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[Form 4] Truist Financial Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Truist Financial (TFC) 鈥� Form 4 insider filing

Chairman & CEO William H. Rogers Jr. reported an internal re-classification of ownership on 25 Jul 2025. A 2023 grantor-retained annuity trust (GRAT) distributed 68,700 common shares to Rogers, shifting them from indirect to direct beneficial ownership. After the transfer he holds 827,579.644 shares directly and retains indirect exposure to roughly 379,000 additional shares through other GRATs, a 401(k) plan (unit-based, 13,219.514 share equivalents) and family trusts.

No open-market purchase or sale occurred; the filing reflects estate-planning mechanics rather than a valuation call. Derivative positions remain unchanged at 84,913 restricted stock units (vesting in equal thirds on 15 Mar 2027-2029) and 3,267.285 phantom stock units under the non-qualified plan. Because total economic exposure is unchanged and no cash consideration was involved, the disclosure is operationally neutral for investors.

Truist Financial (TFC) 鈥� Comunicazione interna Form 4

Il Presidente e CEO William H. Rogers Jr. ha segnalato una riclassificazione interna della propriet脿 il 25 luglio 2025. Un trust annuo con riserva del concedente (GRAT) del 2023 ha distribuito 68.700 azioni ordinarie a Rogers, trasferendole da una propriet脿 indiretta a una diretta. Dopo il trasferimento, detiene 827.579,644 azioni direttamente e mantiene un鈥檈sposizione indiretta a circa 379.000 azioni aggiuntive tramite altri GRAT, un piano 401(k) (basato su unit脿, equivalenti a 13.219,514 azioni) e trust familiari.

Non si 猫 verificato alcun acquisto o vendita sul mercato aperto; la comunicazione riflette meccanismi di pianificazione patrimoniale piuttosto che una decisione di valutazione. Le posizioni derivanti rimangono invariate con 84.913 unit脿 azionarie vincolate (con maturazione in tre tranche uguali dal 15 marzo 2027 al 2029) e 3.267,285 unit脿 azionarie fantasma sotto il piano non qualificato. Poich茅 l鈥檈sposizione economica totale non 猫 cambiata e non 猫 stato coinvolto denaro, la comunicazione risulta neutra dal punto di vista operativo per gli investitori.

Truist Financial (TFC) 鈥� Presentaci贸n interna Formulario 4

El presidente y CEO William H. Rogers Jr. report贸 una reclasificaci贸n interna de propiedad el 25 de julio de 2025. Un fideicomiso de anualidad retenida por el otorgante (GRAT) de 2023 distribuy贸 68,700 acciones comunes a Rogers, traslad谩ndolas de propiedad indirecta a directa. Tras la transferencia, posee 827,579.644 acciones directamente y mantiene una exposici贸n indirecta a aproximadamente 379,000 acciones adicionales a trav茅s de otros GRAT, un plan 401(k) (basado en unidades, equivalentes a 13,219.514 acciones) y fideicomisos familiares.

No se realiz贸 ninguna compra o venta en el mercado abierto; la presentaci贸n refleja mecanismos de planificaci贸n patrimonial m谩s que una decisi贸n de valoraci贸n. Las posiciones derivadas permanecen sin cambios con 84,913 unidades restringidas de acciones (con vesting en tercios iguales del 15 de marzo de 2027 a 2029) y 3,267.285 unidades de acciones fantasma bajo el plan no calificado. Debido a que la exposici贸n econ贸mica total no cambi贸 y no hubo consideraci贸n en efectivo, la divulgaci贸n es operacionalmente neutral para los inversores.

