[144] Shimmick Corporation SEC Filing
Shimmick Corporation (SHIM) filed a Form 144 reporting a proposed sale of 2,116 common shares through TD Securities (USA) LLC with an aggregate market value of $4,196.45. The filing shows 35,270,000 shares outstanding, so the planned sale represents about 0.006% of outstanding shares.
The filing identifies the securities as originally acquired on 12/09/2020 in a private acquisition from GOHO, LLC (amount acquired listed as 21,908,800 shares). It also documents extensive open-market sales by Mitchell B. Goldsteen over the past three months, which, when summed from the listed entries, total approximately 283,618 shares for the gross proceeds shown in the table. The Form 144 discloses the broker, the acquisition details, and the seller representation required under Rule 144.
Shimmick Corporation (SHIM) ha presentato un Form 144 indicando una proposta di vendita di 2,116 azioni ordinarie tramite TD Securities (USA) LLC per un valore di mercato complessivo di $4,196.45. La segnalazione mostra 35,270,000 azioni in circolazione, quindi la vendita prevista rappresenta circa il 0.006% delle azioni in circolazione.
Il documento indica che i titoli sono stati originariamente acquisiti il 12/09/2020 in una transazione privata da GOHO, LLC (quantit脿 acquisita riportata: 21,908,800 azioni). Riporta inoltre numerose vendite sul mercato aperto da parte di Mitchell B. Goldsteen negli ultimi tre mesi che, sommate alle voci elencate, ammontano a circa 283,618 azioni per i proventi lordi mostrati nella tabella. Il Form 144 divulga il broker, i dettagli dell'acquisizione e la dichiarazione del venditore richiesta dalla Regola 144.
Shimmick Corporation (SHIM) present贸 un Form 144 informando una venta propuesta de 2,116 acciones ordinarias a trav茅s de TD Securities (USA) LLC con un valor de mercado agregado de $4,196.45. El informe muestra 35,270,000 acciones en circulaci贸n, por lo que la venta prevista representa aproximadamente el 0.006% del total en circulaci贸n.
El documento identifica los valores como adquiridos originalmente el 12/09/2020 en una adquisici贸n privada de GOHO, LLC (cantidad adquirida indicada: 21,908,800 acciones). Tambi茅n documenta numerosas ventas en el mercado abierto realizadas por Mitchell B. Goldsteen durante los 煤ltimos tres meses que, al sumar las entradas listadas, totalizan aproximadamente 283,618 acciones por los ingresos brutos mostrados en la tabla. El Form 144 revela el corredor, los detalles de la adquisici贸n y la declaraci贸n del vendedor requerida por la Regla 144.
Shimmick Corporation (SHIM)电� 2,116欤� 氤错喌欤�毳� TD Securities (USA) LLC毳� 韱淀暣 齑� 鞁滉皜 鞎� $4,196.45搿� 毵る弰頃� 鞓堨爼鞛勳潉 氤搓碃頃樀鐢 Form 144毳� 鞝滌稖頄堨姷雼堧嫟. 鞝滌稖靹滊鞐惖鐢 氚滍枆欤检嫕靾橁皜 35,270,000欤茧 旮办灛霅橃柎 鞛堨柎 鞚措矆 毵る弰电� 鞝勳泊 氚滍枆欤检嫕鞚� 鞎� 0.006%鞐� 頃措嫻頃╇媹雼�.
靹滊电� 頃措嫻 歃濌秾鞚� 鞗愲灅 12/09/2020鞐� GOHO, LLC搿滊秬韯� 靷搿� 旆摑霅橃棃鞚岇潉 氚濏瀳氅�(旆摑 靾橂焿 旮办灛: 21,908,800欤�), 斓滉芳 3臧滌洈 霃欖晥 Mitchell B. Goldsteen鞚� 雼れ垬鞚� 鞛ル偞 毵る弰霃� 氍胳劀頇旊悩鞏� 鞛堨姷雼堧嫟. 雮橃棿霅� 頃鞚� 頃╈偘頃橂┐ 響滌棎 響滌嫓霅� 齑濎垬鞚� 旮办鞙茧 鞎� 283,618欤检棎 雼暕雼堧嫟. Form 144电� 欷戧皽鞚�, 旆摑 雮挫棴 氚� Rule 144鞐� 霐半ジ 韺愲Г鞛� 歆勳垹鞚� 瓿奠嫓頃橁碃 鞛堨姷雼堧嫟.
Shimmick Corporation (SHIM) a d茅pos茅 un Form 144 signalant une vente propos茅e de 2,116 actions ordinaires via TD Securities (USA) LLC pour une valeur marchande totale de $4,196.45. Le d茅p么t indique 35,270,000 actions en circulation ; la vente pr茅vue repr茅sente donc environ 0.006% des actions en circulation.
