AG˹ٷ

STOCK TITAN

[Form 4] Shimmick Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Mitchell B. Goldsteen, a director and 10% owner of Shimmick Corp (SHIM), reported planned dispositions of common stock under a Rule 10b5-1 sales plan. The filings show disposals totaling 25,426 shares across Aug 11-13, 2025: 15,310 shares at a weighted average price of $1.96, 2,116 shares at $1.98, and 8,000 shares at $2.10. The sales were effected pursuant to a 10b5-1 plan adopted Aug 20, 2024. Goldsteen holds the securities indirectly through GOHO, LLC and states he disclaims beneficial ownership except for any pecuniary interest; after these transactions the reported indirect holding is 21,171,413 shares. The filing discloses weighted-average price ranges and offers fuller trade breakdowns on request.

Mitchell B. Goldsteen, membro del consiglio e titolare del 10% di Shimmick Corp (SHIM), ha comunicato dismissioni pianificate di azioni ordinarie ai sensi di un piano di vendita conforme alla Rule 10b5-1. Le comunicazioni mostrano cessioni per un totale di 25.426 azioni effettuate nell'intervallo 11-13 agosto 2025: 15.310 azioni a un prezzo medio ponderato di $1,96, 2.116 azioni a $1,98 e 8.000 azioni a $2,10. Le vendite sono state eseguite in base a un piano 10b5-1 adottato il 20 agosto 2024. Goldsteen detiene i titoli indirettamente tramite GOHO, LLC e dichiara di non vantare la titolarità beneficiaria, salvo eventuali interessi pecuniari; dopo queste operazioni la partecipazione indiretta dichiarata è di 21.171.413 azioni. Il documento riporta gli intervalli dei prezzi medi ponderati e offre un dettaglio più completo delle operazioni su richiesta.

Mitchell B. Goldsteen, director y propietario del 10% de Shimmick Corp (SHIM), informó disposiciones planificadas de acciones ordinarias bajo un plan de venta conforme a la Rule 10b5-1. Los registros muestran desinversiones por un total de 25.426 acciones entre el 11 y el 13 de agosto de 2025: 15.310 acciones a un precio medio ponderado de $1,96; 2.116 acciones a $1,98; y 8.000 acciones a $2,10. Las ventas se ejecutaron en virtud de un plan 10b5-1 adoptado el 20 de agosto de 2024. Goldsteen posee los valores de forma indirecta a través de GOHO, LLC y declara renunciar a la condición de propietario beneficiario salvo por cualquier interés pecuniario; tras estas transacciones la participación indirecta comunicada es de 21.171.413 acciones. El expediente revela rangos de precio medio ponderado y ofrece un desglose más detallado de las operaciones a solicitud.

Mitchell B. Goldsteen은 Shimmick Corp (SHIM)� 이사이자 10% 지� 보유자로� Rule 10b5-1 매각 계획� 따른 보통� 처분 예정 사실� 보고했습니다. 제출서류� 따르� 2025� 8� 11일부� 13일까지 � 25,426�가 처분되었으며, 세부 내역은 가중평균가 $1.96� 15,310�, $1.98� 2,116�, $2.10� 8,000주입니다. 해당 매각은 2024� 8� 20� 채택� 10b5-1 계획� 따라 이루어졌습니�. Goldsteen은 GOHO, LLC� 통해 간접적으� 증권� 보유하고 있으� 금전� 이익� 제외하고� 실질� 소유� 부인한다고 밝혔습니�. � 거래 � 보고� 간접 보유 주식 수는 21,171,413�입니�. 제출서류� 가중평� 가� 범위� 공개하며 요청 � 거래 내역� � 상세� 제공한다� 명시하고 있습니다.

Mitchell B. Goldsteen, administrateur et propriétaire de 10 % de Shimmick Corp (SHIM), a déclaré des cessions prévues d'actions ordinaires dans le cadre d'un plan de vente Rule 10b5-1. Les dépôts montrent des cessions totalisant 25 426 actions entre le 11 et le 13 août 2025 : 15 310 actions à un prix moyen pondéré de 1,96 $, 2 116 actions à 1,98 $ et 8 000 actions à 2,10 $. Les ventes ont été effectuées conformément à un plan 10b5-1 adopté le 20 août 2024. Goldsteen détient les titres indirectement via GOHO, LLC et déclare renoncer à la qualité de bénéficiaire effectif, sauf pour tout intérêt pécuniaire ; après ces opérations, la participation indirecte déclarée s'élève à 21 171 413 actions. Le dépôt divulgue les plages de prix moyens pondérés et propose un décompte plus détaillé des transactions sur demande.