Truist Financial (TFC) 鈥� 雮措秬鞛� 鞁犼碃靹� Form 4

須岇灔 瓴� CEO William H. Rogers Jr.臧� 2025雲� 7鞗� 25鞚� 雮措秬 靻岇湢甓� 鞛秳毳橂ゼ 氤搓碃頄堨姷雼堧嫟. 2023雲� 靹れ爼霅� 歃濎棳鞛� 氤挫湢 鞐瓣笀 鞁犿儊(GRAT)鞚� 68,700 氤错喌欤�毳� Rogers鞐愱矊 攵勲鞍頃橃棳 臧勳爲 靻岇湢鞐愳劀 歆侅爲 靻岇湢搿� 鞝勴櫂頄堨姷雼堧嫟. 鞚挫爠 頉� 攴鸽姅 827,579.644欤茧ゼ 歆侅爲 氤挫湢

瓿店皽 鞁滌灔鞐愳劀 毵るГ電� 鞐嗢棃鞙茧┌, 鞚措矆 鞁犼碃電� 臧�旃� 韽夑皜臧� 鞎勲媽 靸侅啀 瓿勴殟 鞝堨皑毳� 氚橃榿頃╇媹雼�. 韺岇儩 韽靺橃潃 84,913 鞝滍暅 欤检嫕 雼渼(2027雲� 3鞗� 15鞚茧秬韯� 2029雲勱箤歆� 3霌彪秳頃橃棳 氩犾姢韺�)鞕� 3,267.285 韺厐 欤检嫕 雼渼臧� 牍勱车鞁� 瓿勴殟 頃橃棎 氤�霃� 鞐嗢澊 鞙犾霅╇媹雼�. 齑� 瓴届牅鞝� 雲胳稖鞚� 氤�頃橃 鞎婈碃 順勱笀 瓯半灅臧� 鞐嗢溂氙�搿�, 鞚措矆 瓿奠嫓電� 韴瀽鞛愳棎瓴� 鞖挫榿靸� 欷戨鞝侅瀰雼堧嫟.

Truist Financial (TFC) 鈥� D茅claration interne Formulaire 4

Le pr茅sident-directeur g茅n茅ral William H. Rogers Jr. a signal茅 une reclassification interne de la propri茅t茅 le 25 juillet 2025. Un trust de rente retenue par le donateur (GRAT) de 2023 a distribu茅 68 700 actions ordinaires 脿 Rogers, les transf茅rant d鈥檜ne propri茅t茅 indirecte 脿 une propri茅t茅 directe. Apr猫s ce transfert, il d茅tient 827 579,644 actions directement et conserve une exposition indirecte 脿 environ 379 000 actions suppl茅mentaires via d鈥檃utres GRAT, un plan 401(k) (bas茅 sur des unit茅s, 茅quivalant 脿 13 219,514 actions) et des trusts familiaux.

Aucun achat ou vente sur le march茅 libre n鈥檃 eu lieu ; la d茅claration refl猫te des m茅canismes de planification successorale plut么t qu鈥檜ne d茅cision de valorisation. Les positions d茅riv茅es restent inchang茅es avec 84 913 unit茅s d鈥檃ctions restreintes (acquisition par tiers 茅gaux les 15 mars 2027 脿 2029) et 3 267,285 unit茅s d鈥檃ctions fant么mes dans le cadre du plan non qualifi茅. 脡tant donn茅 que l鈥檈xposition 茅conomique totale reste inchang茅e et qu鈥檃ucune contrepartie financi猫re n鈥檈st intervenue, cette divulgation est neutre op茅rationnellement pour les investisseurs.

Truist Financial (TFC) 鈥� Insider-Meldung Form 4

Vorsitzender und CEO William H. Rogers Jr. meldete am 25. Juli 2025 eine interne Umklassifizierung des Eigentums. Ein 2023 eingerichteter Grantor-Retained Annuity Trust (GRAT) verteilte 68.700 Stammaktien an Rogers und verschob diese von indirektem zu direktem wirtschaftlichem Eigentum. Nach der 脺bertragung h盲lt er 827.579,644 Aktien direkt und beh盲lt eine indirekte Beteiligung an etwa 379.000 weiteren Aktien 眉ber andere GRATs, einen 401(k)-Plan (einheitenbasiert, 13.219,514 Aktien盲quivalente) und Familienstiftungen.

