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STOCK TITAN

[Form 4] Western Alliance Bancorporation Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

FrontView REIT (FVR) has filed an amended Form 3 (Form 3/A) dated 25 Jul 2025, updating the equity disclosure for Chief Accounting Officer Sean Fukumura. The amendment corrects the vesting schedule of 3,356 time-based restricted stock units (RSUs) previously reported on 16 May 2025. Granted under the company’s 2024 Omnibus Equity & Incentive Plan, the RSUs convert 1-for-1 into common shares and will vest in full on 31 Mar 2026, subject to continued employment. All shares are held directly; no options or indirect holdings are listed. The filing is administrative in nature and does not alter total share count, cash flows, or guidance.

FrontView REIT (FVR) ha presentato un modulo 3 modificato (Form 3/A) datato 25 luglio 2025, aggiornando la comunicazione delle partecipazioni azionarie per il Chief Accounting Officer Sean Fukumura. La modifica corregge il calendario di maturazione di 3.356 unità azionarie ristrette basate sul tempo (RSU) precedentemente segnalate il 16 maggio 2025. Concesse nell’ambito del Piano Omnibus di Azioni e Incentivi 2024 della società, le RSU si convertono 1 a 1 in azioni ordinarie e matureranno completamente il 31 marzo 2026, subordinatamente alla continuazione del rapporto di lavoro. Tutte le azioni sono detenute direttamente; non sono riportate opzioni o partecipazioni indirette. La comunicazione ha natura amministrativa e non modifica il numero totale di azioni, i flussi di cassa o le previsioni.

FrontView REIT (FVR) ha presentado un Formulario 3 enmendado (Form 3/A) fechado el 25 de julio de 2025, actualizando la declaración de acciones del Chief Accounting Officer Sean Fukumura. La enmienda corrige el calendario de adquisición de 3,356 unidades restringidas de acciones basadas en tiempo (RSUs) reportadas previamente el 16 de mayo de 2025. Otorgadas bajo el Plan Omnibus de Acciones e Incentivos 2024 de la empresa, las RSUs se convierten 1 a 1 en acciones comunes y se consolidarán por completo el 31 de marzo de 2026, sujeto a la continuidad laboral. Todas las acciones se mantienen de forma directa; no se listan opciones ni participaciones indirectas. La presentación es de carácter administrativo y no altera el recuento total de acciones, los flujos de efectivo ni las proyecciones.

FrontView REIT(FVR)� 2025� 7� 25일자 수정� Form 3(Form 3/A)� 제출했습니다, 최고회계책임�(Chief Accounting Officer) Sean Fukumura� 지� 공시� 업데이트했습니다. 이번 수정은 2025� 5� 16일에 보고� 3,356개의 시간 기반 제한 주식 단위(RSU)� 권리 취득 일정(vesting schedule)� 바로잡은 것입니다. 회사� 2024� 종합 주식 � 인센티브 계획 하에 부여된 RSU� 1대1� 보통주로 전환되며 2026� 3� 31일에 전액 권리 취득되며, 계속 근무 조건� 붙습니다. 모든 주식은 직접 보유 중이�, 옵션이나 간접 보유� 없습니다. 이번 제출은 행정� 성격이며 � 주식 �, 현금 흐름 또는 가이던스에� 변동이 없습니다.

FrontView REIT (FVR) a déposé un formulaire 3 modifié (Form 3/A) daté du 25 juillet 2025, mettant à jour la déclaration d’actions pour le Chief Accounting Officer Sean Fukumura. L’amendement corrige le calendrier d’acquisition de 3 356 unités d’actions restreintes basées sur le temps (RSU) précédemment signalées le 16 mai 2025. Accordées dans le cadre du Plan Omnibus d’Actions et d’Incentives 2024 de la société, les RSU se convertissent à raison de 1 pour 1 en actions ordinaires et seront entièrement acquises le 31 mars 2026, sous réserve de la poursuite de l’emploi. Toutes les actions sont détenues directement ; aucune option ni participation indirecte n’est mentionnée. Le dépôt est de nature administrative et n’altère ni le nombre total d’actions, ni les flux de trésorerie, ni les prévisions.

