[144] Upstart Holdings, Inc. Common stock SEC Filing
Upstart Holdings, Inc. (UPST) filing a Form 144 notifies a proposed sale of 6,714 common shares with an aggregate market value of $410,359, to be executed through Charles Schwab on 08/20/2025. The filing shows these shares were acquired the same day as a restricted stock lapse and are tied to equity compensation. The issuer has 96,217,742 shares outstanding. The filing also lists recent sales by the same account totaling 33,115 shares sold across seven transactions in May鈥揂ugust 2025 for combined gross proceeds of $2,056,726. The filer certifies no undisclosed material adverse information.
Upstart Holdings, Inc. (UPST) ha presentato un modulo 144 per notificare la proposta vendita di 6.714 azioni ordinarie per un valore complessivo di $410.359, che verranno eseguite tramite Charles Schwab il 20/08/2025. La comunicazione indica che queste azioni sono state acquisite lo stesso giorno della scadenza di azioni vincolate e sono connesse a compensi in azioni. L'emittente ha in circolazione 96.217.742 azioni. Il modulo riporta inoltre vendite recenti effettuate dallo stesso conto per un totale di 33.115 azioni vendute in sette operazioni tra maggio e agosto 2025, per proventi lordi complessivi di $2.056.726. Il dichiarante certifica l'assenza di informazioni materialmente sfavorevoli non divulgate.
Upstart Holdings, Inc. (UPST) present贸 un Formulario 144 para notificar la propuesta venta de 6.714 acciones ordinarias por un valor agregado de $410.359, que se realizar谩 a trav茅s de Charles Schwab el 20/08/2025. La presentaci贸n indica que estas acciones se adquirieron el mismo d铆a de un vencimiento de acciones restringidas y est谩n vinculadas a compensaci贸n en acciones. El emisor tiene 96.217.742 acciones en circulaci贸n. El formulario tambi茅n lista ventas recientes desde la misma cuenta por un total de 33.115 acciones vendidas en siete transacciones entre mayo y agosto de 2025, por unos ingresos brutos combinados de $2.056.726. El declarante certifica que no existe informaci贸n adversa material no divulgada.
Upstart Holdings, Inc. (UPST)电� 6,714欤检潣 氤错喌欤茧ゼ 齑濎暋 $410,359鞐� 毵る弰頃� 鞓堨爼鞛勳潉 瓿奠嫓頃樀鐢 Form 144毳� 鞝滌稖頄堨溂氅�, 頃措嫻 瓯半灅电� 2025-08-20鞐� Charles Schwab鞚� 韱淀暣 鞚措（鞏挫 鞓堨爼鞛呺媹雼�. 鞝滌稖靹滌棎 霐半ゴ氅� 鞚� 欤检嫕霌れ潃 鞝滍暅欤� 頃挫牅臧� 氚滌儩頃� 雼轨澕鞐� 旆摑霅橃棃鞙茧┌ 欤检嫕 氤挫儊瓿� 甏�霠悩鞏� 鞛堨姷雼堧嫟. 氚滍枆欤检嫕靾樀鐢 96,217,742欤检瀰雼堧嫟. 霕愴暅 臧欖潃 瓿勳鞐愳劀 2025雲� 5鞗攡8鞗旍棎 瓯胳硱 7瓯挫潣 瓯半灅搿� 齑� 33,115欤茧ゼ 毵る弰頃橃棳 齑� 毵れ稖鞎� $2,056,726鞚� 旮半頃� 斓滉芳 毵る弰 雮挫棴霃� 旮办灛霅橃柎 鞛堨姷雼堧嫟. 鞁犼碃鞚胳潃 瓿店皽霅橃 鞎婌潃 欷戨寑頃� 攵堧Μ頃� 鞝曤炒臧� 鞐嗢潓鞚� 鞚胳頄堨姷雼堧嫟.