Es erfolgte kein Kauf oder Verkauf am offenen Markt; die Meldung spiegelt Mechanismen der Nachlassplanung wider und keine Bewertung. Die Derivatpositionen bleiben unver盲ndert mit 84.913 eingeschr盲nkten Aktieneinheiten (mit Vesting in gleichen Dritteln am 15. M盲rz 2027鈥�2029) und 3.267,285 Phantomaktien im nicht qualifizierten Plan. Da die gesamte wirtschaftliche Beteiligung unver盲ndert ist und keine Barzahlung erfolgte, ist die Offenlegung f眉r Anleger operativ neutral.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Internal share transfer; no buy/sell; neutral signal.

The CEO merely moved 68.7k shares from a 2023 GRAT to his direct account. His aggregate stake stays intact (>1.2 m shares/units). Such estate-planning transfers do not affect float, cash flow or governance dynamics. The absence of open-market buying removes any bullish inference, but continued large ownership aligns leadership with shareholders. I view the impact on valuation as immaterial.

TL;DR: Estate-planning move, preserves skin-in-the-game, no governance change.

Rogers鈥� transfer keeps his voting power and economic interest stable while simplifying reporting. The sizable RSU award (84.9k) continues to vest over four years, promoting retention. No red flags on control, related-party risk, or selling pressure emerge. Overall governance impact is neutral.

Truist Financial (TFC) 鈥� Comunicazione interna Form 4

Il Presidente e CEO William H. Rogers Jr. ha segnalato una riclassificazione interna della propriet脿 il 25 luglio 2025. Un trust annuo con riserva del concedente (GRAT) del 2023 ha distribuito 68.700 azioni ordinarie a Rogers, trasferendole da una propriet脿 indiretta a una diretta. Dopo il trasferimento, detiene 827.579,644 azioni direttamente e mantiene un鈥檈sposizione indiretta a circa 379.000 azioni aggiuntive tramite altri GRAT, un piano 401(k) (basato su unit脿, equivalenti a 13.219,514 azioni) e trust familiari.

Non si 猫 verificato alcun acquisto o vendita sul mercato aperto; la comunicazione riflette meccanismi di pianificazione patrimoniale piuttosto che una decisione di valutazione. Le posizioni derivanti rimangono invariate con 84.913 unit脿 azionarie vincolate (con maturazione in tre tranche uguali dal 15 marzo 2027 al 2029) e 3.267,285 unit脿 azionarie fantasma sotto il piano non qualificato. Poich茅 l鈥檈sposizione economica totale non 猫 cambiata e non 猫 stato coinvolto denaro, la comunicazione risulta neutra dal punto di vista operativo per gli investitori.

Truist Financial (TFC) 鈥� Presentaci贸n interna Formulario 4

El presidente y CEO William H. Rogers Jr. report贸 una reclasificaci贸n interna de propiedad el 25 de julio de 2025. Un fideicomiso de anualidad retenida por el otorgante (GRAT) de 2023 distribuy贸 68,700 acciones comunes a Rogers, traslad谩ndolas de propiedad indirecta a directa. Tras la transferencia, posee 827,579.644 acciones directamente y mantiene una exposici贸n indirecta a aproximadamente 379,000 acciones adicionales a trav茅s de otros GRAT, un plan 401(k) (basado en unidades, equivalentes a 13,219.514 acciones) y fideicomisos familiares.

No se realiz贸 ninguna compra o venta en el mercado abierto; la presentaci贸n refleja mecanismos de planificaci贸n patrimonial m谩s que una decisi贸n de valoraci贸n. Las posiciones derivadas permanecen sin cambios con 84,913 unidades restringidas de acciones (con vesting en tercios iguales del 15 de marzo de 2027 a 2029) y 3,267.285 unidades de acciones fantasma bajo el plan no calificado. Debido a que la exposici贸n econ贸mica total no cambi贸 y no hubo consideraci贸n en efectivo, la divulgaci贸n es operacionalmente neutral para los inversores.