FrontView REIT (FVR) hat ein geändertes Formular 3 (Form 3/A) vom 25. Juli 2025 eingereicht, das die Aktienoffenlegung für den Chief Accounting Officer Sean Fukumura aktualisiert. Die Änderung korrigiert den Vesting-Zeitplan von 3.356 zeitbasierten Restricted Stock Units (RSUs), die zuvor am 16. Mai 2025 gemeldet wurden. Die RSUs wurden im Rahmen des Omnibus-Aktien- und Anreizplans 2024 des Unternehmens gewährt, wandeln sich 1:1 in Stammaktien um und werden vollständig am 31. März 2026 vesten, vorbehaltlich einer fortgesetzten Beschäftigung. Alle Aktien werden direkt gehalten; Optionen oder indirekte Beteiligungen sind nicht aufgeführt. Die Einreichung ist administrativer Natur und ändert weder die Gesamtzahl der Aktien, den Cashflow noch die Prognose.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine insider filing; negligible market impact.

The amendment merely clarifies vesting terms for 3,356 RSUs—an immaterial portion of FrontView’s equity base. No new share grants, sales, or purchases were disclosed, so dilution risk and signaling effects are minimal. Investors may take mild comfort that the CAO’s compensation remains equity-linked, but the volume is too small to influence valuation models or trading decisions.

TL;DR: Compliance update, governance standards maintained.

By amending its Form 3 to correct vesting information, FrontView demonstrates adherence to Section 16 reporting requirements. Timely correction reduces regulatory risk and promotes transparency. The single-tranche vesting on 31 Mar 2026 aligns executive incentives with medium-term performance horizons, but the stake is not large enough to meaningfully shift governance dynamics.

FrontView REIT (FVR) ha presentato un modulo 3 modificato (Form 3/A) datato 25 luglio 2025, aggiornando la comunicazione delle partecipazioni azionarie per il Chief Accounting Officer Sean Fukumura. La modifica corregge il calendario di maturazione di 3.356 unità azionarie ristrette basate sul tempo (RSU) precedentemente segnalate il 16 maggio 2025. Concesse nell’ambito del Piano Omnibus di Azioni e Incentivi 2024 della società, le RSU si convertono 1 a 1 in azioni ordinarie e matureranno completamente il 31 marzo 2026, subordinatamente alla continuazione del rapporto di lavoro. Tutte le azioni sono detenute direttamente; non sono riportate opzioni o partecipazioni indirette. La comunicazione ha natura amministrativa e non modifica il numero totale di azioni, i flussi di cassa o le previsioni.

FrontView REIT (FVR) ha presentado un Formulario 3 enmendado (Form 3/A) fechado el 25 de julio de 2025, actualizando la declaración de acciones del Chief Accounting Officer Sean Fukumura. La enmienda corrige el calendario de adquisición de 3,356 unidades restringidas de acciones basadas en tiempo (RSUs) reportadas previamente el 16 de mayo de 2025. Otorgadas bajo el Plan Omnibus de Acciones e Incentivos 2024 de la empresa, las RSUs se convierten 1 a 1 en acciones comunes y se consolidarán por completo el 31 de marzo de 2026, sujeto a la continuidad laboral. Todas las acciones se mantienen de forma directa; no se listan opciones ni participaciones indirectas. La presentación es de carácter administrativo y no altera el recuento total de acciones, los flujos de efectivo ni las proyecciones.

FrontView REIT(FVR)� 2025� 7� 25일자 수정� Form 3(Form 3/A)� 제출했습니다, 최고회계책임�(Chief Accounting Officer) Sean Fukumura� 지� 공시� 업데이트했습니다. 이번 수정은 2025� 5� 16일에 보고� 3,356개의 시간 기반 제한 주식 단위(RSU)� 권리 취득 일정(vesting schedule)� 바로잡은 것입니다. 회사� 2024� 종합 주식 � 인센티브 계획 하에 부여된 RSU� 1대1� 보통주로 전환되며 2026� 3� 31일에 전액 권리 취득되며, 계속 근무 조건� 붙습니다. 모든 주식은 직접 보유 중이�, 옵션이나 간접 보유� 없습니다. 이번 제출은 행정� 성격이며 � 주식 �, 현금 흐름 또는 가이던스에� 변동이 없습니다.