Le document pr茅cise que les titres ont 茅t茅 initialement acquis le 12/09/2020 lors d'une acquisition priv茅e aupr猫s de GOHO, LLC (quantit茅 acquise indiqu茅e : 21,908,800 actions). Il consigne 茅galement de nombreuses ventes sur le march茅 ouvert r茅alis茅es par Mitchell B. Goldsteen au cours des trois derniers mois qui, en additionnant les entr茅es list茅es, totalisent environ 283,618 actions pour les produits bruts figurant dans le tableau. Le Form 144 divulgue le courtier, les d茅tails de l'acquisition et la d茅claration du vendeur requise par la r猫gle 144.
Shimmick Corporation (SHIM) hat ein Formular 144 eingereicht, in dem ein geplanter Verkauf von 2,116 Stammaktien 眉产别谤 TD Securities (USA) LLC mit einem Gesamtmarktwert von $4,196.45 gemeldet wird. Die Einreichung weist 35,270,000 ausstehende Aktien aus, sodass der geplante Verkauf etwa 0.006% der ausstehenden Aktien entspricht.
Die Einreichung gibt an, dass die Wertpapiere urspr眉nglich am 12/09/2020 in einer Privat眉产别谤nahme von GOHO, LLC erworben wurden (erworbene Menge aufgef眉hrt: 21,908,800 Aktien). Sie dokumentiert au脽erdem umfangreiche Verk盲ufe am offenen Markt durch Mitchell B. Goldsteen in den vergangenen drei Monaten, die bei Addition der aufgelisteten Eintr盲ge insgesamt etwa 283,618 Aktien und die in der Tabelle ausgewiesenen Bruttoerl枚se ergeben. Das Formular 144 nennt den Broker, die Erwerbsdetails und die gem盲脽 Regel 144 erforderliche Erkl盲rung des Verk盲ufers.
- Transparent disclosure of broker, acquisition history, and detailed sale-by-sale reporting
- Seller representation included that no material nonpublic adverse information is known
- Significant insider selling activity listed in the past three months totaling approximately 283,618 shares (about 0.8% of outstanding shares)
Insights
TL;DR: Small planned sale but substantial recent insider sell鈥憃ff totals ~283,618 shares (~0.8% of outstanding).
The Form 144 shows a proposed sale of 2,116 shares valued at $4,196.45 via TD Securities, a trivial slice of the 35,270,000 shares outstanding (about 0.006%). However, the disclosure table documents ~283,618 shares sold by Mitchell B. Goldsteen across many dates in the most recent three-month period, representing roughly 0.8% of outstanding shares. From a market-impact perspective, the single proposed block is immaterial, while the cumulative recent sales are more noticeable but still under 1% of shares outstanding. The filing is factual and provides the customary acquisition history needed to rely on Rule 144.
TL;DR: Filing appears compliant and transparent; repeated sales are disclosed and the seller affirms no undisclosed material information.
The Form 144 includes the broker name, acquisition origin (private acquisition from GOHO, LLC on 12/09/2020), and a representation that the seller does not possess undisclosed material adverse information. Those elements align with Rule 144 disclosure requirements. The record of frequent open鈥憁arket sales by the named seller is fully itemized in the filing, supporting regulatory transparency. No governance violations or procedural irregularities are apparent from the provided content alone.
Shimmick Corporation (SHIM) ha presentato un Form 144 indicando una proposta di vendita di 2,116 azioni ordinarie tramite TD Securities (USA) LLC per un valore di mercato complessivo di $4,196.45. La segnalazione mostra 35,270,000 azioni in circolazione, quindi la vendita prevista rappresenta circa il 0.006% delle azioni in circolazione.
Il documento indica che i titoli sono stati originariamente acquisiti il 12/09/2020 in una transazione privata da GOHO, LLC (quantit脿 acquisita riportata: 21,908,800 azioni). Riporta inoltre numerose vendite sul mercato aperto da parte di Mitchell B. Goldsteen negli ultimi tre mesi che, sommate alle voci elencate, ammontano a circa 283,618 azioni per i proventi lordi mostrati nella tabella. Il Form 144 divulga il broker, i dettagli dell'acquisizione e la dichiarazione del venditore richiesta dalla Regola 144.
Shimmick Corporation (SHIM) present贸 un Form 144 informando una venta propuesta de 2,116 acciones ordinarias a trav茅s de TD Securities (USA) LLC con un valor de mercado agregado de $4,196.45. El informe muestra 35,270,000 acciones en circulaci贸n, por lo que la venta prevista representa aproximadamente el 0.006% del total en circulaci贸n.