Truist Financial (TFC) 鈥� 雮措秬鞛� 鞁犼碃靹� Form 4

須岇灔 瓴� CEO William H. Rogers Jr.臧� 2025雲� 7鞗� 25鞚� 雮措秬 靻岇湢甓� 鞛秳毳橂ゼ 氤搓碃頄堨姷雼堧嫟. 2023雲� 靹れ爼霅� 歃濎棳鞛� 氤挫湢 鞐瓣笀 鞁犿儊(GRAT)鞚� 68,700 氤错喌欤�毳� Rogers鞐愱矊 攵勲鞍頃橃棳 臧勳爲 靻岇湢鞐愳劀 歆侅爲 靻岇湢搿� 鞝勴櫂頄堨姷雼堧嫟. 鞚挫爠 頉� 攴鸽姅 827,579.644欤茧ゼ 歆侅爲 氤挫湢

瓿店皽 鞁滌灔鞐愳劀 毵るГ電� 鞐嗢棃鞙茧┌, 鞚措矆 鞁犼碃電� 臧�旃� 韽夑皜臧� 鞎勲媽 靸侅啀 瓿勴殟 鞝堨皑毳� 氚橃榿頃╇媹雼�. 韺岇儩 韽靺橃潃 84,913 鞝滍暅 欤检嫕 雼渼(2027雲� 3鞗� 15鞚茧秬韯� 2029雲勱箤歆� 3霌彪秳頃橃棳 氩犾姢韺�)鞕� 3,267.285 韺厐 欤检嫕 雼渼臧� 牍勱车鞁� 瓿勴殟 頃橃棎 氤�霃� 鞐嗢澊 鞙犾霅╇媹雼�. 齑� 瓴届牅鞝� 雲胳稖鞚� 氤�頃橃 鞎婈碃 順勱笀 瓯半灅臧� 鞐嗢溂氙�搿�, 鞚措矆 瓿奠嫓電� 韴瀽鞛愳棎瓴� 鞖挫榿靸� 欷戨鞝侅瀰雼堧嫟.

Truist Financial (TFC) 鈥� D茅claration interne Formulaire 4

Le pr茅sident-directeur g茅n茅ral William H. Rogers Jr. a signal茅 une reclassification interne de la propri茅t茅 le 25 juillet 2025. Un trust de rente retenue par le donateur (GRAT) de 2023 a distribu茅 68 700 actions ordinaires 脿 Rogers, les transf茅rant d鈥檜ne propri茅t茅 indirecte 脿 une propri茅t茅 directe. Apr猫s ce transfert, il d茅tient 827 579,644 actions directement et conserve une exposition indirecte 脿 environ 379 000 actions suppl茅mentaires via d鈥檃utres GRAT, un plan 401(k) (bas茅 sur des unit茅s, 茅quivalant 脿 13 219,514 actions) et des trusts familiaux.

Aucun achat ou vente sur le march茅 libre n鈥檃 eu lieu ; la d茅claration refl猫te des m茅canismes de planification successorale plut么t qu鈥檜ne d茅cision de valorisation. Les positions d茅riv茅es restent inchang茅es avec 84 913 unit茅s d鈥檃ctions restreintes (acquisition par tiers 茅gaux les 15 mars 2027 脿 2029) et 3 267,285 unit茅s d鈥檃ctions fant么mes dans le cadre du plan non qualifi茅. 脡tant donn茅 que l鈥檈xposition 茅conomique totale reste inchang茅e et qu鈥檃ucune contrepartie financi猫re n鈥檈st intervenue, cette divulgation est neutre op茅rationnellement pour les investisseurs.

