[Form 3] Ally Financial Inc. Initial Statement of Beneficial Ownership
Ally Financial Inc. (ALLY) Form 3 shows that Austin Thomas McGrath reported initial beneficial ownership following a reportable event on 08/08/2025. Mr. McGrath discloses beneficial ownership of a total of 3,276 shares of common stock, comprised of 2,529 shares held directly, 447 shares held indirectly by his children, and 300 shares held indirectly by his spouse. The reported direct holdings include 1,890 Restricted Stock Units (RSUs) that convert to common shares on applicable settlement dates under the company鈥檚 plan. The filing was signed by an attorney-in-fact on 08/15/2025.
Ally Financial Inc. (ALLY) - Form 3 indica che Austin Thomas McGrath ha dichiarato una propriet脿 beneficiaria iniziale a seguito di un evento segnalabile il 08/08/2025. Il sig. McGrath segnala la titolarit脿 beneficiaria di un totale di 3.276 azioni ordinarie, di cui 2.529 azioni detenute direttamente, 447 azioni detenute indirettamente dai suoi figli e 300 azioni detenute indirettamente dal coniuge. Le partecipazioni dirette comprendono 1.890 Restricted Stock Units (RSU) che si convertiranno in azioni ordinarie nelle date di regolamento previste dal piano aziendale. Il deposito 猫 stato firmato da un procuratore il 15/08/2025.
Ally Financial Inc. (ALLY) - Form 3 muestra que Austin Thomas McGrath declar贸 la titularidad beneficiaria inicial tras un hecho reportable el 08/08/2025. El Sr. McGrath informa la titularidad beneficiaria de un total de 3.276 acciones ordinarias, compuestas por 2.529 acciones en propiedad directa, 447 acciones mantenidas indirectamente por sus hijos y 300 acciones mantenidas indirectamente por su c贸nyuge. Las participaciones directas incluyen 1.890 Restricted Stock Units (RSU) que se convertir谩n en acciones ordinarias en las fechas de liquidaci贸n aplicables seg煤n el plan de la compa帽铆a. La presentaci贸n fue firmada por un apoderado el 15/08/2025.
Ally Financial Inc. (ALLY) Form 3鞐� 霐半ゴ氅� Austin Thomas McGrath臧� 2025-08-08鞐� 氤搓碃 雽�靸� 靷贝 鞚错泟 齑堦赴 鞁れ唽鞙犼秾鞚� 鞁犼碃頄堨姷雼堧嫟. McGrath 鞌姅 齑� 3,276欤�鞚� 氤错喌欤检棎 雽�頃� 鞁れ唽鞙犼秾鞚� 瓿店皽頄堨溂氅�, 鞚措姅 歆侅爲 氤挫湢 2,529欤�, 鞛愲厐霌れ澊 臧勳爲 氤挫湢頃� 447欤�, 氚办毎鞛愱皜 臧勳爲 氤挫湢頃� 300欤�搿� 甑劚霅╇媹雼�. 氤搓碃霅� 歆侅爲 氤挫湢鞐愲姅 須岇偓鞚� 瓿勴殟鞐� 霐半澕 鞝曥偘鞚检棎 氤错喌欤茧 鞝勴櫂霅橂姅 1,890臧滌潣 鞝滍暅欤检嫕雼渼(RSU)臧� 韽暔霅╇媹雼�. 鞝滌稖靹滊姅 2025-08-15鞐� 雽�毽澑鞚� 靹滊獏頄堨姷雼堧嫟.
Ally Financial Inc. (ALLY) - Form 3 indique qu鈥橝ustin Thomas McGrath a d茅clar茅 une d茅tention b茅n茅ficiaire initiale suite 脿 un 茅v茅nement d茅clarable le 08/08/2025. M. McGrath annonce une d茅tention b茅n茅ficiaire totale de 3 276 actions ordinaires, compos茅e de 2 529 actions d茅tenues directement, 447 actions d茅tenues indirectement par ses enfants et 300 actions d茅tenues indirectement par son conjoint. Les participations directes comprennent 1 890 Restricted Stock Units (RSU) qui seront converties en actions ordinaires aux dates de r猫glement applicables pr茅vues par le plan de la soci茅t茅. Le d茅p么t a 茅t茅 sign茅 par un mandataire le 15/08/2025.
Ally Financial Inc. (ALLY) Form 3 zeigt, dass Austin Thomas McGrath nach einem meldepflichtigen Ereignis am 08.08.2025 einen erstmaligen wirtschaftlichen Besitz gemeldet hat. Herr McGrath gibt wirtschaftliches Eigentum an insgesamt 3.276 Aktien Stammaktien an, bestehend aus 2.529 direkt gehaltenen Aktien, 447 indirekt von seinen Kindern gehaltenen Aktien und 300 indirekt von seinem Ehepartner gehaltenen Aktien. Die gemeldeten Direktbest盲nde umfassen 1.890 Restricted Stock Units (RSUs), die an den anwendbaren Abwicklungsterminen in Stammaktien umgewandelt werden. Die Einreichung wurde am 15.08.2025 von einem Bevollm盲chtigten unterschrieben.
- Complete breakdown of direct and indirect ownership provided (2,529 direct; 447 by children; 300 by spouse).
- Disclosure of 1,890 RSUs clarifies portion of holdings that will convert into shares on settlement.
- None.
Insights
TL;DR: Routine insider initial disclosure; modest personal equity stake with RSUs disclosed.