El documento identifica los valores como adquiridos originalmente el 12/09/2020 en una adquisici贸n privada de GOHO, LLC (cantidad adquirida indicada: 21,908,800 acciones). Tambi茅n documenta numerosas ventas en el mercado abierto realizadas por Mitchell B. Goldsteen durante los 煤ltimos tres meses que, al sumar las entradas listadas, totalizan aproximadamente 283,618 acciones por los ingresos brutos mostrados en la tabla. El Form 144 revela el corredor, los detalles de la adquisici贸n y la declaraci贸n del vendedor requerida por la Regla 144.
Shimmick Corporation (SHIM)电� 2,116欤� 氤错喌欤�毳� TD Securities (USA) LLC毳� 韱淀暣 齑� 鞁滉皜 鞎� $4,196.45搿� 毵る弰頃� 鞓堨爼鞛勳潉 氤搓碃頃樀鐢 Form 144毳� 鞝滌稖頄堨姷雼堧嫟. 鞝滌稖靹滊鞐惖鐢 氚滍枆欤检嫕靾橁皜 35,270,000欤茧 旮办灛霅橃柎 鞛堨柎 鞚措矆 毵る弰电� 鞝勳泊 氚滍枆欤检嫕鞚� 鞎� 0.006%鞐� 頃措嫻頃╇媹雼�.
靹滊电� 頃措嫻 歃濌秾鞚� 鞗愲灅 12/09/2020鞐� GOHO, LLC搿滊秬韯� 靷搿� 旆摑霅橃棃鞚岇潉 氚濏瀳氅�(旆摑 靾橂焿 旮办灛: 21,908,800欤�), 斓滉芳 3臧滌洈 霃欖晥 Mitchell B. Goldsteen鞚� 雼れ垬鞚� 鞛ル偞 毵る弰霃� 氍胳劀頇旊悩鞏� 鞛堨姷雼堧嫟. 雮橃棿霅� 頃鞚� 頃╈偘頃橂┐ 響滌棎 響滌嫓霅� 齑濎垬鞚� 旮办鞙茧 鞎� 283,618欤检棎 雼暕雼堧嫟. Form 144电� 欷戧皽鞚�, 旆摑 雮挫棴 氚� Rule 144鞐� 霐半ジ 韺愲Г鞛� 歆勳垹鞚� 瓿奠嫓頃橁碃 鞛堨姷雼堧嫟.
Shimmick Corporation (SHIM) a d茅pos茅 un Form 144 signalant une vente propos茅e de 2,116 actions ordinaires via TD Securities (USA) LLC pour une valeur marchande totale de $4,196.45. Le d茅p么t indique 35,270,000 actions en circulation ; la vente pr茅vue repr茅sente donc environ 0.006% des actions en circulation.
Le document pr茅cise que les titres ont 茅t茅 initialement acquis le 12/09/2020 lors d'une acquisition priv茅e aupr猫s de GOHO, LLC (quantit茅 acquise indiqu茅e : 21,908,800 actions). Il consigne 茅galement de nombreuses ventes sur le march茅 ouvert r茅alis茅es par Mitchell B. Goldsteen au cours des trois derniers mois qui, en additionnant les entr茅es list茅es, totalisent environ 283,618 actions pour les produits bruts figurant dans le tableau. Le Form 144 divulgue le courtier, les d茅tails de l'acquisition et la d茅claration du vendeur requise par la r猫gle 144.
Shimmick Corporation (SHIM) hat ein Formular 144 eingereicht, in dem ein geplanter Verkauf von 2,116 Stammaktien 眉产别谤 TD Securities (USA) LLC mit einem Gesamtmarktwert von $4,196.45 gemeldet wird. Die Einreichung weist 35,270,000 ausstehende Aktien aus, sodass der geplante Verkauf etwa 0.006% der ausstehenden Aktien entspricht.
Die Einreichung gibt an, dass die Wertpapiere urspr眉nglich am 12/09/2020 in einer Privat眉产别谤nahme von GOHO, LLC erworben wurden (erworbene Menge aufgef眉hrt: 21,908,800 Aktien). Sie dokumentiert au脽erdem umfangreiche Verk盲ufe am offenen Markt durch Mitchell B. Goldsteen in den vergangenen drei Monaten, die bei Addition der aufgelisteten Eintr盲ge insgesamt etwa 283,618 Aktien und die in der Tabelle ausgewiesenen Bruttoerl枚se ergeben. Das Formular 144 nennt den Broker, die Erwerbsdetails und die gem盲脽 Regel 144 erforderliche Erkl盲rung des Verk盲ufers.
FAQ
What does the Shimmick (SHIM) Form 144 report?
Who is the seller named in the SHIM Form 144?
How many Shimmick shares were sold recently by the insider?
What percentage of Shimmick outstanding shares is the proposed sale?
From whom and when were the securities originally acquired?