Truist Financial (TFC) 鈥� Insider-Meldung Form 4

Vorsitzender und CEO William H. Rogers Jr. meldete am 25. Juli 2025 eine interne Umklassifizierung des Eigentums. Ein 2023 eingerichteter Grantor-Retained Annuity Trust (GRAT) verteilte 68.700 Stammaktien an Rogers und verschob diese von indirektem zu direktem wirtschaftlichem Eigentum. Nach der 脺bertragung h盲lt er 827.579,644 Aktien direkt und beh盲lt eine indirekte Beteiligung an etwa 379.000 weiteren Aktien 眉ber andere GRATs, einen 401(k)-Plan (einheitenbasiert, 13.219,514 Aktien盲quivalente) und Familienstiftungen.

Es erfolgte kein Kauf oder Verkauf am offenen Markt; die Meldung spiegelt Mechanismen der Nachlassplanung wider und keine Bewertung. Die Derivatpositionen bleiben unver盲ndert mit 84.913 eingeschr盲nkten Aktieneinheiten (mit Vesting in gleichen Dritteln am 15. M盲rz 2027鈥�2029) und 3.267,285 Phantomaktien im nicht qualifizierten Plan. Da die gesamte wirtschaftliche Beteiligung unver盲ndert ist und keine Barzahlung erfolgte, ist die Offenlegung f眉r Anleger operativ neutral.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ROGERS WILLIAM H JR
(Last) (First) (Middle)
214 N. TRYON STREET
(Street)
CHARLOTTE NC 28202
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TRUIST FINANCIAL CORP [ TFC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman & CEO
3. Date of Earliest Transaction (Month/Day/Year)
07/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 85,570(1) I By 2023 GRAT
Common Stock 827,579.644(1) D
Common Stock 13,219.514(2) I By 401(k)
Common Stock 95,712 I By grantor retained annuity trust
Common Stock 185,000 I By Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Unit $0.0000(3) 01/01/2000(3) 01/01/2000(3) Common Stock 3,267.285 3,267.285(4) D
Restricted Stock Units $0.0000(5) 03/15/2027(5) 03/15/2029(5) Common Stock 84,913 84,913 D
Explanation of Responses:
1. On July 25, 2025, a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children made an annuity payment to the reporting person consisting of 68,700 shares of Truist common stock. The reporting person's wife is the trustee of the GRAT, and the reporting person is the sole recipient of the annuity payments made by the GRAT. This Form 4 is being filed to reflect the change in the form of the reporting person's beneficial ownership of the Truist common stock transferred by the GRAT from indirect to direct beneficial ownership.
2. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of Truist stock on the applicable measurement date.
3. Represents phantom stock units under the Truist Nonqualified Defined Contribution Plan.
4. Includes shares acquired as a result of dividend reinvestment since the last reported transaction.
5. On February 24, 2025, the reporting person was granted 84,913 restricted stock units, vesting in three equal installments on March 15, 2027, March 15, 2028, and March 15, 2029. Each restricted stock unit represents a right to receive one share of TFC common stock.
Carla Brenwald, Attorney-in-fact 07/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source:

FAQ

How many Truist Financial shares did CEO William H. Rogers Jr. receive from the GRAT on July 25 2025?

The GRAT distributed 68,700 shares of TFC common stock to the CEO.

What is Rogers鈥� total direct shareholding in TFC after the reported transaction?

He directly owns 827,579.644 shares following the transfer.

Did the Form 4 disclose any open-market purchase or sale of TFC shares?

No. The filing reflects an internal ownership re-classification, not a market trade.

What derivative awards does Rogers hold according to the filing?

He holds 84,913 restricted stock units and 3,267.285 phantom stock units tied to TFC common stock.

When will the 84,913 restricted stock units awarded on Feb 24 2025 vest?

They vest in three equal installments on 15 Mar 2027, 15 Mar 2028 and 15 Mar 2029.
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Truist Finl Corp

NYSE:TFC

TFC Rankings

#344 Ranked by Market Cap
#694 Ranked by Dividends

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TFC Stock Data

58.14B
1.29B
0.22%
78.75%
1.73%
Banks - Regional
National Commercial Banks
United States
CHARLOTTE