986 shares beneficially owned. These are standard compensation mechanics, not a cash purchase or open-market sale.

TL;DR: Transaction is a routine PSU vesting event for a named executive; materiality to shareholders appears limited.

The Form 4 discloses a non-derivative issuance tied to performance-based awards and subsequent tax withholding. The reporting person continues to hold 49,986 shares directly after the transactions. The document lists an attorney-in-fact signature but contains no indications of derivative exercises, open-market trading, or unusual diversion of shares. The items disclosed are disclosure-compliant mechanics of executive equity compensation.

Ali Wajid, EVP & Chief Financial Officer di Lumentum Holdings Inc. (LITE), ha comunicato il vesting di performance stock units (PSU) che ha portato all'acquisizione di 5,133 azioni il 08/07/2025. Le azioni sono state emesse a un prezzo di acquisto di $0 poiché le PSU sono maturate dopo che il Compensation Committee ha determinato che le condizioni di performance per gli award concessi il 08/24/2022 erano state soddisfatte.

In relazione al vesting, l'emittente ha trattenuto 2,607 azioni per adempiere agli obblighi di ritenuta fiscale sul reddito, al prezzo indicato di $111.13 per azione. A seguito di queste operazioni, la posizione di proprietà beneficiaria segnalata della persona dichiarata risulta pari a 49,986 azioni (dirette).

Ali Wajid, EVP y Chief Financial Officer de Lumentum Holdings Inc. (LITE), informó el vesting de performance stock units (PSU) que resultó en la adquisición de 5,133 acciones el 08/07/2025. Las acciones se emitieron a un precio de compra de $0, ya que las PSU se hicieron efectivas tras la determinación del Compensation Committee de que se cumplieron las condiciones de rendimiento para los premios concedidos el 08/24/2022.

En relación con el vesting, el emisor retuvo 2,607 acciones para satisfacer las obligaciones de retención de impuestos sobre la renta, al precio indicado de $111.13 por acción. Tras estas transacciones, la titularidad beneficiaria comunicada por la persona informante se sitúa en 49,986 acciones (directas).

Ali Wajid� Lumentum Holdings Inc.(LITE)� EVP � 최고재무책임�(CFO)로서 08/07/2025� 퍼포먼스 스톡 유닛(PSU)� 권리 확정(vesting)으로 5,133주를 취득했다� 보고했습니다. 해당 주식은 매입가 $0� 발행되었는데, 이는 Compensation Committee가 08/24/2022� 부여된 보상� 대� 성과 조건� 충족되었다고 판단� 이후 PSU가 권리 확정되었� 때문입니�.

권리 확정� 관련하� 발행사는 소득� 원천징수 의무� 이행하기 위해 2,607주를 보류했으�, 표시� 주당 가격은 $111.13입니�. � 거래� 이후 보고자의 실질� 보유 주식 수는 49,986�(직접)� 보고됩니�.

Ali Wajid, EVP et Chief Financial Officer de Lumentum Holdings Inc. (LITE), a déclaré le vesting de performance stock units (PSU) ayant abouti à l'acquisition de 5,133 actions le 08/07/2025. Les actions ont été émises à un prix d'achat de 0 $ puisque les PSU se sont acquis après que le Compensation Committee a déterminé que les conditions de performance des attributions consenties le 08/24/2022 avaient été remplies.

Dans le cadre de ce vesting, l'émetteur a retenu 2,607 actions pour satisfaire les obligations de retenue à la source sur le revenu, au prix indiqué de 111,13 $ par action. À la suite de ces opérations, la participation bénéficiaire déclarée de la personne déclarante s'élève à 49,986 actions (directes).

Ali Wajid, EVP & Chief Financial Officer von Lumentum Holdings Inc. (LITE), meldete das Vesting von Performance-Stock-Units (PSUs), das am 08/07/2025 zum Erwerb von 5,133 Aktien führte. Die Aktien wurden zu einem Kaufpreis von $0 ausgegeben, da die PSUs nach Feststellung des Compensation Committee, dass die Leistungsbedingungen für die am 08/24/2022 gewährten Awards erfüllt waren, vesteten.

Im Zusammenhang mit dem Vesting behielt der Emittent 2,607 Aktien ein, um die Einkommensteuerrückbehaltspflichten zu erfüllen; der angegebene Preis betrug $111.13 je Aktie. Nach diesen Transaktionen beträgt das gemeldete wirtschaftliche Eigentum der berichtenden Person 49,986 Aktien (direkt).

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ali Wajid

(Last) (First) (Middle)
C/O LUMENTUM HOLDINGS INC.
1001 RIDDER PARK DRIVE

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & CHIEF FINANCIAL OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/07/2025 A 5,133(1) A $0 52,593 D
Common Stock 08/07/2025 F(2) 2,607 D $111.13 49,986 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022.
2. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.
/s/ Jae Kim as Attorney-in-Fact 08/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Ali Wajid (LITE) report on the Form 4?

On 08/07/2025 Ali Wajid reported the vesting of PSUs resulting in the acquisition of 5,133 shares and the withholding of 2,607 shares for taxes.

How many Lumentum (LITE) shares does the reporting person own after the transactions?

The Form 4 reports 49,986 shares beneficially owned (direct) following the reported transactions.

What was the price indicated for the shares withheld for taxes?

The shares withheld for tax withholding were indicated at $111.13 per share in the filing.

Why were shares acquired at $0 according to the filing?

The filing states the 5,133 shares were issued upon the determination that performance conditions for PSUs granted on 08/24/2022 were met, resulting in issuance at a $0 acquisition price.

What role does the reporting person hold at Lumentum?

The reporting person is identified as EVP & Chief Financial Officer, and the filing indicates the Form 4 was filed by one reporting person.
Lumentum Hldgs Inc

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Communication Equipment
Communications Equipment, Nec
United States
SAN JOSE