The Form 3 is a standard initial Section 16 filing documenting beneficial ownership by an officer. The total position of 3,276 shares is modest relative to a large financial-services issuer, and the inclusion of 1,890 RSUs clarifies future share settlement but does not indicate option exercise or derivative exposure. This disclosure increases transparency around executive holdings without indicating material change to corporate control or capital structure.
TL;DR: Proper, timely disclosure of an officer鈥檚 holdings including family-held shares; governance practice appears compliant.
The filing identifies Mr. McGrath as VP, CAO, and Controller and reports direct and indirect holdings, including spouse and children. Use of attorney-in-fact for signature is noted. The document provides the necessary breakdown between direct ownership and indirect family holdings and specifies RSUs, aiding shareholder oversight of insider alignment with company interests.
Ally Financial Inc. (ALLY) - Form 3 indica che Austin Thomas McGrath ha dichiarato una propriet脿 beneficiaria iniziale a seguito di un evento segnalabile il 08/08/2025. Il sig. McGrath segnala la titolarit脿 beneficiaria di un totale di 3.276 azioni ordinarie, di cui 2.529 azioni detenute direttamente, 447 azioni detenute indirettamente dai suoi figli e 300 azioni detenute indirettamente dal coniuge. Le partecipazioni dirette comprendono 1.890 Restricted Stock Units (RSU) che si convertiranno in azioni ordinarie nelle date di regolamento previste dal piano aziendale. Il deposito 猫 stato firmato da un procuratore il 15/08/2025.
Ally Financial Inc. (ALLY) - Form 3 muestra que Austin Thomas McGrath declar贸 la titularidad beneficiaria inicial tras un hecho reportable el 08/08/2025. El Sr. McGrath informa la titularidad beneficiaria de un total de 3.276 acciones ordinarias, compuestas por 2.529 acciones en propiedad directa, 447 acciones mantenidas indirectamente por sus hijos y 300 acciones mantenidas indirectamente por su c贸nyuge. Las participaciones directas incluyen 1.890 Restricted Stock Units (RSU) que se convertir谩n en acciones ordinarias en las fechas de liquidaci贸n aplicables seg煤n el plan de la compa帽铆a. La presentaci贸n fue firmada por un apoderado el 15/08/2025.
Ally Financial Inc. (ALLY) Form 3鞐� 霐半ゴ氅� Austin Thomas McGrath臧� 2025-08-08鞐� 氤搓碃 雽�靸� 靷贝 鞚错泟 齑堦赴 鞁れ唽鞙犼秾鞚� 鞁犼碃頄堨姷雼堧嫟. McGrath 鞌姅 齑� 3,276欤�鞚� 氤错喌欤检棎 雽�頃� 鞁れ唽鞙犼秾鞚� 瓿店皽頄堨溂氅�, 鞚措姅 歆侅爲 氤挫湢 2,529欤�, 鞛愲厐霌れ澊 臧勳爲 氤挫湢頃� 447欤�, 氚办毎鞛愱皜 臧勳爲 氤挫湢頃� 300欤�搿� 甑劚霅╇媹雼�. 氤搓碃霅� 歆侅爲 氤挫湢鞐愲姅 須岇偓鞚� 瓿勴殟鞐� 霐半澕 鞝曥偘鞚检棎 氤错喌欤茧 鞝勴櫂霅橂姅 1,890臧滌潣 鞝滍暅欤检嫕雼渼(RSU)臧� 韽暔霅╇媹雼�. 鞝滌稖靹滊姅 2025-08-15鞐� 雽�毽澑鞚� 靹滊獏頄堨姷雼堧嫟.
Ally Financial Inc. (ALLY) - Form 3 indique qu鈥橝ustin Thomas McGrath a d茅clar茅 une d茅tention b茅n茅ficiaire initiale suite 脿 un 茅v茅nement d茅clarable le 08/08/2025. M. McGrath annonce une d茅tention b茅n茅ficiaire totale de 3 276 actions ordinaires, compos茅e de 2 529 actions d茅tenues directement, 447 actions d茅tenues indirectement par ses enfants et 300 actions d茅tenues indirectement par son conjoint. Les participations directes comprennent 1 890 Restricted Stock Units (RSU) qui seront converties en actions ordinaires aux dates de r猫glement applicables pr茅vues par le plan de la soci茅t茅. Le d茅p么t a 茅t茅 sign茅 par un mandataire le 15/08/2025.
Ally Financial Inc. (ALLY) Form 3 zeigt, dass Austin Thomas McGrath nach einem meldepflichtigen Ereignis am 08.08.2025 einen erstmaligen wirtschaftlichen Besitz gemeldet hat. Herr McGrath gibt wirtschaftliches Eigentum an insgesamt 3.276 Aktien Stammaktien an, bestehend aus 2.529 direkt gehaltenen Aktien, 447 indirekt von seinen Kindern gehaltenen Aktien und 300 indirekt von seinem Ehepartner gehaltenen Aktien. Die gemeldeten Direktbest盲nde umfassen 1.890 Restricted Stock Units (RSUs), die an den anwendbaren Abwicklungsterminen in Stammaktien umgewandelt werden. Die Einreichung wurde am 15.08.2025 von einem Bevollm盲chtigten unterschrieben.
FAQ
What did the Form 3 filed for ALLY disclose about Austin Thomas McGrath's holdings?
How many Restricted Stock Units (RSUs) are included in the ALLY Form 3?
What is Mr. McGrath's role at Ally Financial as listed on the Form 3?
When was the event requiring this Form 3 reported and when was the form signed?
Does the Form 3 indicate any derivative securities or options for Mr. McGrath?