Upstart Holdings, Inc. (UPST) a d茅pos茅 un formulaire 144 pour notifier la vente projet茅e de 6 714 actions ordinaires pour une valeur agr茅g茅e de $410 359, qui sera ex茅cut茅e via Charles Schwab le 20/08/2025. Le d茅p么t indique que ces actions ont 茅t茅 acquises le m锚me jour qu'une lev茅e d'actions restreintes et sont li茅es 脿 une r茅mun茅ration en actions. L'茅metteur a 96 217 742 actions en circulation. Le formulaire mentionne 茅galement des ventes r茅centes par le m锚me compte totalisant 33 115 actions vendues en sept transactions entre mai et ao没t 2025, pour un produit brut combin茅 de $2 056 726. Le d茅clarant certifie l'absence d'informations d茅favorables mat茅rielles non divulgu茅es.
Upstart Holdings, Inc. (UPST) hat ein Formular 144 eingereicht, das den geplanten Verkauf von 6.714 Stammaktien mit einem Gesamtmarktwert von $410.359 ank眉ndigt, der 眉ber Charles Schwab am 20.08.2025 abgewickelt werden soll. Die Einreichung besagt, dass diese Aktien am selben Tag im Zusammenhang mit dem Ablauf eingeschr盲nkter Aktien erworben wurden und Teil von 础办迟颈别苍惫别谤驳眉迟耻苍驳 sind. Der Emittent hat 96.217.742 ausstehende Aktien. Das Formular listet au脽erdem j眉ngste Verk盲ufe desselben Kontos auf, insgesamt 33.115 Aktien in sieben Transaktionen von Mai bis August 2025 mit Bruttoerl枚sen von $2.056.726. Der Einreicher best盲tigt, dass keine nicht offengelegten wesentlichen nachteiligen Informationen vorliegen.
- Full disclosure of broker, sale date, and acquisition details consistent with Rule 144 requirements
- Shares originated from equity compensation, indicating vesting rather than third-party transfer
- Insider sales totaling $2,056,726 over the past three months could be perceived negatively by some investors
- Sale reduces insider ownership, albeit by a small amount relative to total shares outstanding
Insights
TL;DR: Routine insider disposition from equity compensation; transaction size is small relative to outstanding shares.
The proposed sale of 6,714 shares valued at $410,359 represents a minor liquidity event for the insider and for the company given the 96.2 million shares outstanding. The shares were acquired by restricted stock lapse and flagged as equity compensation, indicating compensation vesting rather than third-party transfer. Recent aggregated insider sales of 33,115 shares for $2.06M over the past three months provide context that this filing continues a pattern of scheduled or opportunistic sales rather than a single large divestiture.
TL;DR: Disclosure is standard and complies with Rule 144 mechanics; certifications mitigate disclosure risk.
The Form 144 discloses the broker, sale date, and the nature of acquisition as a restricted stock lapse, which aligns with typical post-vesting sale notifications. The filer鈥檚 representation that no material non-public information exists is required and present. From a governance perspective, the filing signals normal executive/shareholder monetization of vested equity rather than an event implying operational or governance concerns.
Upstart Holdings, Inc. (UPST) ha presentato un modulo 144 per notificare la proposta vendita di 6.714 azioni ordinarie per un valore complessivo di $410.359, che verranno eseguite tramite Charles Schwab il 20/08/2025. La comunicazione indica che queste azioni sono state acquisite lo stesso giorno della scadenza di azioni vincolate e sono connesse a compensi in azioni. L'emittente ha in circolazione 96.217.742 azioni. Il modulo riporta inoltre vendite recenti effettuate dallo stesso conto per un totale di 33.115 azioni vendute in sette operazioni tra maggio e agosto 2025, per proventi lordi complessivi di $2.056.726. Il dichiarante certifica l'assenza di informazioni materialmente sfavorevoli non divulgate.
Upstart Holdings, Inc. (UPST) present贸 un Formulario 144 para notificar la propuesta venta de 6.714 acciones ordinarias por un valor agregado de $410.359, que se realizar谩 a trav茅s de Charles Schwab el 20/08/2025. La presentaci贸n indica que estas acciones se adquirieron el mismo d铆a de un vencimiento de acciones restringidas y est谩n vinculadas a compensaci贸n en acciones. El emisor tiene 96.217.742 acciones en circulaci贸n. El formulario tambi茅n lista ventas recientes desde la misma cuenta por un total de 33.115 acciones vendidas en siete transacciones entre mayo y agosto de 2025, por unos ingresos brutos combinados de $2.056.726. El declarante certifica que no existe informaci贸n adversa material no divulgada.