FrontView REIT (FVR) a déposé un formulaire 3 modifié (Form 3/A) daté du 25 juillet 2025, mettant à jour la déclaration d’actions pour le Chief Accounting Officer Sean Fukumura. L’amendement corrige le calendrier d’acquisition de 3 356 unités d’actions restreintes basées sur le temps (RSU) précédemment signalées le 16 mai 2025. Accordées dans le cadre du Plan Omnibus d’Actions et d’Incentives 2024 de la société, les RSU se convertissent à raison de 1 pour 1 en actions ordinaires et seront entièrement acquises le 31 mars 2026, sous réserve de la poursuite de l’emploi. Toutes les actions sont détenues directement ; aucune option ni participation indirecte n’est mentionnée. Le dépôt est de nature administrative et n’altère ni le nombre total d’actions, ni les flux de trésorerie, ni les prévisions.

FrontView REIT (FVR) hat ein geändertes Formular 3 (Form 3/A) vom 25. Juli 2025 eingereicht, das die Aktienoffenlegung für den Chief Accounting Officer Sean Fukumura aktualisiert. Die Änderung korrigiert den Vesting-Zeitplan von 3.356 zeitbasierten Restricted Stock Units (RSUs), die zuvor am 16. Mai 2025 gemeldet wurden. Die RSUs wurden im Rahmen des Omnibus-Aktien- und Anreizplans 2024 des Unternehmens gewährt, wandeln sich 1:1 in Stammaktien um und werden vollständig am 31. März 2026 vesten, vorbehaltlich einer fortgesetzten Beschäftigung. Alle Aktien werden direkt gehalten; Optionen oder indirekte Beteiligungen sind nicht aufgeführt. Die Einreichung ist administrativer Natur und ändert weder die Gesamtzahl der Aktien, den Cashflow noch die Prognose.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Bruckner Tim R

(Last) (First) (Middle)
ONE E WASHINGTON ST., SUITE 1400

(Street)
PHOENIX AZ 85004

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WESTERN ALLIANCE BANCORPORATION [ WAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CBO for Regional Banking
3. Date of Earliest Transaction (Month/Day/Year)
07/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/24/2025 S 2,500 D $83.91 24,759 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Cash Settled Restricted Stock Units (1) (2) (2) Common Stock 3,009 3,009 D
Cash Settled Restricted Stock Units (1) (3) (3) Common Stock 3,563 3,563 D
Restricted Stock Units (4) (5) (5) Common Stock 11,049 11,049(6) D
Explanation of Responses:
1. Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.
2. These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.
3. These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.
4. Each restricted stock unit represents a contingent right to receive one share of WAL common stock.
5. The restricted stock units are payable upon the Reporting Person's Qualified Retirement from the Company as described in the Plan documents.
6. The number of restricted stock units beneficially owned by the reporting person following the transaction includes the reinvestment of WAL's quarterly dividends, which resulted in an additional 56 restricted stock units.
Remarks:
/s/Jessica Jarvi (Attorney-in-fact) 07/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does FrontView REIT’s (FVR) Form 3/A filed on July 25 2025 disclose?

It updates the vesting information for 3,356 RSUs held by Chief Accounting Officer Sean Fukumura.

How many restricted stock units does CAO Sean Fukumura own in FVR?

The filing reports ownership of 3,356 time-based RSUs, convertible 1-for-1 into common stock.

When will the reported RSUs for FVR vest?

All 3,356 RSUs vest on March 31, 2026, provided the executive remains employed.

Why was the Form 3 amended?

The amendment solely corrects the vesting schedule; no share amounts or ownership forms changed.

Does the filing indicate direct or indirect ownership?

All RSUs are reported as direct ownership (D) by the executive.

Will this Form 3/A affect FrontView REIT’s outstanding share count?

No. The amendment is informational and does not change the company’s share count or financials.
Western Alliance

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