Mitchell B. Goldsteen, Direktor und 10%-Eigentümer von Shimmick Corp (SHIM), meldete geplante Veräußerungen von Stammaktien im Rahmen eines Rule-10b5-1-Verkaufsplans. Die Meldungen weisen Veräußerungen in Höhe von insgesamt 25.426 Aktien für den Zeitraum 11.�13. August 2025 aus: 15.310 Aktien zu einem gewichteten Durchschnittspreis von $1,96, 2.116 Aktien zu $1,98 und 8.000 Aktien zu $2,10. Die Verkäufe erfolgten gemäß einem am 20. August 2024 angenommenen 10b5-1-Plan. Goldsteen hält die Wertpapiere indirekt über GOHO, LLC und erklärt, dass er kein wirtschaftlicher Eigentümer sei, mit Ausnahme etwaiger pecuniärer Interessen; nach diesen Transaktionen beträgt die gemeldete indirekte Beteiligung 21.171.413 Aktien. Die Einreichung nennt Bereiche der gewichteten Durchschnittspreise und bietet auf Anfrage eine detailliertere Aufschlüsselung der Transaktionen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Planned 10b5-1 sales totaling 25,426 SHIM shares; size is small relative to the reported indirect stake, so market impact appears limited.

The Form 4 reports three dispositions under code S across Aug 11-13, 2025, totaling 25,426 shares at reported weighted-average prices of $1.96, $1.98 and $2.10 respectively. The transactions were executed pursuant to a Rule 10b5-1 plan adopted Aug 20, 2024, which typically indicates pre-scheduled sales rather than contemporaneous insider trading. The reporting person retains an indirect stake of 21,171,413 shares via GOHO, LLC. Given the absolute transaction size relative to the reported holding, these sales are likely immaterial to valuation absent additional context.

TL;DR: Use of a 10b5-1 plan demonstrates procedural compliance; continued large indirect ownership maintains alignment with shareholders.

The disclosure names Mitchell B. Goldsteen as a director and 10% owner and states the shares are owned indirectly through GOHO, LLC, of which he is sole managing member. The filing includes standard disclaimers of beneficial ownership except for pecuniary interest and notes that the sales were made under a pre-existing 10b5-1 plan. From a governance perspective, the combined facts � planned dispositions plus a substantial remaining indirect holding of 21,171,413 shares � point to routine monetization rather than a governance red flag in isolation.

Mitchell B. Goldsteen, membro del consiglio e titolare del 10% di Shimmick Corp (SHIM), ha comunicato dismissioni pianificate di azioni ordinarie ai sensi di un piano di vendita conforme alla Rule 10b5-1. Le comunicazioni mostrano cessioni per un totale di 25.426 azioni effettuate nell'intervallo 11-13 agosto 2025: 15.310 azioni a un prezzo medio ponderato di $1,96, 2.116 azioni a $1,98 e 8.000 azioni a $2,10. Le vendite sono state eseguite in base a un piano 10b5-1 adottato il 20 agosto 2024. Goldsteen detiene i titoli indirettamente tramite GOHO, LLC e dichiara di non vantare la titolarità beneficiaria, salvo eventuali interessi pecuniari; dopo queste operazioni la partecipazione indiretta dichiarata è di 21.171.413 azioni. Il documento riporta gli intervalli dei prezzi medi ponderati e offre un dettaglio più completo delle operazioni su richiesta.

Mitchell B. Goldsteen, director y propietario del 10% de Shimmick Corp (SHIM), informó disposiciones planificadas de acciones ordinarias bajo un plan de venta conforme a la Rule 10b5-1. Los registros muestran desinversiones por un total de 25.426 acciones entre el 11 y el 13 de agosto de 2025: 15.310 acciones a un precio medio ponderado de $1,96; 2.116 acciones a $1,98; y 8.000 acciones a $2,10. Las ventas se ejecutaron en virtud de un plan 10b5-1 adoptado el 20 de agosto de 2024. Goldsteen posee los valores de forma indirecta a través de GOHO, LLC y declara renunciar a la condición de propietario beneficiario salvo por cualquier interés pecuniario; tras estas transacciones la participación indirecta comunicada es de 21.171.413 acciones. El expediente revela rangos de precio medio ponderado y ofrece un desglose más detallado de las operaciones a solicitud.

Mitchell B. Goldsteen은 Shimmick Corp (SHIM)� 이사이자 10% 지� 보유자로� Rule 10b5-1 매각 계획� 따른 보통� 처분 예정 사실� 보고했습니다. 제출서류� 따르� 2025� 8� 11일부� 13일까지 � 25,426�가 처분되었으며, 세부 내역은 가중평균가 $1.96� 15,310�, $1.98� 2,116�, $2.10� 8,000주입니다. 해당 매각은 2024� 8� 20� 채택� 10b5-1 계획� 따라 이루어졌습니�. Goldsteen은 GOHO, LLC� 통해 간접적으� 증권� 보유하고 있으� 금전� 이익� 제외하고� 실질� 소유� 부인한다고 밝혔습니�. � 거래 � 보고� 간접 보유 주식 수는 21,171,413�입니�. 제출서류� 가중평� 가� 범위� 공개하며 요청 � 거래 내역� � 상세� 제공한다� 명시하고 있습니다.