Upstart Holdings, Inc. (UPST)电� 6,714欤检潣 氤错喌欤茧ゼ 齑濎暋 $410,359鞐� 毵る弰頃� 鞓堨爼鞛勳潉 瓿奠嫓頃樀鐢 Form 144毳� 鞝滌稖頄堨溂氅�, 頃措嫻 瓯半灅电� 2025-08-20鞐� Charles Schwab鞚� 韱淀暣 鞚措（鞏挫 鞓堨爼鞛呺媹雼�. 鞝滌稖靹滌棎 霐半ゴ氅� 鞚� 欤检嫕霌れ潃 鞝滍暅欤� 頃挫牅臧� 氚滌儩頃� 雼轨澕鞐� 旆摑霅橃棃鞙茧┌ 欤检嫕 氤挫儊瓿� 甏�霠悩鞏� 鞛堨姷雼堧嫟. 氚滍枆欤检嫕靾樀鐢 96,217,742欤检瀰雼堧嫟. 霕愴暅 臧欖潃 瓿勳鞐愳劀 2025雲� 5鞗攡8鞗旍棎 瓯胳硱 7瓯挫潣 瓯半灅搿� 齑� 33,115欤茧ゼ 毵る弰頃橃棳 齑� 毵れ稖鞎� $2,056,726鞚� 旮半頃� 斓滉芳 毵る弰 雮挫棴霃� 旮办灛霅橃柎 鞛堨姷雼堧嫟. 鞁犼碃鞚胳潃 瓿店皽霅橃 鞎婌潃 欷戨寑頃� 攵堧Μ頃� 鞝曤炒臧� 鞐嗢潓鞚� 鞚胳頄堨姷雼堧嫟.
Upstart Holdings, Inc. (UPST) a d茅pos茅 un formulaire 144 pour notifier la vente projet茅e de 6 714 actions ordinaires pour une valeur agr茅g茅e de $410 359, qui sera ex茅cut茅e via Charles Schwab le 20/08/2025. Le d茅p么t indique que ces actions ont 茅t茅 acquises le m锚me jour qu'une lev茅e d'actions restreintes et sont li茅es 脿 une r茅mun茅ration en actions. L'茅metteur a 96 217 742 actions en circulation. Le formulaire mentionne 茅galement des ventes r茅centes par le m锚me compte totalisant 33 115 actions vendues en sept transactions entre mai et ao没t 2025, pour un produit brut combin茅 de $2 056 726. Le d茅clarant certifie l'absence d'informations d茅favorables mat茅rielles non divulgu茅es.
Upstart Holdings, Inc. (UPST) hat ein Formular 144 eingereicht, das den geplanten Verkauf von 6.714 Stammaktien mit einem Gesamtmarktwert von $410.359 ank眉ndigt, der 眉ber Charles Schwab am 20.08.2025 abgewickelt werden soll. Die Einreichung besagt, dass diese Aktien am selben Tag im Zusammenhang mit dem Ablauf eingeschr盲nkter Aktien erworben wurden und Teil von 础办迟颈别苍惫别谤驳眉迟耻苍驳 sind. Der Emittent hat 96.217.742 ausstehende Aktien. Das Formular listet au脽erdem j眉ngste Verk盲ufe desselben Kontos auf, insgesamt 33.115 Aktien in sieben Transaktionen von Mai bis August 2025 mit Bruttoerl枚sen von $2.056.726. Der Einreicher best盲tigt, dass keine nicht offengelegten wesentlichen nachteiligen Informationen vorliegen.
FAQ
What shares is UPST proposing to sell under this Form 144?
When is the proposed sale date for the UPST shares?
How were the 6,714 UPST shares acquired?
Who is the broker handling the proposed UPST sale?
What insider sales by the same account occurred in the past three months?