Mitchell B. Goldsteen, administrateur et propriétaire de 10 % de Shimmick Corp (SHIM), a déclaré des cessions prévues d'actions ordinaires dans le cadre d'un plan de vente Rule 10b5-1. Les dépôts montrent des cessions totalisant 25 426 actions entre le 11 et le 13 août 2025 : 15 310 actions à un prix moyen pondéré de 1,96 $, 2 116 actions à 1,98 $ et 8 000 actions à 2,10 $. Les ventes ont été effectuées conformément à un plan 10b5-1 adopté le 20 août 2024. Goldsteen détient les titres indirectement via GOHO, LLC et déclare renoncer à la qualité de bénéficiaire effectif, sauf pour tout intérêt pécuniaire ; après ces opérations, la participation indirecte déclarée s'élève à 21 171 413 actions. Le dépôt divulgue les plages de prix moyens pondérés et propose un décompte plus détaillé des transactions sur demande.

Mitchell B. Goldsteen, Direktor und 10%-Eigentümer von Shimmick Corp (SHIM), meldete geplante Veräußerungen von Stammaktien im Rahmen eines Rule-10b5-1-Verkaufsplans. Die Meldungen weisen Veräußerungen in Höhe von insgesamt 25.426 Aktien für den Zeitraum 11.�13. August 2025 aus: 15.310 Aktien zu einem gewichteten Durchschnittspreis von $1,96, 2.116 Aktien zu $1,98 und 8.000 Aktien zu $2,10. Die Verkäufe erfolgten gemäß einem am 20. August 2024 angenommenen 10b5-1-Plan. Goldsteen hält die Wertpapiere indirekt über GOHO, LLC und erklärt, dass er kein wirtschaftlicher Eigentümer sei, mit Ausnahme etwaiger pecuniärer Interessen; nach diesen Transaktionen beträgt die gemeldete indirekte Beteiligung 21.171.413 Aktien. Die Einreichung nennt Bereiche der gewichteten Durchschnittspreise und bietet auf Anfrage eine detailliertere Aufschlüsselung der Transaktionen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Goldsteen Mitchell B.

(Last) (First) (Middle)
C/O SHIMMICK CORPORATION
530 TECHNOLOGY DRIVE, SUITE 300

(Street)
IRVINE CA 92618

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Shimmick Corp [ SHIM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 08/11/2025 08/11/2025 S(1) 15,310 D $1.96(2) 21,181,529 I By GOHO, LLC(3)
Common Stock, par value $0.01 per share 08/12/2025 08/12/2025 S(1) 2,116 D $1.98(4) 21,179,413 I By GOHO, LLC(3)
Common Stock, par value $0.01 per share 08/13/2025 08/13/2025 S(1) 8,000 D $2.1(5) 21,171,413 I By GOHO, LLC(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 20, 2024.
2. The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.90 to $2.02, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
3. The reporting person owns the securities indirectly through GOHO, LLC, of which Mr. Goldsteen is the sole managing member. Mr. Goldsteen disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.
4. The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.94 to $2.01, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
5. The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.94 to $2.17, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
/s/ John Carpenter, Power of Attorney for Mitchell B. Goldsteen 08/13/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Mitchell Goldsteen disclose in the Form 4 for SHIM?

He disclosed dispositions of 25,426 SHIM shares across Aug 11-13, 2025 executed under a Rule 10b5-1 sales plan.

How many shares were sold and at what reported prices?

The filing reports 15,310 shares at a weighted average of $1.96 (Aug 11), 2,116 shares at $1.98 (Aug 12), and 8,000 shares at $2.10 (Aug 13).

Did the filing state the sales were pre-planned under a 10b5-1 plan?

Yes. The Form 4 states the sales were effected pursuant to a Rule 10b5-1 sales plan adopted on Aug 20, 2024.

How does Goldsteen hold the shares and how many remain?

Goldsteen holds the securities indirectly through GOHO, LLC and the reported indirect beneficial ownership after these transactions is 21,171,413 shares.

Who signed the Form 4 filing on behalf of the reporting person?

The form is signed by John Carpenter as Power of Attorney for Mitchell B. Goldsteen.
SHIMMICK CORPORATION

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69.49M
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Engineering & Construction
Heavy Construction Other Than Bldg Const - Contractors
United States
IRVINE